FIA

Foundations Investment Advisors Portfolio holdings

AUM $6.33B
This Quarter Return
+3.71%
1 Year Return
+18.63%
3 Year Return
+48.69%
5 Year Return
+49.5%
10 Year Return
–
AUM
$3.02B
AUM Growth
+$3.02B
Cap. Flow
+$148M
Cap. Flow %
4.9%
Top 10 Hldgs %
38.59%
Holding
620
New
106
Increased
300
Reduced
146
Closed
47

Top Buys

1
CLSM icon
Exchange Listed Funds Trust ETC Cabana Target Leading Sector Moderate ETF
CLSM
$76.3M
2
SHV icon
iShares Short Treasury Bond ETF
SHV
$50.9M
3
BIL icon
SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$44.1M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
$43.7M
5
IVV icon
iShares Core S&P 500 ETF
IVV
$33.3M

Top Sells

1
CLSA
Cabana Target Leading Sector Aggressive ETF
CLSA
$113M
2
TDSC icon
Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF
TDSC
$112M
3
TDSD
Cabana Target Drawdown 13 ETF
TDSD
$42.7M
4
TDSB icon
Exchange Listed Funds Trust ETC Cabana Target Beta ETF
TDSB
$37.7M
5
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
$28M

Sector Composition

1 Technology 5.11%
2 Financials 2.18%
3 Healthcare 2.17%
4 Consumer Discretionary 1.84%
5 Energy 1.38%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MDYV icon
601
SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.45B
– –
-36,471
Closed -$2.41M
DOCU icon
602
DocuSign
DOCU
$15.3B
– –
-6,838
Closed -$399K
DSU icon
603
BlackRock Debt Strategies Fund
DSU
$549M
– –
-208,132
Closed -$1.98M
ECF
604
Ellsworth Growth & Income Fund
ECF
$150M
– –
-227,433
Closed -$1.84M
EEMV icon
605
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$4.59B
– –
-4,640
Closed -$253K
ENPH icon
606
Enphase Energy
ENPH
$4.85B
– –
-1,008
Closed -$212K
FCVT icon
607
First Trust SSI Strategic Convertible Securities ETF
FCVT
$103M
– –
-60,809
Closed -$1.94M
FDHY icon
608
Fidelity High Yield Factor ETF
FDHY
$417M
– –
-42,420
Closed -$2M
FIW icon
609
First Trust Water ETF
FIW
$1.92B
– –
-3,485
Closed -$291K
FT
610
Franklin Universal Trust
FT
$199M
– –
-280,404
Closed -$2M
FTXH icon
611
First Trust Nasdaq Pharmaceuticals ETF
FTXH
$15.5M
– –
-7,666
Closed -$200K
FXG icon
612
First Trust Consumer Staples AlphaDEX Fund
FXG
$286M
– –
-3,261
Closed -$202K
FXO icon
613
First Trust Financials AlphaDEX Fund
FXO
$2.23B
– –
-5,392
Closed -$201K
FXR icon
614
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$1.86B
– –
-3,661
Closed -$203K
FXU icon
615
First Trust Utilities AlphaDEX Fund
FXU
$1.7B
– –
-6,187
Closed -$203K
FXZ icon
616
First Trust Materials AlphaDEX Fund
FXZ
$225M
– –
-3,062
Closed -$200K
GBIL icon
617
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$6.25B
– –
-88,753
Closed -$8.89M
GUT
618
Gabelli Utility Trust
GUT
$529M
– –
-276,675
Closed -$1.98M
HTZWW
619
Hertz Global Holdings Warrants
HTZWW
$260M
– –
-19,430
Closed -$173K
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