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FWM

Focused Wealth Management Portfolio holdings

AUM $964M
1-Year Est. Return 18.71%
This Fund
S&P 500
This Quarter Est. Return
-0.3%
1 Year Est. Return
+18.71%
3 Year Est. Return
+57.88%
5 Year Est. Return
+57.2%
10 Year Est. Return
+185.31%
AUM
$613M
AUM Growth
+$6.77M
Cap. Flow
+$66.1M
Cap. Flow %
10.79%
Top 10 Hldgs %
59.09%
Holding
1,158
New
169
Increased
290
Reduced
178
Closed
92

Top Buys

Rank Stock Value
1
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$5.32M
2
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$3.59M
3
SCHP icon
Schwab US TIPS ETF
SCHP
+$2.6M
4
HYD icon
VanEck High Yield Muni ETF
HYD
+$2.03M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$589K

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$5.59M
2
BX icon
Blackstone
BX
+$813K
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$647K
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$353K
5
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$320K

Sector Composition

Rank Sector Weight
1 Technology 4.87%
2 Financials 4.52%
3 Consumer Discretionary 2.94%
4 Healthcare 2.48%
5 Industrials 1.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JVA icon
1051
Coffee Holding Co
JVA
$19.3M
$0 ﹤0.01%
+100
New +$510
LCTX icon
1052
Lineage Cell Therapeutics
LCTX
$259M
$0 ﹤0.01%
8
– –
CYPH
1053
Cypherpunk Technologies Inc
CYPH
$64.1M
$0 ﹤0.01%
+7
New +$132
LQD icon
1054
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.4B
– –
-20
Closed -$3K
LVS icon
1055
CALL
Las Vegas Sands
LVS
$31.8B
– –
-9,400
Closed -$3K
LXP icon
1056
LXP Industrial Trust
LXP
$3.53B
– –
-62
Closed -$4K
LYFT icon
1057
Lyft
LYFT
$5.75B
$0 ﹤0.01%
+8
New +$424
MA icon
1058
CALL
Mastercard
MA
$502B
– –
-2,000
Closed -$11K
MAT icon
1059
Mattel
MAT
$4.47B
– –
-1
Closed –
MBI icon
1060
MBIA
MBI
$278M
$0 ﹤0.01%
30
– –
MCS icon
1061
Marcus Corp
MCS
$764M
– –
-4,800
Closed -$102K
MDT icon
1062
CALL
Medtronic
MDT
$113B
– –
-4,600
Closed -$13K
MEOH icon
1063
Methanex
MEOH
$4.05B
$0 ﹤0.01%
10
– –
MLCO icon
1064
Melco Resorts & Entertainment
MLCO
$2.18B
$0 ﹤0.01%
+25
New +$329
DFTX
1065
Definium Therapeutics
DFTX
$5.63B
$0 ﹤0.01%
11
– –
CALY
1066
CALL
Callaway Golf Company
CALY
$3.29B
– –
-7,000
Closed -$15K
MORT icon
1067
VanEck Mortgage REIT Income ETF
MORT
$368M
– –
-11
Closed –
MOS icon
1068
CALL
The Mosaic Company
MOS
$7.15B
– –
-15,000
Closed -$16K
NAT icon
1069
Nordic American Tanker
NAT
$1.36B
$0 ﹤0.01%
90
– –
NET icon
1070
Cloudflare
NET
$94.2B
$0 ﹤0.01%
3
– –
NMZ icon
1071
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.2B
$0 ﹤0.01%
+6
New +$92
OGS icon
1072
ONE Gas
OGS
$5.06B
$0 ﹤0.01%
4
– –
ONDS icon
1073
Ondas Inc
ONDS
$4.06B
– –
-7,245
Closed -$58K
OPK icon
1074
Opko Health
OPK
$1.1B
$0 ﹤0.01%
50
– –
PAVE icon
1075
Global X US Infrastructure Development ETF
PAVE
$13.6B
$0 ﹤0.01%
18
+1
+6% +$26
41 42
43
44 45

Similar funds

RCIM
Red Cedar Investment Management Grand Rapids, Michigan $965M AUM 30.25% 1-Year Est. Return
UWPG
Ullmann Wealth Partners Group Jacksonville Beach, Florida $963M AUM 17.06% 1-Year Est. Return
TC
TwinBeech Capital Purchase, New York $965M AUM 0.23% 1-Year Est. Return
TFP
Triple Frond Partners San Francisco, California $963M AUM 27.45% 1-Year Est. Return
QIM
Quantitative Investment Management Charlottesville, Virginia $963M AUM 12.95% 1-Year Est. Return
MK
MASTERINVEST Kapitalanlage Vienna $962M AUM 27.59% 1-Year Est. Return
GHC
Graham Holdings Company Arlington, Virginia $967M AUM 15.12% 1-Year Est. Return
GLR
Great Lakes Retirement Sandusky, Ohio $967M AUM 25.11% 1-Year Est. Return

Focused Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, Focused Wealth Management held 1,158 positions worth $613M, up 1.1% from $606M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Focused Wealth Management deployed $66.1M of net new capital in Q3 2021, opening 169 new positions and adding to 290 existing holdings. Its largest new stake was Waters Corp: 700 shares worth $250K.

By sector, the portfolio is most concentrated in Technology at 4.9% of assets, up from 4.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $5.59M trimmed.

  • Focused Wealth Management's largest Q3 2021 buy was Waters Corp: 700 shares worth $250K.
  • Focused Wealth Management added most to State Street DoubleLine Total Return Tactical ETF in Q3 2021, an estimated $5.32M increase.
  • Focused Wealth Management's biggest Q3 2021 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $5.59M.
  • Focused Wealth Management fully exited Regulus Therapeutics in Q3 2021, selling an estimated $163K.
  • Focused Wealth Management's ten largest holdings make up 59% of its $613M portfolio in Q3 2021.
  • Focused Wealth Management opened 169 new positions and closed 92 in Q3 2021.
  • Focused Wealth Management's portfolio value rose 1.1% quarter-over-quarter to $613M.

Based on Focused Wealth Management's 13F filing for Q3 2021, filed 12 Oct 2021.