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FIA

Foundations Investment Advisors Portfolio holdings

AUM $8.07B
1-Year Est. Return 24.97%
This Fund
S&P 500
This Quarter Est. Return
+2.11%
1 Year Est. Return
+24.97%
3 Year Est. Return
+62.29%
5 Year Est. Return
+50.23%
10 Year Est. Return
–
AUM
$763M
AUM Growth
+$96.9M
Cap. Flow
+$101M
Cap. Flow %
13.21%
Top 10 Hldgs %
64.17%
Holding
138
New
19
Increased
99
Reduced
9
Closed
9

Top Buys

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$42.4M
2
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$26.1M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$26.1M
4
VOE icon
Vanguard Mid-Cap Value ETF
VOE
+$17.7M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.3M

Top Sells

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$21.9M
2
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$21.8M
3
PGF icon
Invesco Financial Preferred ETF
PGF
+$18.5M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$15.7M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M

Sector Composition

Rank Sector Weight
1 Financials 1.64%
2 Communication Services 1.19%
3 Energy 1.04%
4 Consumer Discretionary 1.03%
5 Technology 0.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GBDC icon
26
Golub Capital BDC
GBDC
$3.33B
$2.45M 0.32%
140,190
+28,692
+26% +$516K
IJR icon
27
iShares Core S&P Small-Cap ETF
IJR
$109B
$2.31M 0.3%
30,468
+7,980
+35% +$618K
IFLN
28
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$308M
$2.28M 0.3%
120,506
+34,886
+41% +$662K
ARCC icon
29
Ares Capital
ARCC
$13.4B
$2.24M 0.29%
123,639
+23,238
+23% +$431K
MA icon
30
Mastercard
MA
$498B
$2.23M 0.29%
8,313
+1,502
+22% +$414K
DXJ icon
31
WisdomTree Japan Hedged Equity Fund
DXJ
$7.07B
$2.15M 0.28%
43,816
+12,646
+41% +$612K
GLPI icon
32
Gaming and Leisure Properties
GLPI
$13B
$2.1M 0.28%
54,377
+9,982
+22% +$383K
SABA
33
Saba Capital Income & Opportunities Fund II
SABA
$220M
$1.98M 0.26%
161,089
+30,059
+23% +$377K
XOM icon
34
ExxonMobil
XOM
$650B
$1.9M 0.25%
28,011
+3,793
+16% +$274K
MCY icon
35
Mercury Insurance
MCY
$6B
$1.75M 0.23%
32,501
+5,431
+20% +$311K
STX icon
36
Seagate
STX
$173B
$1.68M 0.22%
31,560
+5,342
+20% +$262K
T icon
37
AT&T
T
$164B
$1.68M 0.22%
59,674
+9,788
+20% +$259K
VZ icon
38
Verizon
VZ
$197B
$1.66M 0.22%
28,104
+4,177
+17% +$241K
GOOGL icon
39
Alphabet (Google) Class A
GOOGL
$4.12T
$1.61M 0.21%
27,140
+4,760
+21% +$282K
TTE icon
40
TotalEnergies
TTE
$193B
$1.6M 0.21%
32,279
+6,585
+26% +$341K
GIS icon
41
General Mills
GIS
$20.2B
$1.59M 0.21%
29,825
+4,718
+19% +$254K
TRP icon
42
TC Energy
TRP
$70.1B
$1.56M 0.2%
30,730
+4,975
+19% +$248K
FE icon
43
FirstEnergy
FE
$28.4B
$1.53M 0.2%
32,046
+5,098
+19% +$231K
SPTM icon
44
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$13.3B
$1.49M 0.2%
+41,419
New +$1.52M
SPYD icon
45
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.76B
$1.42M 0.19%
38,370
+22,020
+135% +$823K
MSFT icon
46
Microsoft
MSFT
$2.9T
$1.31M 0.17%
9,632
+1,802
+23% +$248K
BKNG icon
47
Booking.com
BKNG
$156B
$1.3M 0.17%
16,600
+2,425
+17% +$188K
VOD icon
48
Vodafone
VOD
$37.1B
$1.3M 0.17%
67,518
+15,560
+30% +$282K
IQV icon
49
IQVIA
IQV
$40.7B
$1.22M 0.16%
8,284
+1,654
+25% +$257K
ENB icon
50
Enbridge
ENB
$120B
$1.21M 0.16%
35,129
+5,827
+20% +$202K
1
2
3 4 5

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Foundations Investment Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Foundations Investment Advisors held 138 positions worth $763M, up 15% from $666M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Foundations Investment Advisors deployed $101M of net new capital in Q3 2019, opening 19 new positions and adding to 99 existing holdings. Its largest new stake was iShares Preferred and Income Securities ETF: 702,783 shares worth $26.2M.

By sector, the portfolio is most concentrated in Financials at 1.6% of assets, up from 1.6% a quarter earlier, followed by Communication Services and Energy.

On the sell side, the largest reduction was State Street Industrial Select Sector SPDR ETF, an estimated $21.8M trimmed.

  • Foundations Investment Advisors's largest Q3 2019 buy was iShares Preferred and Income Securities ETF: 702,783 shares worth $26.2M.
  • Foundations Investment Advisors added most to SPDR Gold Trust in Q3 2019, an estimated $42.4M increase.
  • Foundations Investment Advisors's biggest Q3 2019 reduction was State Street Industrial Select Sector SPDR ETF, cutting an estimated $21.8M.
  • Foundations Investment Advisors fully exited iShares 0-1 Year Treasury Bond ETF in Q3 2019, selling an estimated $21.9M.
  • Foundations Investment Advisors's ten largest holdings make up 64% of its $763M portfolio in Q3 2019.
  • Foundations Investment Advisors opened 19 new positions and closed 9 in Q3 2019.
  • Foundations Investment Advisors's portfolio value rose 15% quarter-over-quarter to $763M.

Based on Foundations Investment Advisors's 13F filing for Q3 2019, filed 7 Oct 2019.