We are live on ! Find out more
FWM

Focused Wealth Management Portfolio holdings

AUM $964M
1-Year Est. Return 18.71%
This Fund
S&P 500
This Quarter Est. Return
-0.3%
1 Year Est. Return
+18.71%
3 Year Est. Return
+57.88%
5 Year Est. Return
+57.2%
10 Year Est. Return
+185.31%
AUM
$613M
AUM Growth
+$6.77M
Cap. Flow
+$66.1M
Cap. Flow %
10.79%
Top 10 Hldgs %
59.09%
Holding
1,158
New
169
Increased
290
Reduced
178
Closed
92

Top Buys

Rank Stock Value
1
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$5.32M
2
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$3.59M
3
SCHP icon
Schwab US TIPS ETF
SCHP
+$2.6M
4
HYD icon
VanEck High Yield Muni ETF
HYD
+$2.03M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$589K

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$5.59M
2
BX icon
Blackstone
BX
+$813K
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$647K
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$353K
5
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$320K

Sector Composition

Rank Sector Weight
1 Technology 4.87%
2 Financials 4.52%
3 Consumer Discretionary 2.94%
4 Healthcare 2.48%
5 Industrials 1.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
T icon
1101
CALL
AT&T
T
$167B
– –
-9,930
Closed -$14K
TECK icon
1102
CALL
Teck Resources
TECK
$28.7B
– –
-12,000
Closed -$5K
TJX icon
1103
TJX Companies
TJX
$179B
– –
-20
Closed -$1.4K
TNXP icon
1104
Tonix Pharmaceuticals
TNXP
$153M
– –
0
– –
TOVX icon
1105
Theriva Biologics
TOVX
$9.63M
$0 ﹤0.01%
2
– –
TRIP icon
1106
CALL
TripAdvisor
TRIP
$1.72B
– –
-9,000
Closed -$6K
TRIP icon
1107
TripAdvisor
TRIP
$1.72B
– –
-1,065
Closed -$43K
TSLX icon
1108
Sixth Street Specialty
TSLX
$1.7B
$0 ﹤0.01%
+11
New +$252
TXMD icon
1109
TherapeuticsMD
TXMD
$24M
$0 ﹤0.01%
8
– –
UIS icon
1110
Unisys
UIS
$255M
$0 ﹤0.01%
4
– –
UNP icon
1111
CALL
Union Pacific
UNP
$173B
– –
-7,200
Closed -$20K
VET icon
1112
Vermilion Energy
VET
$1.65B
$0 ﹤0.01%
11
– –
VNQI icon
1113
Vanguard Global ex-US Real Estate ETF
VNQI
$3.52B
$0 ﹤0.01%
4
-6
-60% -$352
VYGR icon
1114
Voyager Therapeutics
VYGR
$186M
– –
-25,000
Closed -$103K
W icon
1115
CALL
Wayfair
W
$12.1B
– –
-100
Closed -$2K
WD icon
1116
Walker & Dunlop
WD
$1.77B
– –
-200
Closed -$21K
WYNN icon
1117
CALL
Wynn Resorts
WYNN
$10.3B
– –
-1,800
Closed -$8K
XLB icon
1118
State Street Materials Select Sector SPDR ETF
XLB
$8.73B
– –
-3,200
Closed -$132K
XRX icon
1119
Xerox
XRX
$360M
$0 ﹤0.01%
2
– –
XWEL icon
1120
XWELL
XWEL
$8.78M
– –
-15
Closed –
YOLO icon
1121
AdvisorShares Pure Cannabis ETF
YOLO
$28.9M
$0 ﹤0.01%
15
– –
GTM
1122
ZoomInfo Technologies
GTM
$1.03B
– –
-2,800
Closed -$146K
QVCGA
1123
DELISTED
QVC Group Inc Series A
QVCGA
– –
0
– –
LGF.B
1124
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
$0 ﹤0.01%
+13
New +$171
ENZ
1125
DELISTED
Enzo Biochem, Inc.
ENZ
$0 ﹤0.01%
110
– –
43 44
45
46 47

Similar funds

RCIM
Red Cedar Investment Management Grand Rapids, Michigan $965M AUM 30.25% 1-Year Est. Return
UWPG
Ullmann Wealth Partners Group Jacksonville Beach, Florida $963M AUM 17.06% 1-Year Est. Return
TC
TwinBeech Capital Purchase, New York $965M AUM 0.23% 1-Year Est. Return
TFP
Triple Frond Partners San Francisco, California $963M AUM 27.45% 1-Year Est. Return
QIM
Quantitative Investment Management Charlottesville, Virginia $963M AUM 12.95% 1-Year Est. Return
MK
MASTERINVEST Kapitalanlage Vienna $962M AUM 27.59% 1-Year Est. Return
GHC
Graham Holdings Company Arlington, Virginia $967M AUM 15.12% 1-Year Est. Return
GLR
Great Lakes Retirement Sandusky, Ohio $967M AUM 25.11% 1-Year Est. Return

Focused Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, Focused Wealth Management held 1,158 positions worth $613M, up 1.1% from $606M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Focused Wealth Management deployed $66.1M of net new capital in Q3 2021, opening 169 new positions and adding to 290 existing holdings. Its largest new stake was Waters Corp: 700 shares worth $250K.

By sector, the portfolio is most concentrated in Technology at 4.9% of assets, up from 4.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $5.59M trimmed.

  • Focused Wealth Management's largest Q3 2021 buy was Waters Corp: 700 shares worth $250K.
  • Focused Wealth Management added most to State Street DoubleLine Total Return Tactical ETF in Q3 2021, an estimated $5.32M increase.
  • Focused Wealth Management's biggest Q3 2021 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $5.59M.
  • Focused Wealth Management fully exited Regulus Therapeutics in Q3 2021, selling an estimated $163K.
  • Focused Wealth Management's ten largest holdings make up 59% of its $613M portfolio in Q3 2021.
  • Focused Wealth Management opened 169 new positions and closed 92 in Q3 2021.
  • Focused Wealth Management's portfolio value rose 1.1% quarter-over-quarter to $613M.

Based on Focused Wealth Management's 13F filing for Q3 2021, filed 12 Oct 2021.