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FWM

Focused Wealth Management Portfolio holdings

AUM $964M
1-Year Est. Return 18.71%
This Fund
S&P 500
This Quarter Est. Return
+0.33%
1 Year Est. Return
+18.71%
3 Year Est. Return
+57.88%
5 Year Est. Return
+57.2%
10 Year Est. Return
+185.31%
AUM
$362M
AUM Growth
-$12.4M
Cap. Flow
+$1.33M
Cap. Flow %
0.37%
Top 10 Hldgs %
56.09%
Holding
835
New
57
Increased
101
Reduced
211
Closed
88

Top Buys

Rank Stock Value
1
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$14.7M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$7.47M
3
SPYD icon
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
+$1.53M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$909K
5
YEXT icon
Yext
YEXT
+$367K

Top Sells

Rank Stock Value
1
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$13.4M
2
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$2.3M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$1.96M
4
BX icon
Blackstone
BX
+$1.46M
5
VGT icon
Vanguard Information Technology ETF
VGT
+$1.03M

Sector Composition

Rank Sector Weight
1 Financials 5.73%
2 Technology 4.57%
3 Healthcare 2.41%
4 Industrials 2.34%
5 Communication Services 2.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TU icon
776
Telus
TU
$16B
– –
-1,200
Closed -$22K
UNM icon
777
Unum
UNM
$13.8B
– –
-6,350
Closed -$213K
UNP icon
778
CALL
Union Pacific
UNP
$183B
– –
-4,400
Closed -$37K
V icon
779
CALL
Visa
V
$677B
– –
-4,000
Closed -$23K
VET icon
780
Vermilion Energy
VET
$1.73B
$0 ﹤0.01%
10
– –
VMBS icon
781
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
– –
-183
Closed -$10K
VRTX icon
782
Vertex Pharmaceuticals
VRTX
$121B
– –
-65
Closed -$12K
WAT icon
783
Waters Corp
WAT
$36.8B
– –
-600
Closed -$129K
WH icon
784
Wyndham Hotels & Resorts
WH
$5.46B
– –
-20
Closed -$1K
WLK icon
785
Westlake Corp
WLK
$9.46B
– –
-1,750
Closed -$122K
XAR icon
786
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.07B
$0 ﹤0.01%
1
– –
XLRE icon
787
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.69B
$0 ﹤0.01%
4
– –
XPO icon
788
PUT
XPO
XPO
$25B
– –
-40,480
Closed -$16K
ZTS icon
789
Zoetis
ZTS
$31.6B
– –
-200
Closed -$23K
ENZ
790
DELISTED
Enzo Biochem, Inc.
ENZ
$0 ﹤0.01%
110
– –
ZUO
791
DELISTED
Zuora, Inc.
ZUO
$0 ﹤0.01%
6
– –
LSXMA
792
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$0 ﹤0.01%
17
– –
BIOL
793
DELISTED
Biolase, Inc.
BIOL
– –
0
– –
IMGN
794
DELISTED
Immunogen Inc
IMGN
$0 ﹤0.01%
100
– –
LTHM
795
DELISTED
Livent Corporation
LTHM
$0 ﹤0.01%
74
– –
VRTV
796
DELISTED
VERITIV CORPORATION
VRTV
$0 ﹤0.01%
1
-12
-92% -$206
NEWR
797
DELISTED
New Relic, Inc.
NEWR
– –
-700
Closed -$61K
EMAN
798
DELISTED
eMagin Corporation
EMAN
$0 ﹤0.01%
30
– –
MNTV
799
DELISTED
Momentive Global Inc. Common Stock
MNTV
– –
-5,000
Closed -$83K
MNTV
800
PUT
DELISTED
Momentive Global Inc. Common Stock
MNTV
– –
-5,000
Closed -$5K
30 31
32
33 34

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Focused Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, Focused Wealth Management held 835 positions worth $362M, down 3.3% from $374M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Focused Wealth Management's Q3 2019 filing shows 57 new, 101 increased, 211 reduced and 88 closed positions. Its largest new stake was iShares Short Maturity Bond ETF: 291,501 shares worth $14.7M. The largest sale was State Street SPDR Portfolio Aggregate Bond ETF, an estimated $13.4M.

By sector, the portfolio is most concentrated in Financials at 5.7% of assets, down from 6.3% a quarter earlier, followed by Technology and Healthcare.

  • Focused Wealth Management's largest Q3 2019 buy was iShares Short Maturity Bond ETF: 291,501 shares worth $14.7M.
  • Focused Wealth Management added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2019, an estimated $7.47M increase.
  • Focused Wealth Management's biggest Q3 2019 reduction was State Street SPDR Portfolio Aggregate Bond ETF, cutting an estimated $13.4M.
  • Focused Wealth Management fully exited Palo Alto Networks in Q3 2019, selling an estimated $272K.
  • Focused Wealth Management's ten largest holdings make up 56% of its $362M portfolio in Q3 2019.
  • Focused Wealth Management opened 57 new positions and closed 88 in Q3 2019.
  • Focused Wealth Management's portfolio value fell 3.3% quarter-over-quarter to $362M.

Based on Focused Wealth Management's 13F filing for Q3 2019, filed 6 Nov 2019.