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FWM

Focused Wealth Management Portfolio holdings

AUM $1.15B
1-Year Est. Return 24.81%
This Fund
S&P 500
This Quarter Est. Return
+7.59%
1 Year Est. Return
+24.81%
3 Year Est. Return
+73.9%
5 Year Est. Return
+73.44%
10 Year Est. Return
+227.97%
AUM
$423M
AUM Growth
+$61.5M
Cap. Flow
+$34.9M
Cap. Flow %
8.24%
Top 10 Hldgs %
56.08%
Holding
811
New
64
Increased
190
Reduced
120
Closed
62

Top Buys

Rank Stock Value
1
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$37M
2
VFH icon
Vanguard Financials ETF
VFH
+$7.28M
3
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$4.6M
4
VDE icon
Vanguard Energy ETF
VDE
+$4.11M
5
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$3.91M

Top Sells

Rank Stock Value
1
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$33.2M
2
KBE icon
State Street SPDR S&P Bank ETF
KBE
+$5.72M
3
FTXN icon
First Trust Nasdaq Oil & Gas ETF
FTXN
+$3.15M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.64M
5
T icon
AT&T
T
+$1.06M

Sector Composition

Rank Sector Weight
1 Miscellaneous 77.07%
2 Financials 5.64%
3 Technology 4.53%
4 Healthcare 2.66%
5 Industrials 2.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
O icon
76
Realty Income
O
$58B
$576K 0.14%
8,075
+476
+6% +$35.5K
VTV icon
77
Vanguard Morningstar Value ETF
VTV
$194B
$575K 0.14%
4,796
+757
+19% +$87.4K
NVTA
78
DELISTED
Invitae Corporation
NVTA
$574K 0.14%
35,588
-1,685
-5% -$29.8K
T icon
79
AT&T
T
$176B
$558K 0.13%
18,913
-36,756
-66% -$1.06M
CWB icon
80
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
$557K 0.13%
10,033
+329
+3% +$17.7K
ETV
81
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.79B
$554K 0.13%
37,029
-1,143
-3% -$17.1K
EDIT icon
82
Editas Medicine
EDIT
$496M
$527K 0.12%
17,805
-1,804
-9% -$45.1K
QQQ icon
83
Invesco QQQ Trust
QQQ
$490B
$527K 0.12%
2,480
-10
-0.4% -$2K
PULS icon
84
PGIM Ultra Short Bond ETF
PULS
$18.8B
$500K 0.12%
+9,988
New +$500K
SCHO icon
85
Schwab Short-Term US Treasury ETF
SCHO
$15.2B
$500K 0.12%
+19,820
New +$501K
DIS icon
86
Walt Disney
DIS
$182B
$478K 0.11%
3,303
+264
+9% +$36.8K
USMV icon
87
iShares MSCI USA Min Vol Factor ETF
USMV
$24.1B
$467K 0.11%
7,112
+44
+0.6% +$2.83K
VUG icon
88
Vanguard Morningstar Growth ETF
VUG
$228B
$466K 0.11%
15,348
+6,984
+84% +$202K
JD icon
89
JD.com
JD
$38.2B
$464K 0.11%
13,159
-3,853
-23% -$124K
DAL icon
90
Delta Air Lines
DAL
$52.7B
$443K 0.1%
7,573
+1,522
+25% +$85.4K
USB icon
91
US Bancorp
USB
$98.7B
$431K 0.1%
7,276
+2,500
+52% +$145K
QEMM icon
92
State Street SPDR MSCI Emerging Markets StrategicFactors ETF
QEMM
$62.4M
$420K 0.1%
6,897
– –
BAB icon
93
Invesco Taxable Municipal Bond ETF
BAB
$892M
$417K 0.1%
13,155
– –
ETY icon
94
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.3B
$410K 0.1%
32,720
+145
+0.4% +$1.76K
DIA icon
95
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.9B
$408K 0.1%
1,430
-30
-2% -$8.27K
BND icon
96
Vanguard Total Bond Market
BND
$163B
$393K 0.09%
4,689
+45
+1% +$3.78K
UNP icon
97
Union Pacific
UNP
$172B
$379K 0.09%
2,097
-778
-27% -$133K
BMY icon
98
Bristol-Myers Squibb
BMY
$136B
$367K 0.09%
5,714
-151
-3% -$8.65K
AWK icon
99
American Water Works
AWK
$28B
$362K 0.09%
2,950
+9
+0.3% +$1.09K
FEZ icon
100
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.47B
$354K 0.08%
8,667
-179
-2% -$7.04K
2 3
4
5 6

Similar funds

CIG
Consolidated Investment Group Englewood, Colorado $1.15B AUM 55.26% 1-Year Est. Return
TWM
Tanager Wealth Management Goring On Thames, United Kingdom $1.15B AUM 19.91% 1-Year Est. Return
1CP
1607 Capital Partners Richmond, Virginia $1.15B AUM 12.28% 1-Year Est. Return
CFP
Cascade Financial Partners San Diego, California $1.15B AUM 33.6% 1-Year Est. Return
MGWM
Marks Group Wealth Management Minnetonka, Minnesota $1.15B AUM 16.94% 1-Year Est. Return
HIC
Hartline Investment Corp Winnetka, Illinois $1.15B AUM 65.07% 1-Year Est. Return
AIC
AWM Investment Company New York $1.15B AUM 201.65% 1-Year Est. Return
WB
Webster Bank Waterbury, Connecticut $1.15B AUM 23.08% 1-Year Est. Return

Focused Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, Focused Wealth Management held 811 positions worth $423M, up 17% from $362M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Focused Wealth Management deployed $34.9M of net new capital in Q4 2019, opening 64 new positions and adding to 190 existing holdings. Its largest new stake was Schwab Short-Term US Treasury ETF: 19,820 shares worth $500K.

By sector, the portfolio is most concentrated in Miscellaneous at 77% of assets, up from 76% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was State Street SPDR Portfolio Emerging Markets ETF, an estimated $33.2M trimmed.

  • Focused Wealth Management's largest Q4 2019 buy was Schwab Short-Term US Treasury ETF: 19,820 shares worth $500K.
  • Focused Wealth Management added most to Schwab Emerging Markets Equity ETF in Q4 2019, an estimated $37M increase.
  • Focused Wealth Management's biggest Q4 2019 reduction was State Street SPDR Portfolio Emerging Markets ETF, cutting an estimated $33.2M.
  • Focused Wealth Management fully exited Invesco S&P 500 Equal Weight Financials ETF in Q4 2019, selling an estimated $957K.
  • Focused Wealth Management's ten largest holdings make up 56% of its $423M portfolio in Q4 2019.
  • Focused Wealth Management opened 64 new positions and closed 62 in Q4 2019.
  • Focused Wealth Management's portfolio value rose 17% quarter-over-quarter to $423M.

Based on Focused Wealth Management's 13F filing for Q4 2019, filed 21 Jan 2020.