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FIA

Foundations Investment Advisors Portfolio holdings

AUM $8.07B
1-Year Est. Return 24.97%
This Fund
S&P 500
This Quarter Est. Return
+3.52%
1 Year Est. Return
+24.97%
3 Year Est. Return
+62.29%
5 Year Est. Return
+50.23%
10 Year Est. Return
–
AUM
$456M
AUM Growth
-$674M
Cap. Flow
-$700M
Cap. Flow %
-153.55%
Top 10 Hldgs %
59.7%
Holding
192
New
29
Increased
64
Reduced
68
Closed
25

Top Buys

Rank Stock Value
1
UUP icon
Invesco DB US Dollar Index Bullish Fund
UUP
+$119M
2
VNQ icon
Vanguard Real Estate ETF
VNQ
+$32.6M
3
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$16.9M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$6.95M
5
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$2.56M

Top Sells

Rank Stock Value
1
VAW icon
Vanguard Materials ETF
VAW
+$94.7M
2
VGT icon
Vanguard Information Technology ETF
VGT
+$94.1M
3
VBK icon
Vanguard Morningstar Small-Cap Growth ETF
VBK
+$93.2M
4
VHT icon
Vanguard Health Care ETF
VHT
+$90.2M
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$87.9M

Sector Composition

Rank Sector Weight
1 Technology 2.45%
2 Financials 2.42%
3 Consumer Discretionary 2.37%
4 Communication Services 2.13%
5 Healthcare 1.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALL icon
151
Allstate
ALL
$67.6B
$237K 0.05%
2,551
+208
+9% +$19.4K
BAC icon
152
Bank of America
BAC
$437B
$235K 0.05%
9,723
-3,827
-28% -$95.3K
BA icon
153
Boeing
BA
$185B
$228K 0.05%
1,357
-306
-18% -$52.2K
JFR icon
154
Nuveen Floating Rate Income Fund
JFR
$1.24B
$226K 0.05%
+27,022
New +$220K
PM icon
155
Philip Morris
PM
$292B
$225K 0.05%
3,018
-28
-0.9% -$2.16K
CMCSA icon
156
Comcast
CMCSA
$87.2B
$215K 0.05%
+4,758
New +$207K
CVX icon
157
Chevron
CVX
$385B
$212K 0.05%
2,984
-2,667
-47% -$224K
NAD icon
158
Nuveen Quality Municipal Income Fund
NAD
$2.73B
$186K 0.04%
+12,754
New +$185K
PLUG icon
159
Plug Power
PLUG
$2.9B
$141K 0.03%
+10,000
New +$110K
ECF
160
Ellsworth Growth & Income Fund
ECF
$169M
$117K 0.03%
10,072
-21,735
-68% -$260K
GUT
161
Gabelli Utility Trust
GUT
$574M
$113K 0.02%
15,079
-32,619
-68% -$244K
DSU icon
162
BlackRock Debt Strategies Fund
DSU
$595M
$112K 0.02%
11,154
-23,764
-68% -$234K
MJ icon
163
Amplify Alternative Harvest ETF
MJ
$104M
$110K 0.02%
+885
New +$132K
FT
164
Franklin Universal Trust
FT
$198M
$108K 0.02%
15,724
-33,748
-68% -$234K
BKT icon
165
BlackRock Income Trust
BKT
$334M
$102K 0.02%
5,638
-11,854
-68% -$219K
KOPN icon
166
Kopin
KOPN
$693M
$33K 0.01%
24,327
-17,400
-42% -$26.9K
RESN
167
DELISTED
Resonant Inc.
RESN
$30K 0.01%
12,575
– –
AOM icon
168
iShares Core Moderate Allocation ETF
AOM
$1.76B
– –
-5,140
Closed -$205K
BIV icon
169
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
– –
-470,349
Closed -$43.8M
BRSP
170
BrightSpire Capital
BRSP
$649M
– –
-12,655
Closed -$83K
CWB icon
171
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.66B
– –
-5,931
Closed -$366K
FCVT icon
172
First Trust SSI Strategic Convertible Securities ETF
FCVT
$100M
– –
-9,903
Closed -$361K
FDHY icon
173
Fidelity High Yield Factor ETF
FDHY
$576M
– –
-6,306
Closed -$328K
HYLB icon
174
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.47B
– –
-6,249
Closed -$236K
ICVT icon
175
iShares Convertible Bond ETF
ICVT
$7.32B
– –
-9,497
Closed -$686K
4 5 6
7
8

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MAM
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FMI
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AIM
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CCM
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WA
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MT
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WJWM
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Foundations Investment Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, Foundations Investment Advisors held 192 positions worth $456M, down 60% from $1.13B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Foundations Investment Advisors withdrew a net $700M in Q3 2020, closing 25 positions and reducing 68 holdings. Its most notable exit was Vanguard Materials ETF, an estimated $94.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 2.4% of assets, up from 0.91% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Foundations Investment Advisors opened a new position in Invesco DB US Dollar Index Bullish Fund worth $119M.

  • Foundations Investment Advisors's largest Q3 2020 buy was Invesco DB US Dollar Index Bullish Fund: 4,694,825 shares worth $119M.
  • Foundations Investment Advisors added most to Vanguard Real Estate ETF in Q3 2020, an estimated $32.6M increase.
  • Foundations Investment Advisors's biggest Q3 2020 reduction was Vanguard Health Care ETF, cutting an estimated $90.2M.
  • Foundations Investment Advisors fully exited Vanguard Materials ETF in Q3 2020, selling an estimated $94.7M.
  • Foundations Investment Advisors's ten largest holdings make up 60% of its $456M portfolio in Q3 2020.
  • Foundations Investment Advisors opened 29 new positions and closed 25 in Q3 2020.
  • Foundations Investment Advisors's portfolio value fell 60% quarter-over-quarter to $456M.

Based on Foundations Investment Advisors's 13F filing for Q3 2020, filed 7 Oct 2020.