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FIA

Foundations Investment Advisors Portfolio holdings

AUM $8.07B
1-Year Est. Return 24.97%
This Fund
S&P 500
This Quarter Est. Return
+3.52%
1 Year Est. Return
+24.97%
3 Year Est. Return
+62.29%
5 Year Est. Return
+50.23%
10 Year Est. Return
–
AUM
$456M
AUM Growth
-$674M
Cap. Flow
-$700M
Cap. Flow %
-153.55%
Top 10 Hldgs %
59.7%
Holding
192
New
29
Increased
64
Reduced
68
Closed
25

Top Buys

Rank Stock Value
1
UUP icon
Invesco DB US Dollar Index Bullish Fund
UUP
+$119M
2
VNQ icon
Vanguard Real Estate ETF
VNQ
+$32.6M
3
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$16.9M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$6.95M
5
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$2.56M

Top Sells

Rank Stock Value
1
VAW icon
Vanguard Materials ETF
VAW
+$94.7M
2
VGT icon
Vanguard Information Technology ETF
VGT
+$94.1M
3
VBK icon
Vanguard Morningstar Small-Cap Growth ETF
VBK
+$93.2M
4
VHT icon
Vanguard Health Care ETF
VHT
+$90.2M
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$87.9M

Sector Composition

Rank Sector Weight
1 Technology 2.45%
2 Financials 2.42%
3 Consumer Discretionary 2.37%
4 Communication Services 2.13%
5 Healthcare 1.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XOM icon
76
ExxonMobil
XOM
$643B
$944K 0.21%
28,638
+1,126
+4% +$46K
HON icon
77
Honeywell
HON
$78.2B
$927K 0.2%
5,936
– –
SHYG icon
78
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.59B
$924K 0.2%
21,088
+10,547
+100% +$464K
MCY icon
79
Mercury Insurance
MCY
$5.94B
$909K 0.2%
21,992
-11,410
-34% -$490K
ELV icon
80
Elevance Health
ELV
$83B
$883K 0.19%
3,210
+332
+12% +$89.3K
DOW icon
81
Dow Inc
DOW
$21.6B
$866K 0.19%
18,312
-9,594
-34% -$431K
ABT icon
82
Abbott
ABT
$185B
$858K 0.19%
8,057
-1,043
-11% -$106K
JPST icon
83
JPMorgan Ultra-Short Income ETF
JPST
$40.3B
$821K 0.18%
16,171
-21,610
-57% -$1.1M
IVV icon
84
iShares Core S&P 500 ETF
IVV
$884B
$759K 0.17%
2,264
+1,263
+126% +$420K
VDC icon
85
Vanguard Consumer Staples ETF
VDC
$7.95B
$748K 0.16%
4,570
-251,930
-98% -$40.6M
VHT icon
86
Vanguard Health Care ETF
VHT
$18.1B
$748K 0.16%
3,707
-445,776
-99% -$90.2M
TRP icon
87
TC Energy
TRP
$68.6B
$736K 0.16%
17,518
-9,634
-35% -$441K
EMLP icon
88
First Trust North American Energy Infrastructure Fund
EMLP
$4.13B
$712K 0.16%
37,018
-19,239
-34% -$389K
UBER icon
89
Uber
UBER
$146B
$675K 0.15%
17,895
+2,082
+13% +$68.7K
KMX icon
90
CarMax
KMX
$8.29B
$669K 0.15%
7,005
+497
+8% +$49.6K
STX icon
91
Seagate
STX
$189B
$663K 0.15%
13,603
-6,714
-33% -$315K
GIS icon
92
General Mills
GIS
$19.2B
$644K 0.14%
10,304
-4,851
-32% -$303K
SPAB icon
93
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.74B
$641K 0.14%
20,842
+1,751
+9% +$54.2K
IJR icon
94
iShares Core S&P Small-Cap ETF
IJR
$111B
$626K 0.14%
8,711
+2,094
+32% +$150K
SABA
95
Saba Capital Income & Opportunities Fund II
SABA
$221M
$590K 0.13%
55,377
-28,189
-34% -$304K
BFC icon
96
Bank First Corp
BFC
$1.72B
$568K 0.12%
9,638
– –
DIS icon
97
Walt Disney
DIS
$170B
$560K 0.12%
4,566
+946
+26% +$118K
NEAR icon
98
iShares Short Maturity Bond ETF
NEAR
$4.84B
$559K 0.12%
11,169
+5,423
+94% +$272K
VOD icon
99
Vodafone
VOD
$36.1B
$555K 0.12%
41,232
-20,889
-34% -$315K
JPM icon
100
JPMorgan Chase
JPM
$937B
$544K 0.12%
5,557
+2,299
+71% +$226K
2 3
4
5 6

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VIM
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MAM
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FMI
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AIM
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CCM
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WA
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MT
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WJWM
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Foundations Investment Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, Foundations Investment Advisors held 192 positions worth $456M, down 60% from $1.13B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Foundations Investment Advisors withdrew a net $700M in Q3 2020, closing 25 positions and reducing 68 holdings. Its most notable exit was Vanguard Materials ETF, an estimated $94.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 2.4% of assets, up from 0.91% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Foundations Investment Advisors opened a new position in Invesco DB US Dollar Index Bullish Fund worth $119M.

  • Foundations Investment Advisors's largest Q3 2020 buy was Invesco DB US Dollar Index Bullish Fund: 4,694,825 shares worth $119M.
  • Foundations Investment Advisors added most to Vanguard Real Estate ETF in Q3 2020, an estimated $32.6M increase.
  • Foundations Investment Advisors's biggest Q3 2020 reduction was Vanguard Health Care ETF, cutting an estimated $90.2M.
  • Foundations Investment Advisors fully exited Vanguard Materials ETF in Q3 2020, selling an estimated $94.7M.
  • Foundations Investment Advisors's ten largest holdings make up 60% of its $456M portfolio in Q3 2020.
  • Foundations Investment Advisors opened 29 new positions and closed 25 in Q3 2020.
  • Foundations Investment Advisors's portfolio value fell 60% quarter-over-quarter to $456M.

Based on Foundations Investment Advisors's 13F filing for Q3 2020, filed 7 Oct 2020.