Forward Management’s Prudential PUK Stock Holding History

Forward Management’s Portfolio PUK Stock Details PUK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-16,139	Closed	-$719K	–	114
2018 Q3	$719K	Sell	16,139 -18,129	-53%	-$802K	0.12%	84
2018 Q2	$1.52M	Sell	34,268 -5,513	-14%	-$269K	0.25%	48
2018 Q1	$1.97M	Buy	39,781 +1,382	+4%	+$69.9K	0.29%	43
2017 Q4	$1.89M	Sell	38,399 -1,278	-3%	-$60.9K	0.21%	60
2017 Q3	$1.84M	Sell	39,677 -13,499	-25%	-$617K	0.21%	68
2017 Q2	$2.37M	Buy	53,176 +12,156	+30%	+$525K	0.2%	68
2017 Q1	$1.69M	Sell	41,020 -9,003	-18%	-$354K	0.14%	80
2016 Q4	$1.93M	Sell	50,023 -2,131	-4%	-$76.5K	0.13%	96
2016 Q3	$1.81M	Sell	52,154 -93	-0.2%	-$3.21K	0.14%	74
2016 Q2	$1.72M	Sell	52,247 -3,553	-6%	-$131K	0.14%	76
2016 Q1	$2.01M	Buy	+55,800	New	+$2.02M	0.16%	70

Other funds holding PUK

Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

CCM

Causeway Capital Management Los Angeles, California $8.15B AUM 29.28% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

Forward Management's PUK Position: Q4 2018 in Review

Forward Management sold out of Prudential (PUK) in Q4 2018, closing a stake of 16,139 shares — an estimated $719K sold.

Forward Management first reported a position in PUK in Q1 2016 and held it in 11 quarters. The position peaked at $2.37M in Q2 2017. 204 funds tracked by Wall St. Rank hold PUK as of Q4 2018.

Forward Management reported no remaining Prudential position as of Q4 2018 after selling out during the quarter.
Forward Management sold 16,139 Prudential shares in Q4 2018, an estimated $719K.
Forward Management first reported a position in Prudential in Q1 2016 and held it in 11 quarters.
Forward Management's Prudential position peaked at $2.37M in Q2 2017.
204 funds tracked by Wall St. Rank held Prudential as of Q4 2018.

Based on Forward Management's 13F filing for Q4 2018, filed 1 Feb 2019.