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FWM

Focused Wealth Management Portfolio holdings

AUM $964M
1-Year Est. Return 18.71%
This Fund
S&P 500
This Quarter Est. Return
-2.96%
1 Year Est. Return
+18.71%
3 Year Est. Return
+57.88%
5 Year Est. Return
+57.2%
10 Year Est. Return
+185.31%
AUM
$566M
AUM Growth
+$10.7M
Cap. Flow
+$40.6M
Cap. Flow %
7.18%
Top 10 Hldgs %
60.27%
Holding
1,125
New
60
Increased
225
Reduced
168
Closed
92

Top Buys

Rank Stock Value
1
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$26.3M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$3.85M
3
VIGI icon
Vanguard International Dividend Appreciation ETF
VIGI
+$3.52M
4
VTV icon
Vanguard Value ETF
VTV
+$3.15M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$3.06M

Top Sells

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$9.45M
2
SCHP icon
Schwab US TIPS ETF
SCHP
+$4.36M
3
UTG icon
Reaves Utility Income Fund
UTG
+$2.25M
4
BNY
BlackRock New York Municipal Income Trust
BNY
+$656K
5
INTC icon
Intel
INTC
+$388K

Sector Composition

Rank Sector Weight
1 Technology 5.39%
2 Financials 3.72%
3 Communication Services 2.86%
4 Consumer Discretionary 2.39%
5 Healthcare 1.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASTR
1001
DELISTED
Astra Space, Inc. Class A Common Stock
ASTR
$63 ﹤0.01%
34
+1
+3% +$4
BBDC icon
1002
Barings BDC
BBDC
$885M
$62 ﹤0.01%
7
– –
VNT icon
1003
Vontier
VNT
$4.62B
$62 ﹤0.01%
2
– –
EMAN
1004
DELISTED
eMagin Corporation
EMAN
$60 ﹤0.01%
30
– –
AMCX icon
1005
AMC Global Media
AMCX
$451M
$59 ﹤0.01%
5
– –
DDD icon
1006
3D Systems Corp
DDD
$412M
$49 ﹤0.01%
10
– –
FINV
1007
FinVolution Group
FINV
$1.16B
$49 ﹤0.01%
10
– –
TXMD icon
1008
TherapeuticsMD
TXMD
$23.8M
$48 ﹤0.01%
16
– –
TOON icon
1009
Kartoon Studios
TOON
$34.8M
$42 ﹤0.01%
30
– –
ZSTK
1010
ZeroStack Corp
ZSTK
$3.28M
$38 ﹤0.01%
1
– –
DFTX
1011
Definium Therapeutics
DFTX
$5.57B
$31 ﹤0.01%
10
– –
TORO icon
1012
Toro Corp
TORO
$176M
$29 ﹤0.01%
5
– –
GTX icon
1013
Garrett Motion
GTX
$5.6B
$24 ﹤0.01%
3
– –
CTRM icon
1014
Castor Maritime
CTRM
$18.3M
$22 ﹤0.01%
5
– –
CLVR
1015
DELISTED
Clever Leaves Holdings Inc. Common Shares
CLVR
$21 ﹤0.01%
6
-1
-14% -$5
TNXP icon
1016
Tonix Pharmaceuticals
TNXP
$158M
– –
0
– –
DRIO icon
1017
DarioHealth
DRIO
$54.8M
– –
0
– –
ROKU icon
1018
CALL
Roku
ROKU
$21.3B
$12 ﹤0.01%
600
– –
BBIG
1019
DELISTED
Vinco Ventures, Inc. Common Stock
BBIG
$12 ﹤0.01%
125
– –
OPGN
1020
DELISTED
OpGen, Inc
OPGN
$10 ﹤0.01%
3
– –
LCTX icon
1021
Lineage Cell Therapeutics
LCTX
$267M
$9 ﹤0.01%
8
– –
SVRN
1022
OceanPal Inc
SVRN
$11.7M
– –
0
– –
CRNT icon
1023
Ceragon Networks
CRNT
$195M
$8 ﹤0.01%
4
– –
ASXC
1024
DELISTED
Asensus Surgical, Inc.
ASXC
$7 ﹤0.01%
26
– –
QCLS
1025
Q/C Technologies Inc
QCLS
$22.3M
– –
0
– –
39 40
41
42 43

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UWPG
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TC
TwinBeech Capital Purchase, New York $965M AUM 0.23% 1-Year Est. Return
TFP
Triple Frond Partners San Francisco, California $963M AUM 27.45% 1-Year Est. Return
QIM
Quantitative Investment Management Charlottesville, Virginia $963M AUM 12.95% 1-Year Est. Return
MK
MASTERINVEST Kapitalanlage Vienna $962M AUM 27.59% 1-Year Est. Return
GHC
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GLR
Great Lakes Retirement Sandusky, Ohio $967M AUM 25.11% 1-Year Est. Return

Focused Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, Focused Wealth Management held 1,125 positions worth $566M, up 1.9% from $556M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Focused Wealth Management deployed $40.6M of net new capital in Q3 2023, opening 60 new positions and adding to 225 existing holdings. Its largest new stake was iShares 0-3 Month Treasury Bond ETF: 262,331 shares worth $26.4M.

By sector, the portfolio is most concentrated in Technology at 5.4% of assets, down from 5.9% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was Vanguard Total Bond Market, an estimated $9.45M trimmed.

  • Focused Wealth Management's largest Q3 2023 buy was iShares 0-3 Month Treasury Bond ETF: 262,331 shares worth $26.4M.
  • Focused Wealth Management added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2023, an estimated $3.85M increase.
  • Focused Wealth Management's biggest Q3 2023 reduction was Vanguard Total Bond Market, cutting an estimated $9.45M.
  • Focused Wealth Management fully exited Salisbury Bancorp, Inc. in Q3 2023, selling an estimated $153K.
  • Focused Wealth Management's ten largest holdings make up 60% of its $566M portfolio in Q3 2023.
  • Focused Wealth Management opened 60 new positions and closed 92 in Q3 2023.
  • Focused Wealth Management's portfolio value rose 1.9% quarter-over-quarter to $566M.

Based on Focused Wealth Management's 13F filing for Q3 2023, filed 1 Nov 2023.