We are live on ! Find out more
FWM

Focused Wealth Management Portfolio holdings

AUM $964M
1-Year Est. Return 18.71%
This Fund
S&P 500
This Quarter Est. Return
-0.3%
1 Year Est. Return
+18.71%
3 Year Est. Return
+57.88%
5 Year Est. Return
+57.2%
10 Year Est. Return
+185.31%
AUM
$613M
AUM Growth
+$6.77M
Cap. Flow
+$66.1M
Cap. Flow %
10.79%
Top 10 Hldgs %
59.09%
Holding
1,158
New
169
Increased
290
Reduced
178
Closed
92

Top Buys

Rank Stock Value
1
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$5.32M
2
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$3.59M
3
SCHP icon
Schwab US TIPS ETF
SCHP
+$2.6M
4
HYD icon
VanEck High Yield Muni ETF
HYD
+$2.03M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$589K

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$5.59M
2
BX icon
Blackstone
BX
+$813K
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$647K
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$353K
5
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$320K

Sector Composition

Rank Sector Weight
1 Technology 4.87%
2 Financials 4.52%
3 Consumer Discretionary 2.94%
4 Healthcare 2.48%
5 Industrials 1.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MTTR
1126
DELISTED
Matterport, Inc. Class A Common Stock
MTTR
– –
-3,000
Closed -$49K
SAVE
1127
CALL
DELISTED
Spirit Airlines, Inc.
SAVE
– –
-10,000
Closed -$5K
ALIM
1128
DELISTED
Alimera Sciences
ALIM
$0 ﹤0.01%
66
– –
ASXC
1129
DELISTED
Asensus Surgical, Inc.
ASXC
$0 ﹤0.01%
26
– –
MOON
1130
DELISTED
Direxion Moonshot Innovators ETF
MOON
$0 ﹤0.01%
+5
New +$166
FNCB
1131
DELISTED
FNCB Bancorp Inc. Common Stock
FNCB
– –
-200
Closed -$1K
TARO
1132
DELISTED
Taro Pharmaceutical Industries Ltd.
TARO
– –
-33
Closed -$2K
BIOL
1133
DELISTED
Biolase, Inc.
BIOL
– –
0
– –
PXD
1134
PUT
DELISTED
Pioneer Natural Resource Co.
PXD
– –
-6,000
Closed -$8K
VMW
1135
CALL
DELISTED
VMware, Inc
VMW
– –
-3,000
Closed -$18K
EMAN
1136
DELISTED
eMagin Corporation
EMAN
$0 ﹤0.01%
30
– –
RAD
1137
DELISTED
Rite Aid Corporation
RAD
$0 ﹤0.01%
15
– –
IDEX
1138
DELISTED
Ideanomics, Inc. Common Stock
IDEX
– –
-240
Closed -$85K
XM
1139
PUT
DELISTED
Qualtrics International Inc. Class A Common Stock
XM
– –
-2,000
Closed -$5K
HEXO
1140
DELISTED
HEXO Corp. Common Shares
HEXO
$0 ﹤0.01%
13
– –
BIOC
1141
DELISTED
Biocept, Inc.
BIOC
– –
0
– –
IMV
1142
DELISTED
IMV Inc. Common Shares
IMV
$0 ﹤0.01%
20
– –
PAYA
1143
CALL
DELISTED
Paya Holdings Inc. Class A Common Stock
PAYA
– –
-6,000
Closed -$1K
PAYA
1144
DELISTED
Paya Holdings Inc. Class A Common Stock
PAYA
– –
-5,000
Closed -$53.9K
AVYA
1145
CALL
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
– –
-6,000
Closed -$13K
MUDS
1146
DELISTED
Mudrick Capital Acquisition Corporation II Class A Common Stock
MUDS
– –
-14
Closed –
SAFM
1147
DELISTED
Sanderson Farms Inc
SAFM
– –
-257
Closed -$48K
NUAN
1148
DELISTED
Nuance Communications, Inc.
NUAN
$0 ﹤0.01%
+8
New +$440
MEUSW
1149
DELISTED
23andMe Holding Co Warrant
MEUSW
$0 ﹤0.01%
250
– –
IEC
1150
DELISTED
IEC Electronics Corp.
IEC
$0 ﹤0.01%
+11
New +$144
43 44 45
46
47

Similar funds

RCIM
Red Cedar Investment Management Grand Rapids, Michigan $965M AUM 30.25% 1-Year Est. Return
UWPG
Ullmann Wealth Partners Group Jacksonville Beach, Florida $963M AUM 17.06% 1-Year Est. Return
TC
TwinBeech Capital Purchase, New York $965M AUM 0.23% 1-Year Est. Return
TFP
Triple Frond Partners San Francisco, California $963M AUM 27.45% 1-Year Est. Return
QIM
Quantitative Investment Management Charlottesville, Virginia $963M AUM 12.95% 1-Year Est. Return
MK
MASTERINVEST Kapitalanlage Vienna $962M AUM 27.59% 1-Year Est. Return
GHC
Graham Holdings Company Arlington, Virginia $967M AUM 15.12% 1-Year Est. Return
GLR
Great Lakes Retirement Sandusky, Ohio $967M AUM 25.11% 1-Year Est. Return

Focused Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, Focused Wealth Management held 1,158 positions worth $613M, up 1.1% from $606M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Focused Wealth Management deployed $66.1M of net new capital in Q3 2021, opening 169 new positions and adding to 290 existing holdings. Its largest new stake was Waters Corp: 700 shares worth $250K.

By sector, the portfolio is most concentrated in Technology at 4.9% of assets, up from 4.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $5.59M trimmed.

  • Focused Wealth Management's largest Q3 2021 buy was Waters Corp: 700 shares worth $250K.
  • Focused Wealth Management added most to State Street DoubleLine Total Return Tactical ETF in Q3 2021, an estimated $5.32M increase.
  • Focused Wealth Management's biggest Q3 2021 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $5.59M.
  • Focused Wealth Management fully exited Regulus Therapeutics in Q3 2021, selling an estimated $163K.
  • Focused Wealth Management's ten largest holdings make up 59% of its $613M portfolio in Q3 2021.
  • Focused Wealth Management opened 169 new positions and closed 92 in Q3 2021.
  • Focused Wealth Management's portfolio value rose 1.1% quarter-over-quarter to $613M.

Based on Focused Wealth Management's 13F filing for Q3 2021, filed 12 Oct 2021.