We are live on ! Find out more
FIA

Foundations Investment Advisors Portfolio holdings

AUM $8.07B
1-Year Est. Return 24.97%
This Fund
S&P 500
This Quarter Est. Return
-0.87%
1 Year Est. Return
+24.97%
3 Year Est. Return
+62.29%
5 Year Est. Return
+50.23%
10 Year Est. Return
–
AUM
$2.29B
AUM Growth
+$205M
Cap. Flow
+$246M
Cap. Flow %
10.73%
Top 10 Hldgs %
75.36%
Holding
342
New
42
Increased
170
Reduced
87
Closed
30

Top Buys

Rank Stock Value
1
CLSM icon
Exchange Listed Funds Trust ETC Cabana Target Leading Sector Moderate ETF
CLSM
+$207M
2
CLSC
Cabana Target Leading Sector Conservative ETF
CLSC
+$152M
3
CLSA
Cabana Target Leading Sector Aggressive ETF
CLSA
+$146M
4
TDSC icon
Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF
TDSC
+$36.1M
5
TDSA
Cabana Target Drawdown 5 ETF
TDSA
+$7.31M

Top Sells

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$91.2M
2
TDSB icon
Exchange Listed Funds Trust ETC Cabana Target Beta ETF
TDSB
+$64.9M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$47.1M
4
PGF icon
Invesco Financial Preferred ETF
PGF
+$29.2M
5
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$28.2M

Sector Composition

Rank Sector Weight
1 Technology 1.65%
2 Healthcare 1.17%
3 Consumer Discretionary 1.11%
4 Communication Services 1.06%
5 Financials 0.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GUT
301
Gabelli Utility Trust
GUT
$575M
$205K 0.01%
26,868
-1,246
-4% -$9.77K
BKT icon
302
BlackRock Income Trust
BKT
$336M
$203K 0.01%
10,749
+262
+2% +$5K
PREF icon
303
Principal Spectrum Preferred Securities Active ETF
PREF
$1.78B
$203K 0.01%
+9,858
New +$205K
NAD icon
304
Nuveen Quality Municipal Income Fund
NAD
$2.74B
$197K 0.01%
12,822
– –
APTS
305
DELISTED
Preferred Apartment Communities, Inc.
APTS
$166K 0.01%
13,337
– –
MJ icon
306
Amplify Alternative Harvest ETF
MJ
$104M
$145K 0.01%
846
– –
FUV
307
DELISTED
Arcimoto, Inc. Common Stock
FUV
$129K 0.01%
+616
New +$167K
GAB icon
308
Gabelli Equity Trust
GAB
$1.78B
$87K ﹤0.01%
+12,975
New +$88K
LYG icon
309
Lloyds Banking Group
LYG
$90.3B
$45K ﹤0.01%
18,059
+3,650
+25% +$8.94K
KULR icon
310
KULR Technology Group
KULR
$130M
$35K ﹤0.01%
2,188
– –
MLSS icon
311
Milestone Scientific
MLSS
$40.3M
$22K ﹤0.01%
+10,000
New +$18.5K
ZOM
312
DELISTED
Zomedica Corp.
ZOM
$5K ﹤0.01%
10,226
– –
ADBE icon
313
Adobe
ADBE
$102B
– –
-351
Closed -$212K
AOM icon
314
iShares Core Moderate Allocation ETF
AOM
$1.77B
– –
-4,799
Closed -$217K
BKLN icon
315
Invesco Senior Loan ETF
BKLN
$6.79B
– –
-35,727
Closed -$791K
BX icon
316
Blackstone
BX
$110B
– –
-5,184
Closed -$517K
CEMB icon
317
iShares JPMorgan EM Corporate Bond ETF
CEMB
$405M
– –
-4,045
Closed -$212K
CLM icon
318
Cornerstone Strategic Value Fund
CLM
$2.23B
– –
-11,074
Closed -$129K
DFS
319
DELISTED
Discover Financial Services
DFS
– –
-2,256
Closed -$276K
FLRN icon
320
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.09B
– –
-6,889
Closed -$211K
HDV
321
iShares Core High Dividend ETF
HDV
$14.8B
– –
-31,905
Closed -$621K
IBM icon
322
IBM
IBM
$222B
– –
-1,487
Closed -$201K
IJH icon
323
iShares Core S&P Mid-Cap ETF
IJH
$126B
– –
-3,905
Closed -$211K
IYR icon
324
iShares US Real Estate ETF
IYR
$4.67B
– –
-249,323
Closed -$26.3M
PEG icon
325
Public Service Enterprise Group
PEG
$38B
– –
-4,998
Closed -$302K
10 11 12
13
14

Similar funds

VIM
Vinva Investment Management Sydney, Australia $8.07B AUM 29.46% 1-Year Est. Return
MAM
Madison Asset Management Madison, Wisconsin $8.06B AUM 11.81% 1-Year Est. Return
FMI
Fiduciary Management Inc Milwaukee, Wisconsin $8.06B AUM 6.78% 1-Year Est. Return
AIM
Allen Investment Management New York $8.09B AUM 16.78% 1-Year Est. Return
CCM
Coldstream Capital Management Bellevue, Washington $8.12B AUM 17.95% 1-Year Est. Return
WA
Whitebox Advisors Minneapolis, Minnesota $8.12B AUM 15.85% 1-Year Est. Return
MT
Midwest Trust Overland Park, Kansas $8.02B AUM 23.54% 1-Year Est. Return
WJWM
Williams Jones Wealth Management New York $8.14B AUM 19.32% 1-Year Est. Return

Foundations Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Foundations Investment Advisors held 342 positions worth $2.29B, up 9.8% from $2.08B the previous quarter. Its ten largest holdings account for 75% of the portfolio.

Foundations Investment Advisors deployed $246M of net new capital in Q3 2021, opening 42 new positions and adding to 170 existing holdings. Its largest new stake was Exchange Listed Funds Trust ETC Cabana Target Leading Sector Moderate ETF: 8,198,815 shares worth $202M.

By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.5% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was iShares Select Dividend ETF, an estimated $91.2M trimmed.

  • Foundations Investment Advisors's largest Q3 2021 buy was Exchange Listed Funds Trust ETC Cabana Target Leading Sector Moderate ETF: 8,198,815 shares worth $202M.
  • Foundations Investment Advisors added most to Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF in Q3 2021, an estimated $36.1M increase.
  • Foundations Investment Advisors's biggest Q3 2021 reduction was iShares Select Dividend ETF, cutting an estimated $91.2M.
  • Foundations Investment Advisors fully exited Invesco Financial Preferred ETF in Q3 2021, selling an estimated $29.2M.
  • Foundations Investment Advisors's ten largest holdings make up 75% of its $2.29B portfolio in Q3 2021.
  • Foundations Investment Advisors opened 42 new positions and closed 30 in Q3 2021.
  • Foundations Investment Advisors's portfolio value rose 9.8% quarter-over-quarter to $2.29B.

Based on Foundations Investment Advisors's 13F filing for Q3 2021, filed 13 Oct 2021.