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FWM

Focused Wealth Management Portfolio holdings

AUM $1.15B
1-Year Est. Return 24.81%
This Fund
S&P 500
This Quarter Est. Return
+7.59%
1 Year Est. Return
+24.81%
3 Year Est. Return
+73.9%
5 Year Est. Return
+73.44%
10 Year Est. Return
+227.97%
AUM
$423M
AUM Growth
+$61.5M
Cap. Flow
+$34.9M
Cap. Flow %
8.24%
Top 10 Hldgs %
56.08%
Holding
811
New
64
Increased
190
Reduced
120
Closed
62

Top Buys

Rank Stock Value
1
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$37M
2
VFH icon
Vanguard Financials ETF
VFH
+$7.28M
3
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$4.6M
4
VDE icon
Vanguard Energy ETF
VDE
+$4.11M
5
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$3.91M

Top Sells

Rank Stock Value
1
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$33.2M
2
KBE icon
State Street SPDR S&P Bank ETF
KBE
+$5.72M
3
FTXN icon
First Trust Nasdaq Oil & Gas ETF
FTXN
+$3.15M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.64M
5
T icon
AT&T
T
+$1.06M

Sector Composition

Rank Sector Weight
1 Miscellaneous 77.07%
2 Financials 5.64%
3 Technology 4.53%
4 Healthcare 2.66%
5 Industrials 2.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTR icon
776
Ventas
VTR
$46.3B
– –
-1,600
Closed -$117K
VXUS icon
777
Vanguard Total International Stock ETF
VXUS
$167B
$0 ﹤0.01%
+7
New +$376
VYGR icon
778
Voyager Therapeutics
VYGR
$216M
– –
-1,000
Closed -$17K
WDAY icon
779
CALL
Workday
WDAY
$47.2B
– –
-2,000
Closed -$13K
XAR icon
780
State Street SPDR S&P Aerospace & Defense ETF
XAR
$5.68B
$0 ﹤0.01%
1
– –
XLF icon
781
PUT
State Street Financial Select Sector SPDR ETF
XLF
$55B
– –
-25,000
Closed -$4K
XLRE icon
782
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.26B
$0 ﹤0.01%
4
– –
XRX icon
783
Xerox
XRX
$436M
$0 ﹤0.01%
2
-274
-99% -$9.58K
ENZ
784
DELISTED
Enzo Biochem, Inc.
ENZ
$0 ﹤0.01%
110
– –
ZUO
785
DELISTED
Zuora, Inc.
ZUO
– –
-6
Closed –
ASXC
786
DELISTED
Asensus Surgical, Inc.
ASXC
$0 ﹤0.01%
77
– –
BIOL
787
DELISTED
Biolase, Inc.
BIOL
– –
0
– –
VRTV
788
DELISTED
VERITIV CORPORATION
VRTV
$0 ﹤0.01%
1
– –
EMAN
789
DELISTED
eMagin Corporation
EMAN
$0 ﹤0.01%
30
– –
GBT
790
CALL
DELISTED
Global Blood Therapeutics, Inc.
GBT
– –
-58,200
Closed -$100K
CTXS
791
CALL
DELISTED
Citrix Systems Inc
CTXS
– –
-8,000
Closed -$8K
CTXS
792
DELISTED
Citrix Systems Inc
CTXS
– –
-1,000
Closed -$97K
CERN
793
CALL
DELISTED
Cerner Corp
CERN
– –
-12,000
Closed -$6K
RDS.A
794
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
– –
-500
Closed -$29K
CLDR
795
PUT
DELISTED
Cloudera, Inc.
CLDR
– –
-6,000
Closed -$11K
WORK
796
DELISTED
Slack Technologies, Inc.
WORK
– –
-15
Closed –
PRSP
797
DELISTED
Perspecta Inc. Common Stock
PRSP
$0 ﹤0.01%
+4
New +$107
ETFC
798
DELISTED
E*Trade Financial Corporation
ETFC
$0 ﹤0.01%
5
– –
INAP
799
DELISTED
Internap Corporation
INAP
– –
-25
Closed –
MDR
800
DELISTED
McDermott International
MDR
$0 ﹤0.01%
192
– –
29 30 31
32
33

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TWM
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1CP
1607 Capital Partners Richmond, Virginia $1.15B AUM 12.28% 1-Year Est. Return
CFP
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MGWM
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HIC
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AIC
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WB
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Focused Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, Focused Wealth Management held 811 positions worth $423M, up 17% from $362M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Focused Wealth Management deployed $34.9M of net new capital in Q4 2019, opening 64 new positions and adding to 190 existing holdings. Its largest new stake was Schwab Short-Term US Treasury ETF: 19,820 shares worth $500K.

By sector, the portfolio is most concentrated in Miscellaneous at 77% of assets, up from 76% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was State Street SPDR Portfolio Emerging Markets ETF, an estimated $33.2M trimmed.

  • Focused Wealth Management's largest Q4 2019 buy was Schwab Short-Term US Treasury ETF: 19,820 shares worth $500K.
  • Focused Wealth Management added most to Schwab Emerging Markets Equity ETF in Q4 2019, an estimated $37M increase.
  • Focused Wealth Management's biggest Q4 2019 reduction was State Street SPDR Portfolio Emerging Markets ETF, cutting an estimated $33.2M.
  • Focused Wealth Management fully exited Invesco S&P 500 Equal Weight Financials ETF in Q4 2019, selling an estimated $957K.
  • Focused Wealth Management's ten largest holdings make up 56% of its $423M portfolio in Q4 2019.
  • Focused Wealth Management opened 64 new positions and closed 62 in Q4 2019.
  • Focused Wealth Management's portfolio value rose 17% quarter-over-quarter to $423M.

Based on Focused Wealth Management's 13F filing for Q4 2019, filed 21 Jan 2020.