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FWM

Focused Wealth Management Portfolio holdings

AUM $964M
1-Year Est. Return 18.71%
This Fund
S&P 500
This Quarter Est. Return
+6%
1 Year Est. Return
+18.71%
3 Year Est. Return
+57.88%
5 Year Est. Return
+57.2%
10 Year Est. Return
+185.31%
AUM
$647M
AUM Growth
+$34.7M
Cap. Flow
+$24M
Cap. Flow %
3.71%
Top 10 Hldgs %
59.45%
Holding
1,159
New
93
Increased
309
Reduced
145
Closed
107

Top Buys

Rank Stock Value
1
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$48.8M
2
VTV icon
Vanguard Value ETF
VTV
+$1.76M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$932K
4
SCHP icon
Schwab US TIPS ETF
SCHP
+$920K
5
PINS icon
Pinterest
PINS
+$699K

Top Sells

Rank Stock Value
1
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$48M
2
BND icon
Vanguard Total Bond Market
BND
+$910K
3
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$655K
4
EMNT icon
PIMCO Enhanced Short Maturity Active ESG ETF
EMNT
+$640K
5
TSLA icon
Tesla
TSLA
+$444K

Sector Composition

Rank Sector Weight
1 Technology 5.27%
2 Financials 4.48%
3 Consumer Discretionary 2.85%
4 Healthcare 2.67%
5 Communication Services 1.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NS
1126
DELISTED
NuStar Energy L.P.
NS
– –
-218
Closed -$3K
FSR
1127
DELISTED
Fisker Inc.
FSR
– –
-4,378
Closed -$64K
AYX
1128
DELISTED
Alteryx Inc
AYX
– –
-7
Closed -$1K
BFX
1129
CALL
DELISTED
BowFlex Inc.
BFX
– –
-16,000
Closed -$6K
NVTA
1130
PUT
DELISTED
Invitae Corporation
NVTA
– –
-2,100
Closed -$4K
LTHM
1131
CALL
DELISTED
Livent Corporation
LTHM
– –
-4,000
Closed -$8K
SGEN
1132
CALL
DELISTED
Seagen Inc. Common Stock
SGEN
– –
-4,800
Closed -$50K
EMAN
1133
DELISTED
eMagin Corporation
EMAN
$0 ﹤0.01%
30
– –
RAD
1134
DELISTED
Rite Aid Corporation
RAD
$0 ﹤0.01%
15
– –
KLR
1135
DELISTED
Kaleyra, Inc.
KLR
– –
-1,429
Closed -$55K
ARDS
1136
DELISTED
Aridis Pharmaceuticals Inc. Common Stock
ARDS
$0 ﹤0.01%
+100
New +$284
HEXO
1137
DELISTED
HEXO Corp. Common Shares
HEXO
$0 ﹤0.01%
13
– –
BIOC
1138
DELISTED
Biocept, Inc.
BIOC
– –
0
– –
IMV
1139
DELISTED
IMV Inc. Common Shares
IMV
$0 ﹤0.01%
20
– –
SIOX
1140
DELISTED
Sio Gene Therapies Inc. Common Stock
SIOX
– –
-500
Closed -$1K
PAYA
1141
PUT
DELISTED
Paya Holdings Inc. Class A Common Stock
PAYA
– –
-6,000
Closed -$2K
CRHC
1142
DELISTED
Cohn Robbins Holdings Corp.
CRHC
– –
-500
Closed -$5K
PLAN
1143
DELISTED
Anaplan, Inc.
PLAN
– –
-2,000
Closed -$122K
CALA
1144
DELISTED
Calithera Biosciences, Inc
CALA
– –
-25
Closed -$1K
DIDI
1145
DELISTED
DiDi Global Inc. American depositary shares, each four representing one Class A ordinary share
DIDI
$0 ﹤0.01%
39
-156
-80% -$1.19K
ZSAN
1146
DELISTED
Zosano Pharma Corporation
ZSAN
$0 ﹤0.01%
+11
New +$232
NUAN
1147
DELISTED
Nuance Communications, Inc.
NUAN
$0 ﹤0.01%
8
– –
MEUSW
1148
DELISTED
23andMe Holding Co Warrant
MEUSW
– –
-250
Closed –
PCI
1149
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
– –
-233
Closed -$5K
CLDR
1150
DELISTED
Cloudera, Inc.
CLDR
– –
-5,600
Closed -$89K
43 44 45
46
47

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TFP
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QIM
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Focused Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, Focused Wealth Management held 1,159 positions worth $647M, up 5.7% from $613M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Focused Wealth Management deployed $24M of net new capital in Q4 2021, opening 93 new positions and adding to 309 existing holdings. Its largest new stake was Fidelity National Financial: 3,328 shares worth $167K.

By sector, the portfolio is most concentrated in Technology at 5.3% of assets, up from 4.9% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street DoubleLine Total Return Tactical ETF, an estimated $48M trimmed.

  • Focused Wealth Management's largest Q4 2021 buy was Fidelity National Financial: 3,328 shares worth $167K.
  • Focused Wealth Management added most to PIMCO Active Bond Exchange-Traded Fund in Q4 2021, an estimated $48.8M increase.
  • Focused Wealth Management's biggest Q4 2021 reduction was State Street DoubleLine Total Return Tactical ETF, cutting an estimated $48M.
  • Focused Wealth Management fully exited Public Storage in Q4 2021, selling an estimated $220K.
  • Focused Wealth Management's ten largest holdings make up 59% of its $647M portfolio in Q4 2021.
  • Focused Wealth Management opened 93 new positions and closed 107 in Q4 2021.
  • Focused Wealth Management's portfolio value rose 5.7% quarter-over-quarter to $647M.

Based on Focused Wealth Management's 13F filing for Q4 2021, filed 31 Jan 2022.