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FIA

Foundations Investment Advisors Portfolio holdings

AUM $8.07B
1-Year Est. Return 24.97%
This Fund
S&P 500
This Quarter Est. Return
-2.43%
1 Year Est. Return
+24.97%
3 Year Est. Return
+62.29%
5 Year Est. Return
+50.23%
10 Year Est. Return
–
AUM
$3.25B
AUM Growth
+$227M
Cap. Flow
+$320M
Cap. Flow %
9.87%
Top 10 Hldgs %
31.97%
Holding
688
New
115
Increased
287
Reduced
217
Closed
49

Top Buys

Rank Stock Value
1
BSCN
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
+$92.7M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$43.4M
3
SFLR icon
Innovator Equity Managed Floor ETF
SFLR
+$37M
4
UJUL icon
Innovator US Equity Ultra Buffer ETF July
UJUL
+$29.6M
5
DJUL icon
FT Vest US Equity Deep Buffer ETF July
DJUL
+$23.5M

Top Sells

Rank Stock Value
1
TDSC icon
Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF
TDSC
+$54M
2
TDSB icon
Exchange Listed Funds Trust ETC Cabana Target Beta ETF
TDSB
+$24.1M
3
CLSM icon
Exchange Listed Funds Trust ETC Cabana Target Leading Sector Moderate ETF
CLSM
+$21.3M
4
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$21.1M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$20.9M

Sector Composition

Rank Sector Weight
1 Technology 4.63%
2 Healthcare 2.63%
3 Financials 2.29%
4 Energy 1.71%
5 Consumer Discretionary 1.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JNJ icon
126
Johnson & Johnson
JNJ
$613B
$4.26M 0.13%
27,332
-1,637
-6% -$270K
FVD icon
127
First Trust Value Line Dividend Fund
FVD
$8.33B
$4.22M 0.13%
112,881
+6,317
+6% +$250K
FGM icon
128
First Trust Germany AlphaDEX Fund
FGM
$98.8M
$4.2M 0.13%
+115,990
New +$4.44M
VEA icon
129
Vanguard FTSE Developed Markets ETF
VEA
$230B
$4.19M 0.13%
95,758
+21,807
+29% +$998K
WMB icon
130
Williams Companies
WMB
$86.1B
$4.13M 0.13%
122,524
-14,219
-10% -$485K
IWY icon
131
iShares Russell Top 200 Growth ETF
IWY
$16.1B
$4.11M 0.13%
26,748
+556
+2% +$88.7K
VYM icon
132
Vanguard High Dividend Yield ETF
VYM
$81.4B
$4.08M 0.13%
39,495
-3,495
-8% -$375K
FEZ icon
133
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.46B
$4.07M 0.13%
96,865
+15,140
+19% +$676K
MO icon
134
Altria Group
MO
$114B
$4.05M 0.12%
96,307
+8,545
+10% +$378K
XLSR icon
135
State Street US Sector Rotation ETF
XLSR
$1.03B
$4.05M 0.12%
98,053
+584
+0.6% +$25.2K
SO icon
136
Southern Company
SO
$107B
$4.01M 0.12%
61,926
+1,977
+3% +$137K
SPYM
137
State Street SPDR Portfolio S&P 500 ETF
SPYM
$164B
$4M 0.12%
79,678
-8,313
-9% -$435K
SCHA icon
138
Schwab U.S Small- Cap ETF
SCHA
$22.7B
$3.99M 0.12%
192,748
+36,696
+24% +$805K
IBM icon
139
IBM
IBM
$213B
$3.98M 0.12%
28,351
+582
+2% +$82.8K
AMGN icon
140
Amgen
AMGN
$204B
$3.96M 0.12%
14,737
+307
+2% +$76.6K
CSCO icon
141
Cisco
CSCO
$457B
$3.84M 0.12%
71,353
+7,187
+11% +$388K
SCHW
142
Charles Schwab
SCHW
$184B
$3.8M 0.12%
69,250
+11,224
+19% +$678K
DXJ icon
143
WisdomTree Japan Hedged Equity Fund
DXJ
$7.06B
$3.79M 0.12%
42,913
+40,408
+1,613% +$3.45M
IFRA icon
144
iShares US Infrastructure ETF
IFRA
$4.57B
$3.79M 0.12%
103,493
+12,857
+14% +$500K
LMT icon
145
Lockheed Martin
LMT
$135B
$3.78M 0.12%
9,238
+885
+11% +$393K
GJUN icon
146
FT Vest US Equity Moderate Buffer ETF June
GJUN
$526M
$3.74M 0.12%
126,172
-1,708
-1% -$51.6K
NVS icon
147
Novartis
NVS
$292B
$3.62M 0.11%
35,523
+21,667
+156% +$2.2M
MSTR icon
148
Strategy Inc
MSTR
$34.7B
$3.53M 0.11%
107,490
-2,760
-3% -$104K
UL icon
149
Unilever
UL
$137B
$3.52M 0.11%
63,277
-3,203
-5% -$185K
SRE icon
150
Sempra
SRE
$57.3B
$3.51M 0.11%
51,611
+3,079
+6% +$222K
4 5
6
7 8

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VIM
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MAM
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FMI
Fiduciary Management Inc Milwaukee, Wisconsin $8.06B AUM 6.78% 1-Year Est. Return
AIM
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CCM
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WA
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MT
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WJWM
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Foundations Investment Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Foundations Investment Advisors held 688 positions worth $3.25B, up 7.5% from $3.02B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Foundations Investment Advisors deployed $320M of net new capital in Q3 2023, opening 115 new positions and adding to 287 existing holdings. Its largest new stake was Invesco BulletShares 2023 Corporate Bond ETF: 4,368,973 shares worth $92.8M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, down from 5.1% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF, an estimated $54M trimmed.

  • Foundations Investment Advisors's largest Q3 2023 buy was Invesco BulletShares 2023 Corporate Bond ETF: 4,368,973 shares worth $92.8M.
  • Foundations Investment Advisors added most to iShares S&P 500 Growth ETF in Q3 2023, an estimated $43.4M increase.
  • Foundations Investment Advisors's biggest Q3 2023 reduction was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF, cutting an estimated $54M.
  • Foundations Investment Advisors fully exited Vanguard Russell 1000 Value ETF in Q3 2023, selling an estimated $3.96M.
  • Foundations Investment Advisors's ten largest holdings make up 32% of its $3.25B portfolio in Q3 2023.
  • Foundations Investment Advisors opened 115 new positions and closed 49 in Q3 2023.
  • Foundations Investment Advisors's portfolio value rose 7.5% quarter-over-quarter to $3.25B.

Based on Foundations Investment Advisors's 13F filing for Q3 2023, filed 5 Oct 2023.