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FWM

Focused Wealth Management Portfolio holdings

AUM $964M
1-Year Est. Return 18.71%
This Fund
S&P 500
This Quarter Est. Return
-1.33%
1 Year Est. Return
+18.71%
3 Year Est. Return
+57.88%
5 Year Est. Return
+57.2%
10 Year Est. Return
+185.31%
AUM
$130M
AUM Growth
+$2.52M
Cap. Flow
+$108M
Cap. Flow %
82.53%
Top 10 Hldgs %
34.41%
Holding
758
New
48
Increased
162
Reduced
79
Closed
27

Top Buys

Rank Stock Value
1
RIG icon
Transocean
RIG
+$2.51M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$1.71M
3
GE icon
GE Aerospace
GE
+$1.67M
4
ARI
Apollo Commercial Real Estate
ARI
+$742K
5
BAC icon
Bank of America
BAC
+$377K

Top Sells

Rank Stock Value
1
VB icon
Vanguard Small-Cap ETF
VB
+$4.3M
2
VO icon
Vanguard Mid-Cap ETF
VO
+$4.2M
3
VXF icon
Vanguard Extended Market ETF
VXF
+$2.66M
4
CSCO icon
Cisco
CSCO
+$251K
5
VBR icon
Vanguard Small-Cap Value ETF
VBR
+$197K

Sector Composition

Rank Sector Weight
1 Financials 10.61%
2 Industrials 7.35%
3 Technology 6.38%
4 Healthcare 4.74%
5 Energy 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DBL
101
DoubleLine Opportunistic Credit Fund
DBL
$276M
$177K 0.14%
7,506
+2,800
+59% +$65K
AWK icon
102
American Water Works
AWK
$26.4B
$175K 0.13%
3,625
-153
-4% -$7.48K
NVS icon
103
Novartis
NVS
$293B
$175K 0.13%
2,077
+1,066
+105% +$86.2K
SYK icon
104
Stryker
SYK
$123B
$172K 0.13%
2,127
+237
+13% +$19.5K
INVN
105
DELISTED
Invensense Inc
INVN
$171K 0.13%
8,650
-500
-5% -$11.8K
GLD icon
106
SPDR Gold Trust
GLD
$130B
$170K 0.13%
1,467
-90
-6% -$11.1K
AXP icon
107
American Express
AXP
$242B
$169K 0.13%
1,934
+2
+0.1% +$180
JDD
108
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
$168K 0.13%
14,417
+1,674
+13% +$20.3K
IYR icon
109
iShares US Real Estate ETF
IYR
$4.83B
$166K 0.13%
2,394
+8
+0.3% +$580
NGG icon
110
National Grid
NGG
$83.6B
$164K 0.13%
2,370
+30
+1% +$2.13K
VOO icon
111
Vanguard S&P 500 ETF
VOO
$974B
$163K 0.13%
903
+2
+0.2% +$363
MCD icon
112
McDonald's
MCD
$190B
$162K 0.12%
1,710
+93
+6% +$8.87K
MINT icon
113
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$156K 0.12%
1,538
– –
OKE icon
114
Oneok
OKE
$58.9B
$149K 0.11%
2,272
– –
DIS icon
115
Walt Disney
DIS
$170B
$146K 0.11%
1,644
– –
QCOM icon
116
Qualcomm
QCOM
$181B
$146K 0.11%
1,949
+8
+0.4% +$612
NYF icon
117
iShares New York Muni Bond ETF
NYF
$1.37B
$128K 0.1%
2,314
– –
HON icon
118
Honeywell
HON
$71.3B
$123K 0.09%
1,472
-607
-29% -$51.6K
ESRX
119
DELISTED
Express Scripts Holding Company
ESRX
$123K 0.09%
1,735
– –
BA icon
120
Boeing
BA
$169B
$122K 0.09%
960
– –
ETP
121
DELISTED
Energy Transfer Partners L.p.
ETP
$120K 0.09%
1,879
+116
+7% +$6.71K
KMP
122
DELISTED
KINDER MORGAN ENER PNTRS L.P.
KMP
$118K 0.09%
1,266
+107
+9% +$9.52K
MON
123
DELISTED
Monsanto Co
MON
$117K 0.09%
1,043
+1
+0.1% +$117
CMI icon
124
Cummins
CMI
$89.5B
$115K 0.09%
869
+1
+0.1% +$144
SO icon
125
Southern Company
SO
$107B
$114K 0.09%
2,617
+3
+0.1% +$132
3 4
5
6 7

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UWPG
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TC
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TFP
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QIM
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MK
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GHC
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GLR
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Focused Wealth Management's Q3 2014 Portfolio in Review

As of Q3 2014, Focused Wealth Management held 758 positions worth $130M, up 2% from $128M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Focused Wealth Management deployed $108M of net new capital in Q3 2014, opening 48 new positions and adding to 162 existing holdings. Its largest new stake was Apollo Commercial Real Estate: 44,858 shares worth $705K.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 9.8% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Vanguard Small-Cap ETF, an estimated $4.3M trimmed.

  • Focused Wealth Management's largest Q3 2014 buy was Apollo Commercial Real Estate: 44,858 shares worth $705K.
  • Focused Wealth Management added most to Transocean in Q3 2014, an estimated $2.51M increase.
  • Focused Wealth Management's biggest Q3 2014 reduction was Vanguard Small-Cap ETF, cutting an estimated $4.3M.
  • Focused Wealth Management fully exited Nu Skin in Q3 2014, selling an estimated $26K.
  • Focused Wealth Management's ten largest holdings make up 34% of its $130M portfolio in Q3 2014.
  • Focused Wealth Management opened 48 new positions and closed 27 in Q3 2014.
  • Focused Wealth Management's portfolio value rose 2% quarter-over-quarter to $130M.

Based on Focused Wealth Management's 13F filing for Q3 2014, filed 12 Nov 2014.