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FWM

Focused Wealth Management Portfolio holdings

AUM $964M
1-Year Est. Return 18.71%
This Fund
S&P 500
This Quarter Est. Return
+9.44%
1 Year Est. Return
+18.71%
3 Year Est. Return
+57.88%
5 Year Est. Return
+57.2%
10 Year Est. Return
+185.31%
AUM
$608M
AUM Growth
+$42M
Cap. Flow
-$291K
Cap. Flow %
-0.05%
Top 10 Hldgs %
59.2%
Holding
1,113
New
82
Increased
252
Reduced
176
Closed
88

Top Buys

Rank Stock Value
1
VB icon
Vanguard Small-Cap ETF
VB
+$7.2M
2
VBK icon
Vanguard Small-Cap Growth ETF
VBK
+$5.19M
3
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$2.88M
4
VIGI icon
Vanguard International Dividend Appreciation ETF
VIGI
+$2.7M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$2.07M

Top Sells

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$9.11M
2
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$7.67M
3
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$2.8M
4
VTV icon
Vanguard Value ETF
VTV
+$1.82M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$1.64M

Sector Composition

Rank Sector Weight
1 Technology 5.95%
2 Financials 4.11%
3 Communication Services 2.86%
4 Consumer Discretionary 2.33%
5 Healthcare 1.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1026
PUT
Apple
AAPL
$4.97T
– –
-8,000
Closed -$53.8K
AMZN icon
1027
CALL
Amazon
AMZN
$2.44T
– –
-1,400
Closed -$18.5K
ARKG icon
1028
ARK Genomic Revolution ETF
ARKG
$1.53B
– –
-30
Closed -$836
AUTL
1029
Autolus Therapeutics
AUTL
$389M
– –
-5,000
Closed -$11.7K
AXP icon
1030
American Express
AXP
$224B
– –
-15
Closed -$2.24K
BA icon
1031
CALL
Boeing
BA
$169B
– –
-8,800
Closed -$1.72K
BIV icon
1032
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
– –
-3,279
Closed -$237K
SRTA
1033
Strata Critical Medical Inc
SRTA
$421M
– –
-39,261
Closed -$102K
BWA icon
1034
PUT
BorgWarner
BWA
$12.8B
– –
-13,000
Closed -$12.3K
CCL icon
1035
CALL
Carnival Corporation Ltd
CCL
$38.1B
– –
-10,000
Closed -$2.35K
CNC icon
1036
Centene
CNC
$30.5B
– –
-294
Closed -$20.3K
COF icon
1037
PUT
Capital One
COF
$128B
– –
-100
Closed -$122
COHR icon
1038
CALL
Coherent
COHR
$43.4B
– –
-2,000
Closed -$400
DDOG icon
1039
Datadog
DDOG
$94B
– –
-650
Closed -$59.2K
DFAC icon
1040
Dimensional US Core Equity 2 ETF
DFAC
$47B
– –
-1,155
Closed -$30.3K
DFAR icon
1041
Dimensional US Real Estate ETF
DFAR
$1.82B
– –
-104
Closed -$2.03K
DFAU icon
1042
Dimensional US Core Equity Market ETF
DFAU
$12.1B
– –
-993
Closed -$29.7K
DFEM icon
1043
Dimensional Emerging Markets Core Equity 2 ETF
DFEM
$8.48B
– –
-371
Closed -$8.65K
DFIC icon
1044
Dimensional International Core Equity 2 ETF
DFIC
$14.5B
– –
-957
Closed -$22.3K
DHI icon
1045
CALL
D.R. Horton
DHI
$41.2B
– –
-3,000
Closed -$675
ETNB
1046
CALL
DELISTED
89bio
ETNB
– –
-2,400
Closed -$9.8K
FRSH icon
1047
CALL
Freshworks
FRSH
$3.21B
– –
-10,000
Closed -$1K
FTHY
1048
First Trust High Yield Opportunities 2027 Term Fund
FTHY
$499M
– –
-300
Closed -$4K
GLD icon
1049
CALL
SPDR Gold Trust
GLD
$131B
– –
-2,400
Closed -$5.17K
GOTU icon
1050
Gaotu Techedu
GOTU
$405M
– –
-14,000
Closed -$38.6K
40 41
42
43 44

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TC
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TFP
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QIM
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MK
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GHC
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GLR
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Focused Wealth Management's Q4 2023 Portfolio in Review

As of Q4 2023, Focused Wealth Management held 1,113 positions worth $608M, up 7.4% from $566M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Focused Wealth Management's Q4 2023 filing shows 82 new, 252 increased, 176 reduced and 88 closed positions. Its largest new stake was Vanguard Small-Cap Growth ETF: 23,901 shares worth $5.78M. The largest sale was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $9.11M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, up from 5.4% a quarter earlier, followed by Financials and Communication Services.

  • Focused Wealth Management's largest Q4 2023 buy was Vanguard Small-Cap Growth ETF: 23,901 shares worth $5.78M.
  • Focused Wealth Management added most to Vanguard Small-Cap ETF in Q4 2023, an estimated $7.2M increase.
  • Focused Wealth Management's biggest Q4 2023 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $9.11M.
  • Focused Wealth Management fully exited Vanguard Intermediate-Term Bond ETF in Q4 2023, selling an estimated $237K.
  • Focused Wealth Management's ten largest holdings make up 59% of its $608M portfolio in Q4 2023.
  • Focused Wealth Management opened 82 new positions and closed 88 in Q4 2023.
  • Focused Wealth Management's portfolio value rose 7.4% quarter-over-quarter to $608M.

Based on Focused Wealth Management's 13F filing for Q4 2023, filed 10 Jan 2024.