We are live on ! Find out more
FIA

Foundations Investment Advisors Portfolio holdings

AUM $8.07B
1-Year Est. Return 24.97%
This Fund
S&P 500
This Quarter Est. Return
-2.43%
1 Year Est. Return
+24.97%
3 Year Est. Return
+62.29%
5 Year Est. Return
+50.23%
10 Year Est. Return
–
AUM
$3.25B
AUM Growth
+$227M
Cap. Flow
+$320M
Cap. Flow %
9.87%
Top 10 Hldgs %
31.97%
Holding
688
New
115
Increased
287
Reduced
217
Closed
49

Top Buys

Rank Stock Value
1
BSCN
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
+$92.7M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$43.4M
3
SFLR icon
Innovator Equity Managed Floor ETF
SFLR
+$37M
4
UJUL icon
Innovator US Equity Ultra Buffer ETF July
UJUL
+$29.6M
5
DJUL icon
FT Vest US Equity Deep Buffer ETF July
DJUL
+$23.5M

Top Sells

Rank Stock Value
1
TDSC icon
Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF
TDSC
+$54M
2
TDSB icon
Exchange Listed Funds Trust ETC Cabana Target Beta ETF
TDSB
+$24.1M
3
CLSM icon
Exchange Listed Funds Trust ETC Cabana Target Leading Sector Moderate ETF
CLSM
+$21.3M
4
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$21.1M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$20.9M

Sector Composition

Rank Sector Weight
1 Technology 4.63%
2 Healthcare 2.63%
3 Financials 2.29%
4 Energy 1.71%
5 Consumer Discretionary 1.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVO
151
Novo Nordisk
NVO
$208B
$3.48M 0.11%
+38,303
New +$3.37M
COR icon
152
Cencora
COR
$60B
$3.42M 0.11%
18,997
-206
-1% -$38K
HD icon
153
Home Depot
HD
$339B
$3.37M 0.1%
11,147
-1,246
-10% -$401K
PEG icon
154
Public Service Enterprise Group
PEG
$38.2B
$3.37M 0.1%
59,133
+3,751
+7% +$230K
ARCC icon
155
Ares Capital
ARCC
$13.8B
$3.36M 0.1%
172,822
+27,623
+19% +$536K
BTI icon
156
British American Tobacco
BTI
$128B
$3.33M 0.1%
106,170
+8,023
+8% +$264K
SPAB icon
157
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.74B
$3.29M 0.1%
135,045
+10,851
+9% +$270K
ADBE icon
158
Adobe
ADBE
$99.9B
$3.27M 0.1%
6,418
+101
+2% +$53K
BND icon
159
Vanguard Total Bond Market
BND
$157B
$3.25M 0.1%
46,639
+24,133
+107% +$1.72M
MAIN icon
160
Main Street Capital
MAIN
$5.18B
$3.23M 0.1%
79,399
+7,992
+11% +$326K
DIS icon
161
Walt Disney
DIS
$170B
$3.21M 0.1%
39,568
+6,123
+18% +$523K
VLUE icon
162
iShares MSCI USA Value Factor ETF
VLUE
$9.21B
$3.21M 0.1%
35,349
-2,506
-7% -$236K
BMY icon
163
Bristol-Myers Squibb
BMY
$134B
$3.09M 0.1%
53,199
+6,436
+14% +$394K
SMLF icon
164
iShares US Small Cap Equity Factor ETF
SMLF
$4.17B
$3.08M 0.09%
59,557
-65,914
-53% -$3.57M
AIF
165
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$3.07M 0.09%
229,307
+28,583
+14% +$372K
ARDC
166
Are Dynamic Credit Allocation Fund
ARDC
$298M
$3.05M 0.09%
236,388
+29,693
+14% +$376K
MCD icon
167
McDonald's
MCD
$188B
$3.04M 0.09%
11,524
+3,434
+42% +$979K
COMT icon
168
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
$1.18B
$3.03M 0.09%
104,020
+12,163
+13% +$344K
VTV icon
169
Vanguard Morningstar Value ETF
VTV
$189B
$3.02M 0.09%
21,910
+328
+2% +$47K
UDEC
170
Innovator US Equity Ultra Buffer ETF December
UDEC
$248M
$2.97M 0.09%
+101,127
New +$3.06M
LMBS icon
171
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.36B
$2.97M 0.09%
62,816
+2,861
+5% +$136K
ASML icon
172
ASML
ASML
$631B
$2.97M 0.09%
5,038
-32
-0.6% -$21.3K
GOOG icon
173
Alphabet (Google) Class C
GOOG
$4.56T
$2.95M 0.09%
22,400
-8,327
-27% -$1.08M
XMAR icon
174
FT Vest US Equity Enhance & Moderate Buffer ETF March
XMAR
$157M
$2.92M 0.09%
92,276
+81,255
+737% +$2.57M
IWX icon
175
iShares Russell Top 200 Value ETF
IWX
$4.02B
$2.91M 0.09%
44,473
+830
+2% +$56.3K
5 6
7
8 9

Similar funds

VIM
Vinva Investment Management Sydney, Australia $8.07B AUM 29.46% 1-Year Est. Return
MAM
Madison Asset Management Madison, Wisconsin $8.06B AUM 11.81% 1-Year Est. Return
FMI
Fiduciary Management Inc Milwaukee, Wisconsin $8.06B AUM 6.78% 1-Year Est. Return
AIM
Allen Investment Management New York $8.09B AUM 16.78% 1-Year Est. Return
CCM
Coldstream Capital Management Bellevue, Washington $8.12B AUM 17.95% 1-Year Est. Return
WA
Whitebox Advisors Minneapolis, Minnesota $8.12B AUM 15.85% 1-Year Est. Return
MT
Midwest Trust Overland Park, Kansas $8.02B AUM 23.54% 1-Year Est. Return
WJWM
Williams Jones Wealth Management New York $8.14B AUM 19.32% 1-Year Est. Return

Foundations Investment Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Foundations Investment Advisors held 688 positions worth $3.25B, up 7.5% from $3.02B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Foundations Investment Advisors deployed $320M of net new capital in Q3 2023, opening 115 new positions and adding to 287 existing holdings. Its largest new stake was Invesco BulletShares 2023 Corporate Bond ETF: 4,368,973 shares worth $92.8M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, down from 5.1% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF, an estimated $54M trimmed.

  • Foundations Investment Advisors's largest Q3 2023 buy was Invesco BulletShares 2023 Corporate Bond ETF: 4,368,973 shares worth $92.8M.
  • Foundations Investment Advisors added most to iShares S&P 500 Growth ETF in Q3 2023, an estimated $43.4M increase.
  • Foundations Investment Advisors's biggest Q3 2023 reduction was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF, cutting an estimated $54M.
  • Foundations Investment Advisors fully exited Vanguard Russell 1000 Value ETF in Q3 2023, selling an estimated $3.96M.
  • Foundations Investment Advisors's ten largest holdings make up 32% of its $3.25B portfolio in Q3 2023.
  • Foundations Investment Advisors opened 115 new positions and closed 49 in Q3 2023.
  • Foundations Investment Advisors's portfolio value rose 7.5% quarter-over-quarter to $3.25B.

Based on Foundations Investment Advisors's 13F filing for Q3 2023, filed 5 Oct 2023.