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FIA

Foundations Investment Advisors Portfolio holdings

AUM $8.07B
1-Year Est. Return 24.97%
This Fund
S&P 500
This Quarter Est. Return
+3.52%
1 Year Est. Return
+24.97%
3 Year Est. Return
+62.29%
5 Year Est. Return
+50.23%
10 Year Est. Return
–
AUM
$456M
AUM Growth
-$674M
Cap. Flow
-$700M
Cap. Flow %
-153.55%
Top 10 Hldgs %
59.7%
Holding
192
New
29
Increased
64
Reduced
68
Closed
25

Top Buys

Rank Stock Value
1
UUP icon
Invesco DB US Dollar Index Bullish Fund
UUP
+$119M
2
VNQ icon
Vanguard Real Estate ETF
VNQ
+$32.6M
3
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$16.9M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$6.95M
5
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$2.56M

Top Sells

Rank Stock Value
1
VAW icon
Vanguard Materials ETF
VAW
+$94.7M
2
VGT icon
Vanguard Information Technology ETF
VGT
+$94.1M
3
VBK icon
Vanguard Morningstar Small-Cap Growth ETF
VBK
+$93.2M
4
VHT icon
Vanguard Health Care ETF
VHT
+$90.2M
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$87.9M

Sector Composition

Rank Sector Weight
1 Technology 2.45%
2 Financials 2.42%
3 Consumer Discretionary 2.37%
4 Communication Services 2.13%
5 Healthcare 1.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OGIG icon
176
ALPS O'Shares Global Internet Giants ETF
OGIG
$107M
– –
-10,459
Closed -$411K
PFF icon
177
iShares Preferred and Income Securities ETF
PFF
$13.3B
– –
-2,531,169
Closed -$87.9M
PFFD icon
178
Global X US Preferred ETF
PFFD
$2.17B
– –
-13,681
Closed -$324K
PFXF icon
179
VanEck Preferred Securities ex Financials ETF
PFXF
$2.44B
– –
-17,710
Closed -$324K
PREF icon
180
Principal Spectrum Preferred Securities Active ETF
PREF
$1.77B
– –
-16,715
Closed -$324K
RSP icon
181
Invesco S&P 500 Equal Weight ETF
RSP
$98.1B
– –
-3,276
Closed -$339K
SHY icon
182
iShares 1-3 Year Treasury Bond ETF
SHY
$25B
– –
-2,462
Closed -$213K
TXN icon
183
Texas Instruments
TXN
$246B
– –
-2,205
Closed -$277K
VAW icon
184
Vanguard Materials ETF
VAW
$2.99B
– –
-771,914
Closed -$94.7M
VB icon
185
Vanguard Morningstar Small-Cap ETF
VB
$80.7B
– –
-50,682
Closed -$7.39M
VBK icon
186
Vanguard Morningstar Small-Cap Growth ETF
VBK
$23.5B
– –
-462,492
Closed -$93.2M
VGT icon
187
Vanguard Information Technology ETF
VGT
$141B
– –
-2,680,232
Closed -$94.1M
VIGI icon
188
Vanguard International Dividend Appreciation ETF
VIGI
$9.1B
– –
-22,189
Closed -$1.52M
VRP icon
189
Invesco Variable Rate Preferred ETF
VRP
$3B
– –
-13,800
Closed -$327K
VSS icon
190
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.4B
– –
-233,656
Closed -$22.9M
VXF icon
191
Vanguard Extended Market ETF
VXF
$30.8B
– –
-570,848
Closed -$67.9M
DNR
192
DELISTED
Denbury Resources, Inc.
DNR
– –
-16,500
Closed -$5K
4 5 6 7
8

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Foundations Investment Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, Foundations Investment Advisors held 192 positions worth $456M, down 60% from $1.13B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Foundations Investment Advisors withdrew a net $700M in Q3 2020, closing 25 positions and reducing 68 holdings. Its most notable exit was Vanguard Materials ETF, an estimated $94.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 2.4% of assets, up from 0.91% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Foundations Investment Advisors opened a new position in Invesco DB US Dollar Index Bullish Fund worth $119M.

  • Foundations Investment Advisors's largest Q3 2020 buy was Invesco DB US Dollar Index Bullish Fund: 4,694,825 shares worth $119M.
  • Foundations Investment Advisors added most to Vanguard Real Estate ETF in Q3 2020, an estimated $32.6M increase.
  • Foundations Investment Advisors's biggest Q3 2020 reduction was Vanguard Health Care ETF, cutting an estimated $90.2M.
  • Foundations Investment Advisors fully exited Vanguard Materials ETF in Q3 2020, selling an estimated $94.7M.
  • Foundations Investment Advisors's ten largest holdings make up 60% of its $456M portfolio in Q3 2020.
  • Foundations Investment Advisors opened 29 new positions and closed 25 in Q3 2020.
  • Foundations Investment Advisors's portfolio value fell 60% quarter-over-quarter to $456M.

Based on Foundations Investment Advisors's 13F filing for Q3 2020, filed 7 Oct 2020.