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FWM

Focused Wealth Management Portfolio holdings

AUM $964M
1-Year Est. Return 18.71%
This Fund
S&P 500
This Quarter Est. Return
+7.01%
1 Year Est. Return
+18.71%
3 Year Est. Return
+57.88%
5 Year Est. Return
+57.2%
10 Year Est. Return
+185.31%
AUM
$460M
AUM Growth
+$29M
Cap. Flow
+$16.6M
Cap. Flow %
3.61%
Top 10 Hldgs %
60.24%
Holding
917
New
106
Increased
219
Reduced
141
Closed
85

Top Buys

Rank Stock Value
1
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$2.26M
2
STWD icon
Starwood Property Trust
STWD
+$1.19M
3
EMNT icon
PIMCO Enhanced Short Maturity Active ESG ETF
EMNT
+$1.14M
4
SCHP icon
Schwab US TIPS ETF
SCHP
+$1.1M
5
VTV icon
Vanguard Value ETF
VTV
+$1.08M

Top Sells

Rank Stock Value
1
ARI
Apollo Commercial Real Estate
ARI
+$1.13M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.11M
3
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$872K
4
SRPT icon
Sarepta Therapeutics
SRPT
+$831K
5
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$442K

Sector Composition

Rank Sector Weight
1 Technology 5.29%
2 Financials 3.73%
3 Consumer Discretionary 2.52%
4 Healthcare 2.31%
5 Communication Services 2.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
REZI icon
851
Resideo Technologies
REZI
$5.4B
$0 ﹤0.01%
5
– –
RH icon
852
CALL
RH
RH
$3.33B
– –
-600
Closed -$28K
RH icon
853
RH
RH
$3.33B
– –
-600
Closed -$149K
ROKU icon
854
CALL
Roku
ROKU
$21.6B
– –
-2,000
Closed -$5K
SBUX icon
855
CALL
Starbucks
SBUX
$119B
– –
-4,000
Closed -$2K
SBUX icon
856
PUT
Starbucks
SBUX
$119B
– –
-4,000
Closed -$8K
SCHR
857
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$0 ﹤0.01%
+14
New +$411
SHIP icon
858
Seanergy Maritime Holdings
SHIP
$349M
– –
-19
Closed –
SJNK icon
859
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.87B
$0 ﹤0.01%
17
– –
SNDL icon
860
Sundial Growers
SNDL
$312M
$0 ﹤0.01%
70
+20
+40% +$100
SPEU icon
861
State Street SPDR Portfolio Europe ETF
SPEU
$716M
$0 ﹤0.01%
7
+2
+40% +$67
SPIP icon
862
State Street SPDR Portfolio TIPS ETF
SPIP
$1.01B
$0 ﹤0.01%
8
– –
SRPT icon
863
CALL
Sarepta Therapeutics
SRPT
$1.64B
– –
-400
Closed -$2K
SSO icon
864
ProShares Ultra S&P500
SSO
$7.52B
– –
-4,800
Closed -$75K
STLD icon
865
Steel Dynamics
STLD
$36.4B
$0 ﹤0.01%
11
– –
TCRT icon
866
Alaunos Therapeutics
TCRT
$4.64M
– –
-2
Closed -$1K
TGTX icon
867
TG Therapeutics
TGTX
$8.19B
– –
-47
Closed -$1K
TNDM icon
868
CALL
Tandem Diabetes Care
TNDM
$1.27B
– –
-1,600
Closed -$25K
TNXP icon
869
Tonix Pharmaceuticals
TNXP
$152M
– –
0
– –
TRUE
870
DELISTED
TrueCar
TRUE
– –
-300
Closed -$1K
TXN icon
871
CALL
Texas Instruments
TXN
$248B
– –
-4,000
Closed -$18K
UIS icon
872
Unisys
UIS
$252M
$0 ﹤0.01%
4
– –
UUP icon
873
PUT
Invesco DB US Dollar Index Bullish Fund
UUP
$423M
– –
-12,000
Closed -$10K
VET icon
874
Vermilion Energy
VET
$1.66B
$0 ﹤0.01%
11
– –
VMBS icon
875
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$0 ﹤0.01%
+8
New +$435
33 34
35
36 37

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UWPG
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TC
TwinBeech Capital Purchase, New York $965M AUM 0.23% 1-Year Est. Return
TFP
Triple Frond Partners San Francisco, California $963M AUM 27.45% 1-Year Est. Return
QIM
Quantitative Investment Management Charlottesville, Virginia $963M AUM 12.95% 1-Year Est. Return
MK
MASTERINVEST Kapitalanlage Vienna $962M AUM 27.59% 1-Year Est. Return
GHC
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GLR
Great Lakes Retirement Sandusky, Ohio $967M AUM 25.11% 1-Year Est. Return

Focused Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, Focused Wealth Management held 917 positions worth $460M, up 6.7% from $431M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Focused Wealth Management deployed $16.6M of net new capital in Q3 2020, opening 106 new positions and adding to 219 existing holdings. Its largest new stake was PIMCO Enhanced Short Maturity Active ESG ETF: 11,297 shares worth $1.14M.

By sector, the portfolio is most concentrated in Technology at 5.3% of assets, up from 5% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Apollo Commercial Real Estate, an estimated $1.13M trimmed.

  • Focused Wealth Management's largest Q3 2020 buy was PIMCO Enhanced Short Maturity Active ESG ETF: 11,297 shares worth $1.14M.
  • Focused Wealth Management added most to State Street DoubleLine Total Return Tactical ETF in Q3 2020, an estimated $2.26M increase.
  • Focused Wealth Management's biggest Q3 2020 reduction was Apollo Commercial Real Estate, cutting an estimated $1.13M.
  • Focused Wealth Management fully exited Livongo Health, Inc. Common Stock in Q3 2020, selling an estimated $185K.
  • Focused Wealth Management's ten largest holdings make up 60% of its $460M portfolio in Q3 2020.
  • Focused Wealth Management opened 106 new positions and closed 85 in Q3 2020.
  • Focused Wealth Management's portfolio value rose 6.7% quarter-over-quarter to $460M.

Based on Focused Wealth Management's 13F filing for Q3 2020, filed 19 Oct 2020.