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FIA

Foundations Investment Advisors Portfolio holdings

AUM $8.07B
1-Year Est. Return 24.97%
This Fund
S&P 500
This Quarter Est. Return
+5.99%
1 Year Est. Return
+24.97%
3 Year Est. Return
+62.29%
5 Year Est. Return
+50.23%
10 Year Est. Return
–
AUM
$813M
AUM Growth
+$50.8M
Cap. Flow
+$4.07M
Cap. Flow %
0.5%
Top 10 Hldgs %
68.91%
Holding
143
New
14
Increased
60
Reduced
49
Closed
15

Top Buys

Rank Stock Value
1
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$49.1M
2
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$44.1M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$43.2M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$42.9M
5
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$36.2M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$57.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$46.8M
3
GLD icon
SPDR Gold Trust
GLD
+$40.5M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$34.6M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$29M

Sector Composition

Rank Sector Weight
1 Financials 1.86%
2 Communication Services 1.18%
3 Energy 1.08%
4 Consumer Discretionary 0.84%
5 Technology 0.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMB icon
76
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$808K 0.1%
7,076
+3,966
+128% +$448K
VWO icon
77
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$782K 0.1%
17,527
-1,368
-7% -$58K
BFC icon
78
Bank First Corp
BFC
$1.68B
$729K 0.09%
+10,638
New +$726K
UNH icon
79
UnitedHealth
UNH
$383B
$723K 0.09%
2,480
-135
-5% -$35.3K
VNQ icon
80
Vanguard Real Estate ETF
VNQ
$39.4B
$684K 0.08%
7,401
-117
-2% -$10.8K
MAIN icon
81
Main Street Capital
MAIN
$5.06B
$644K 0.08%
+14,853
New +$635K
ELV icon
82
Elevance Health
ELV
$81.6B
$639K 0.08%
2,128
-159
-7% -$43.8K
CVX icon
83
Chevron
CVX
$383B
$634K 0.08%
5,254
+794
+18% +$93.5K
HD icon
84
Home Depot
HD
$332B
$617K 0.08%
2,803
-30
-1% -$6.79K
ABT icon
85
Abbott
ABT
$183B
$615K 0.08%
7,119
– –
NMFC icon
86
New Mountain Finance
NMFC
$653M
$614K 0.08%
+44,067
New +$597K
PCN
87
PIMCO Corporate & Income Strategy Fund
PCN
$873M
$610K 0.08%
+31,603
New +$596K
PKO
88
DELISTED
Pimco Income Opportunity Fund
PKO
$609K 0.07%
+21,640
New +$592K
HPS
89
John Hancock Preferred Income Fund III
HPS
$456M
$606K 0.07%
+31,198
New +$596K
FFC
90
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$778M
$592K 0.07%
+27,166
New +$581K
NRO
91
Neuberger Real Estate Securities Income Fund Inc
NRO
$193M
$588K 0.07%
111,112
+98,769
+800% +$529K
BRK.B icon
92
Berkshire Hathaway Class B
BRK.B
$1.1T
$581K 0.07%
2,559
-1,152
-31% -$250K
ALGN icon
93
Align Technology
ALGN
$12.4B
$559K 0.07%
1,957
-186
-9% -$46.4K
LUMN icon
94
Lumen
LUMN
$6.76B
$503K 0.06%
39,150
-5,091
-12% -$68.3K
BNDX icon
95
Vanguard Total International Bond ETF
BNDX
$82.1B
$489K 0.06%
8,605
+186
+2% +$10.8K
JPM icon
96
JPMorgan Chase
JPM
$933B
$468K 0.06%
3,385
-696
-17% -$89.3K
FFTI
97
DELISTED
FormulaFolios Tactical Income ETF
FFTI
$459K 0.06%
18,368
-261
-1% -$6.5K
SPAB icon
98
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.77B
$437K 0.05%
14,812
+3,333
+29% +$98.2K
KMX icon
99
CarMax
KMX
$8.33B
$418K 0.05%
4,800
-707
-13% -$66.5K
IEF icon
100
iShares 7-10 Year Treasury Bond ETF
IEF
$47.2B
$406K 0.05%
3,646
-420,140
-99% -$46.8M
2 3
4
5 6

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MAM
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FMI
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AIM
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CCM
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WA
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MT
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WJWM
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Foundations Investment Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Foundations Investment Advisors held 143 positions worth $813M, up 6.7% from $763M the previous quarter. Its ten largest holdings account for 69% of the portfolio.

Foundations Investment Advisors's Q4 2019 filing shows 14 new, 60 increased, 49 reduced and 15 closed positions. Its largest new stake was State Street Financial Select Sector SPDR ETF: 119,866 shares worth $3.68M. The largest sale was Invesco QQQ Trust, an estimated $57.4M.

By sector, the portfolio is most concentrated in Financials at 1.9% of assets, up from 1.6% a quarter earlier, followed by Communication Services and Energy.

  • Foundations Investment Advisors's largest Q4 2019 buy was State Street Financial Select Sector SPDR ETF: 119,866 shares worth $3.68M.
  • Foundations Investment Advisors added most to State Street Health Care Select Sector SPDR ETF in Q4 2019, an estimated $49.1M increase.
  • Foundations Investment Advisors's biggest Q4 2019 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $46.8M.
  • Foundations Investment Advisors fully exited Invesco QQQ Trust in Q4 2019, selling an estimated $57.4M.
  • Foundations Investment Advisors's ten largest holdings make up 69% of its $813M portfolio in Q4 2019.
  • Foundations Investment Advisors opened 14 new positions and closed 15 in Q4 2019.
  • Foundations Investment Advisors's portfolio value rose 6.7% quarter-over-quarter to $813M.

Based on Foundations Investment Advisors's 13F filing for Q4 2019, filed 9 Jan 2020.