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FIA

Foundations Investment Advisors Portfolio holdings

AUM $8.07B
1-Year Est. Return 24.97%
This Fund
S&P 500
This Quarter Est. Return
-2.43%
1 Year Est. Return
+24.97%
3 Year Est. Return
+62.29%
5 Year Est. Return
+50.23%
10 Year Est. Return
–
AUM
$3.25B
AUM Growth
+$227M
Cap. Flow
+$320M
Cap. Flow %
9.87%
Top 10 Hldgs %
31.97%
Holding
688
New
115
Increased
287
Reduced
217
Closed
49

Top Buys

Rank Stock Value
1
BSCN
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
+$92.7M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$43.4M
3
SFLR icon
Innovator Equity Managed Floor ETF
SFLR
+$37M
4
UJUL icon
Innovator US Equity Ultra Buffer ETF July
UJUL
+$29.6M
5
DJUL icon
FT Vest US Equity Deep Buffer ETF July
DJUL
+$23.5M

Top Sells

Rank Stock Value
1
TDSC icon
Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF
TDSC
+$54M
2
TDSB icon
Exchange Listed Funds Trust ETC Cabana Target Beta ETF
TDSB
+$24.1M
3
CLSM icon
Exchange Listed Funds Trust ETC Cabana Target Leading Sector Moderate ETF
CLSM
+$21.3M
4
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$21.1M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$20.9M

Sector Composition

Rank Sector Weight
1 Technology 4.63%
2 Healthcare 2.63%
3 Financials 2.29%
4 Energy 1.71%
5 Consumer Discretionary 1.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SOFI icon
626
SoFi Technologies
SOFI
$24.1B
$85K ﹤0.01%
+10,637
New +$93.5K
CDZI icon
627
Cadiz
CDZI
$267M
$79.4K ﹤0.01%
24,000
– –
DNA icon
628
Ginkgo Bioworks
DNA
$612M
$69.9K ﹤0.01%
966
-2,011
-68% -$161K
ATOM icon
629
Atomera
ATOM
$219M
$64.3K ﹤0.01%
10,269
– –
HBI
630
DELISTED
Hanesbrands
HBI
$55.9K ﹤0.01%
14,115
-8,148
-37% -$39.5K
KOPN icon
631
Kopin
KOPN
$769M
$54.2K ﹤0.01%
44,419
-200
-0.4% -$324
TELL
632
DELISTED
Tellurian Inc.
TELL
$29.8K ﹤0.01%
+25,650
New +$34.9K
AMRN
633
Amarin Corp
AMRN
$302M
$24.7K ﹤0.01%
+1,341
New +$29.1K
KULR icon
634
KULR Technology Group
KULR
$130M
$13.2K ﹤0.01%
4,595
– –
LILM
635
DELISTED
Lilium N.V. Class A Ordinary Shares
LILM
$7.13K ﹤0.01%
+10,000
New +$11.7K
TLPH icon
636
Talphera
TLPH
$69M
$5.83K ﹤0.01%
+10,050
New +$9.6K
ALZN icon
637
Alzamend Neuro
ALZN
$6.95M
$4.74K ﹤0.01%
+15
New +$7.17K
POL
638
DELISTED
Polished.com Inc.
POL
$2.73K ﹤0.01%
+676
New +$8.73K
AEE icon
639
Ameren
AEE
$30.3B
– –
-2,721
Closed -$222K
AFRM icon
640
Affirm
AFRM
$26.2B
– –
-20,288
Closed -$311K
BKAG icon
641
BNY Mellon Core Bond ETF
BKAG
$2.23B
– –
-7,540
Closed -$317K
BKLC icon
642
BNY Mellon US Large Cap Core Equity ETF
BKLC
$5.65B
– –
-32,325
Closed -$898K
BRK.A icon
643
Berkshire Hathaway Class A
BRK.A
$1.11T
– –
-1
Closed -$518K
CRSP icon
644
CRISPR Therapeutics
CRSP
$5.23B
– –
-7,131
Closed -$400K
DAL icon
645
Delta Air Lines
DAL
$61B
– –
-9,764
Closed -$464K
DFS
646
DELISTED
Discover Financial Services
DFS
– –
-1,730
Closed -$202K
DWM icon
647
WisdomTree International Equity Fund
DWM
$690M
– –
-22,003
Closed -$1.1M
EBAY icon
648
eBay
EBAY
$48.7B
– –
-11,788
Closed -$527K
EOS
649
Eaton Vance Enhance Equity Income Fund II
EOS
$1.17B
– –
-24,235
Closed -$434K
FITB
650
Fifth Third Bancorp
FITB
$52.4B
– –
-13,819
Closed -$362K
24 25
26
27 28

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MAM
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FMI
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AIM
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CCM
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WA
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WJWM
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EGM
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Foundations Investment Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Foundations Investment Advisors held 688 positions worth $3.25B, up 7.5% from $3.02B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Foundations Investment Advisors deployed $320M of net new capital in Q3 2023, opening 115 new positions and adding to 287 existing holdings. Its largest new stake was Invesco BulletShares 2023 Corporate Bond ETF: 4,368,973 shares worth $92.8M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, down from 5.1% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF, an estimated $54M trimmed.

  • Foundations Investment Advisors's largest Q3 2023 buy was Invesco BulletShares 2023 Corporate Bond ETF: 4,368,973 shares worth $92.8M.
  • Foundations Investment Advisors added most to iShares S&P 500 Growth ETF in Q3 2023, an estimated $43.4M increase.
  • Foundations Investment Advisors's biggest Q3 2023 reduction was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF, cutting an estimated $54M.
  • Foundations Investment Advisors fully exited Vanguard Russell 1000 Value ETF in Q3 2023, selling an estimated $3.96M.
  • Foundations Investment Advisors's ten largest holdings make up 32% of its $3.25B portfolio in Q3 2023.
  • Foundations Investment Advisors opened 115 new positions and closed 49 in Q3 2023.
  • Foundations Investment Advisors's portfolio value rose 7.5% quarter-over-quarter to $3.25B.

Based on Foundations Investment Advisors's 13F filing for Q3 2023, filed 5 Oct 2023.