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FIA

Foundations Investment Advisors Portfolio holdings

AUM $8.07B
1-Year Est. Return 24.97%
This Fund
S&P 500
This Quarter Est. Return
-2.43%
1 Year Est. Return
+24.97%
3 Year Est. Return
+62.29%
5 Year Est. Return
+50.23%
10 Year Est. Return
–
AUM
$3.25B
AUM Growth
+$227M
Cap. Flow
+$320M
Cap. Flow %
9.87%
Top 10 Hldgs %
31.97%
Holding
688
New
115
Increased
287
Reduced
217
Closed
49

Top Buys

Rank Stock Value
1
BSCN
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
+$92.7M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$43.4M
3
SFLR icon
Innovator Equity Managed Floor ETF
SFLR
+$37M
4
UJUL icon
Innovator US Equity Ultra Buffer ETF July
UJUL
+$29.6M
5
DJUL icon
FT Vest US Equity Deep Buffer ETF July
DJUL
+$23.5M

Top Sells

Rank Stock Value
1
TDSC icon
Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF
TDSC
+$54M
2
TDSB icon
Exchange Listed Funds Trust ETC Cabana Target Beta ETF
TDSB
+$24.1M
3
CLSM icon
Exchange Listed Funds Trust ETC Cabana Target Leading Sector Moderate ETF
CLSM
+$21.3M
4
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$21.1M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$20.9M

Sector Composition

Rank Sector Weight
1 Technology 4.63%
2 Healthcare 2.63%
3 Financials 2.29%
4 Energy 1.71%
5 Consumer Discretionary 1.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MU icon
501
Micron Technology
MU
$1.01T
$314K 0.01%
4,621
+28
+0.6% +$1.88K
SCHG icon
502
Schwab US Large-Cap Growth ETF
SCHG
$62.3B
$314K 0.01%
17,252
-5,144
-23% -$96.8K
WTRG icon
503
Essential Utilities
WTRG
$11.2B
$312K 0.01%
9,087
+164
+2% +$6.35K
KMI icon
504
Kinder Morgan
KMI
$69.9B
$309K 0.01%
18,634
-411
-2% -$7.08K
EWA icon
505
iShares MSCI Australia ETF
EWA
$1.44B
$306K 0.01%
+14,247
New +$317K
FTHI icon
506
First Trust Exchange-Traded Fund VI First Trust BuyWrite Income ETF
FTHI
$2.44B
$303K 0.01%
+14,858
New +$312K
BDX icon
507
Becton Dickinson
BDX
$46.9B
$301K 0.01%
1,164
-1,622
-58% -$438K
STEM icon
508
Stem
STEM
$53.6M
$301K 0.01%
3,547
+985
+38% +$112K
LYV icon
509
Live Nation Entertainment
LYV
$42.8B
$300K 0.01%
3,615
+822
+29% +$71.6K
PLUG icon
510
Plug Power
PLUG
$3.01B
$299K 0.01%
39,289
+1,342
+4% +$13.1K
AFL icon
511
Aflac
AFL
$63.7B
$298K 0.01%
3,888
+151
+4% +$11.2K
USHY icon
512
iShares Broad USD High Yield Corporate Bond ETF
USHY
$28.6B
$297K 0.01%
+8,564
New +$301K
IQDG icon
513
WisdomTree International Quality Dividend Growth Fund
IQDG
$727M
$296K 0.01%
+9,241
New +$312K
UJAN icon
514
Innovator US Equity Ultra Buffer ETF January
UJAN
$272M
$295K 0.01%
+9,063
New +$298K
LABU icon
515
Direxion Daily S&P Biotech Bull 3X ETF
LABU
$542M
$294K 0.01%
3,863
+750
+24% +$77K
OKE icon
516
Oneok
OKE
$55.2B
$291K 0.01%
4,587
+765
+20% +$49.9K
FPE icon
517
First Trust Preferred Securities and Income ETF
FPE
$6.35B
$289K 0.01%
18,120
-21,820
-55% -$351K
GD icon
518
General Dynamics
GD
$104B
$287K 0.01%
1,300
-1,292
-50% -$286K
GAPR icon
519
FT Vest US Equity Moderate Buffer ETF April
GAPR
$291M
$287K 0.01%
9,348
– –
IWO icon
520
iShares Russell 2000 Growth ETF
IWO
$15B
$285K 0.01%
+1,273
New +$305K
FSCO
521
FS Credit Opportunities Corp
FSCO
$1B
$284K 0.01%
52,361
-1,226
-2% -$6.33K
BIIB icon
522
Biogen
BIIB
$30.8B
$282K 0.01%
+1,099
New +$294K
SFM icon
523
Sprouts Farmers Market
SFM
$8.03B
$279K 0.01%
6,512
– –
TRP icon
524
TC Energy
TRP
$68.1B
$278K 0.01%
8,065
-613
-7% -$22.6K
IJS icon
525
iShares S&P Small-Cap 600 Value ETF
IJS
$8.41B
$278K 0.01%
+3,111
New +$296K
19 20
21
22 23

Similar funds

VIM
Vinva Investment Management Sydney, Australia $8.07B AUM 29.46% 1-Year Est. Return
MAM
Madison Asset Management Madison, Wisconsin $8.06B AUM 11.81% 1-Year Est. Return
FMI
Fiduciary Management Inc Milwaukee, Wisconsin $8.06B AUM 6.78% 1-Year Est. Return
AIM
Allen Investment Management New York $8.09B AUM 16.78% 1-Year Est. Return
CCM
Coldstream Capital Management Bellevue, Washington $8.12B AUM 17.95% 1-Year Est. Return
WA
Whitebox Advisors Minneapolis, Minnesota $8.12B AUM 15.85% 1-Year Est. Return
WJWM
Williams Jones Wealth Management New York $8.14B AUM 19.32% 1-Year Est. Return
EGM
Engineers Gate Manager New York $8B AUM 17.32% 1-Year Est. Return

Foundations Investment Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Foundations Investment Advisors held 688 positions worth $3.25B, up 7.5% from $3.02B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Foundations Investment Advisors deployed $320M of net new capital in Q3 2023, opening 115 new positions and adding to 287 existing holdings. Its largest new stake was Invesco BulletShares 2023 Corporate Bond ETF: 4,368,973 shares worth $92.8M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, down from 5.1% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF, an estimated $54M trimmed.

  • Foundations Investment Advisors's largest Q3 2023 buy was Invesco BulletShares 2023 Corporate Bond ETF: 4,368,973 shares worth $92.8M.
  • Foundations Investment Advisors added most to iShares S&P 500 Growth ETF in Q3 2023, an estimated $43.4M increase.
  • Foundations Investment Advisors's biggest Q3 2023 reduction was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF, cutting an estimated $54M.
  • Foundations Investment Advisors fully exited Vanguard Russell 1000 Value ETF in Q3 2023, selling an estimated $3.96M.
  • Foundations Investment Advisors's ten largest holdings make up 32% of its $3.25B portfolio in Q3 2023.
  • Foundations Investment Advisors opened 115 new positions and closed 49 in Q3 2023.
  • Foundations Investment Advisors's portfolio value rose 7.5% quarter-over-quarter to $3.25B.

Based on Foundations Investment Advisors's 13F filing for Q3 2023, filed 5 Oct 2023.