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FWM

Focused Wealth Management Portfolio holdings

AUM $964M
1-Year Est. Return 18.71%
This Fund
S&P 500
This Quarter Est. Return
+0.33%
1 Year Est. Return
+18.71%
3 Year Est. Return
+57.88%
5 Year Est. Return
+57.2%
10 Year Est. Return
+185.31%
AUM
$362M
AUM Growth
-$12.4M
Cap. Flow
+$1.33M
Cap. Flow %
0.37%
Top 10 Hldgs %
56.09%
Holding
835
New
57
Increased
101
Reduced
211
Closed
88

Top Buys

Rank Stock Value
1
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$14.7M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$7.47M
3
SPYD icon
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
+$1.53M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$909K
5
YEXT icon
Yext
YEXT
+$367K

Top Sells

Rank Stock Value
1
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$13.4M
2
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$2.3M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$1.96M
4
BX icon
Blackstone
BX
+$1.46M
5
VGT icon
Vanguard Information Technology ETF
VGT
+$1.03M

Sector Composition

Rank Sector Weight
1 Financials 5.73%
2 Technology 4.57%
3 Healthcare 2.41%
4 Industrials 2.34%
5 Communication Services 2.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABMD
801
DELISTED
Abiomed Inc
ABMD
– –
-50
Closed -$13K
ZEN
802
DELISTED
ZENDESK INC
ZEN
– –
-1,425
Closed -$127K
TWTR
803
CALL
DELISTED
Twitter, Inc.
TWTR
– –
-10,000
Closed -$2K
MNDT
804
DELISTED
Mandiant, Inc. Common Stock
MNDT
– –
-300
Closed -$4K
WORK
805
DELISTED
Slack Technologies, Inc.
WORK
$0 ﹤0.01%
15
– –
STAY
806
CALL
DELISTED
Extended Stay America, Inc. Paired Share Unit
STAY
– –
-14,000
Closed -$5K
TIF
807
PUT
DELISTED
Tiffany & Co.
TIF
– –
-8,000
Closed -$2K
MNK
808
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
– –
-26
Closed –
ETFC
809
DELISTED
E*Trade Financial Corporation
ETFC
$0 ﹤0.01%
5
– –
TTPH
810
DELISTED
Tetraphase Pharmaceuticals, Inc.
TTPH
– –
-952
Closed -$9K
RTN
811
CALL
DELISTED
Raytheon Company
RTN
– –
-4,200
Closed -$1K
INAP
812
DELISTED
Internap Corporation
INAP
$0 ﹤0.01%
25
– –
MDR
813
DELISTED
McDermott International
MDR
$0 ﹤0.01%
192
– –
FGP
814
DELISTED
Ferrellgas Partners, L.P.
FGP
$0 ﹤0.01%
449
– –
AVP
815
DELISTED
Avon Products, Inc.
AVP
$0 ﹤0.01%
100
– –
PVTL
816
PUT
DELISTED
Pivotal Software, Inc.
PVTL
– –
-4,000
Closed -$38K
BPL
817
DELISTED
Buckeye Partners, L.P.
BPL
– –
-425
Closed -$17K
AABA
818
DELISTED
Altaba Inc
AABA
– –
-2,837
Closed -$197K
NRE
819
DELISTED
NorthStar Realty Europe Corp.
NRE
– –
-631
Closed -$10K
APU
820
DELISTED
AmeriGas Partners, L.P.
APU
– –
-84
Closed -$3K
APC
821
DELISTED
Anadarko Petroleum
APC
– –
-2,050
Closed -$145K
WP
822
DELISTED
Worldpay, Inc.
WP
– –
-200
Closed -$25K
LGCY
823
DELISTED
Legacy Reserves Inc. Common Stock
LGCY
$0 ﹤0.01%
3,388
– –
VISL
824
DELISTED
Vislink Technologies, Inc. Common Stock
VISL
$0 ﹤0.01%
+2
New +$254
ARDM
825
DELISTED
Aradigm Corp Common Stock
ARDM
$0 ﹤0.01%
2
– –
30 31 32
33
34

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Focused Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, Focused Wealth Management held 835 positions worth $362M, down 3.3% from $374M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Focused Wealth Management's Q3 2019 filing shows 57 new, 101 increased, 211 reduced and 88 closed positions. Its largest new stake was iShares Short Maturity Bond ETF: 291,501 shares worth $14.7M. The largest sale was State Street SPDR Portfolio Aggregate Bond ETF, an estimated $13.4M.

By sector, the portfolio is most concentrated in Financials at 5.7% of assets, down from 6.3% a quarter earlier, followed by Technology and Healthcare.

  • Focused Wealth Management's largest Q3 2019 buy was iShares Short Maturity Bond ETF: 291,501 shares worth $14.7M.
  • Focused Wealth Management added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2019, an estimated $7.47M increase.
  • Focused Wealth Management's biggest Q3 2019 reduction was State Street SPDR Portfolio Aggregate Bond ETF, cutting an estimated $13.4M.
  • Focused Wealth Management fully exited Palo Alto Networks in Q3 2019, selling an estimated $272K.
  • Focused Wealth Management's ten largest holdings make up 56% of its $362M portfolio in Q3 2019.
  • Focused Wealth Management opened 57 new positions and closed 88 in Q3 2019.
  • Focused Wealth Management's portfolio value fell 3.3% quarter-over-quarter to $362M.

Based on Focused Wealth Management's 13F filing for Q3 2019, filed 6 Nov 2019.