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FIA

Foundations Investment Advisors Portfolio holdings

AUM $8.07B
1-Year Est. Return 24.97%
This Fund
S&P 500
This Quarter Est. Return
+8.38%
1 Year Est. Return
+24.97%
3 Year Est. Return
+62.29%
5 Year Est. Return
+50.23%
10 Year Est. Return
–
AUM
$3.73B
AUM Growth
+$478M
Cap. Flow
+$176M
Cap. Flow %
4.74%
Top 10 Hldgs %
31.3%
Holding
746
New
107
Increased
294
Reduced
243
Closed
81

Top Buys

Rank Stock Value
1
BALT icon
Innovator Defined Wealth Shield ETF
BALT
+$80.9M
2
BSCO
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
+$68.7M
3
CLSM icon
Exchange Listed Funds Trust ETC Cabana Target Leading Sector Moderate ETF
CLSM
+$67.8M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$42.6M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$33.3M

Top Sells

Rank Stock Value
1
BSCN
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
+$92.8M
2
TDSC icon
Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF
TDSC
+$52.8M
3
TDSD
Cabana Target Drawdown 13 ETF
TDSD
+$50.5M
4
UJUL icon
Innovator US Equity Ultra Buffer ETF July
UJUL
+$29.5M
5
TDSE
Cabana Target Drawdown 16 ETF
TDSE
+$28.3M

Sector Composition

Rank Sector Weight
1 Technology 6.33%
2 Healthcare 2.55%
3 Financials 2.51%
4 Energy 1.68%
5 Consumer Discretionary 1.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ATOM icon
651
Atomera
ATOM
$219M
$82.5K ﹤0.01%
10,269
– –
KOPN icon
652
Kopin
KOPN
$769M
$81.7K ﹤0.01%
44,419
– –
AQN icon
653
Algonquin Power & Utilities
AQN
$4.42B
$78.5K ﹤0.01%
12,928
-49,835
-79% -$291K
PFN
654
PIMCO Income Strategy Fund II
PFN
$699M
$76.9K ﹤0.01%
+10,281
New +$68.9K
OXLC
655
Oxford Lane Capital
OXLC
$897M
$74.6K ﹤0.01%
+2,849
New +$70.2K
HBI
656
DELISTED
Hanesbrands
HBI
$67.7K ﹤0.01%
14,276
+161
+1% +$655
CDZI icon
657
Cadiz
CDZI
$260M
$65.5K ﹤0.01%
24,000
– –
DNA icon
658
Ginkgo Bioworks
DNA
$584M
$44.1K ﹤0.01%
867
-99
-10% -$6.06K
ESPR
659
DELISTED
Esperion Therapeutics
ESPR
$41.4K ﹤0.01%
+20,000
New +$25.9K
ICCM icon
660
IceCure Medical
ICCM
$9.53M
$14.2K ﹤0.01%
+333
New +$8.82K
AMRN
661
Amarin Corp
AMRN
$297M
$13.5K ﹤0.01%
556
-785
-59% -$12.3K
BNBX
662
DELISTED
BNB PLUS CORP
BNBX
$10.4K ﹤0.01%
+1
New +$12.9K
LILM
663
DELISTED
Lilium N.V. Class A Ordinary Shares
LILM
$8.59K ﹤0.01%
10,000
– –
KULR icon
664
KULR Technology Group
KULR
$130M
$3.79K ﹤0.01%
2,788
-1,807
-39% -$4.6K
ABR icon
665
Arbor Realty Trust
ABR
$963M
– –
-22,898
Closed -$348K
AGGY icon
666
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$926M
– –
-6,553
Closed -$272K
AGZD icon
667
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
$136M
– –
-45,543
Closed -$1.01M
ALZN icon
668
Alzamend Neuro
ALZN
$6.42M
– –
-15
Closed -$4.74K
APLE icon
669
Apple Hospitality REIT
APLE
$3.91B
– –
-31,472
Closed -$483K
BAUG icon
670
Innovator US Equity Buffer ETF August
BAUG
$199M
– –
-22,978
Closed -$759K
BIDU icon
671
Baidu
BIDU
$38.2B
– –
-1,928
Closed -$259K
BIIB icon
672
Biogen
BIIB
$30.8B
– –
-1,099
Closed -$282K
BJUL icon
673
Innovator US Equity Buffer ETF July
BJUL
$353M
– –
-207,051
Closed -$7.14M
CCL icon
674
Carnival Corporation Ltd
CCL
$40.5B
– –
-15,969
Closed -$219K
DAUG icon
675
FT Vest US Equity Deep Buffer ETF August
DAUG
$373M
– –
-10,301
Closed -$341K
25 26
27
28 29

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VIM
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MAM
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FMI
Fiduciary Management Inc Milwaukee, Wisconsin $8.06B AUM 6.78% 1-Year Est. Return
AIM
Allen Investment Management New York $8.09B AUM 16.78% 1-Year Est. Return
CCM
Coldstream Capital Management Bellevue, Washington $8.12B AUM 17.95% 1-Year Est. Return
WA
Whitebox Advisors Minneapolis, Minnesota $8.12B AUM 15.85% 1-Year Est. Return
WJWM
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EGM
Engineers Gate Manager New York $8B AUM 17.32% 1-Year Est. Return

Foundations Investment Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Foundations Investment Advisors held 746 positions worth $3.73B, up 15% from $3.25B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Foundations Investment Advisors deployed $176M of net new capital in Q4 2023, opening 107 new positions and adding to 294 existing holdings. Its largest new stake was Innovator Defined Wealth Shield ETF: 2,872,894 shares worth $82.8M.

By sector, the portfolio is most concentrated in Technology at 6.3% of assets, up from 4.6% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF, an estimated $52.8M trimmed.

  • Foundations Investment Advisors's largest Q4 2023 buy was Innovator Defined Wealth Shield ETF: 2,872,894 shares worth $82.8M.
  • Foundations Investment Advisors added most to Invesco BulletShares 2024 Corporate Bond ETF in Q4 2023, an estimated $68.7M increase.
  • Foundations Investment Advisors's biggest Q4 2023 reduction was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF, cutting an estimated $52.8M.
  • Foundations Investment Advisors fully exited Invesco BulletShares 2023 Corporate Bond ETF in Q4 2023, selling an estimated $92.8M.
  • Foundations Investment Advisors's ten largest holdings make up 31% of its $3.73B portfolio in Q4 2023.
  • Foundations Investment Advisors opened 107 new positions and closed 81 in Q4 2023.
  • Foundations Investment Advisors's portfolio value rose 15% quarter-over-quarter to $3.73B.

Based on Foundations Investment Advisors's 13F filing for Q4 2023, filed 8 Feb 2024.