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FWM

Focused Wealth Management Portfolio holdings

AUM $964M
1-Year Est. Return 18.71%
This Fund
S&P 500
This Quarter Est. Return
+7.59%
1 Year Est. Return
+18.71%
3 Year Est. Return
+57.88%
5 Year Est. Return
+57.2%
10 Year Est. Return
+185.31%
AUM
$423M
AUM Growth
+$61.5M
Cap. Flow
+$48.7M
Cap. Flow %
11.51%
Top 10 Hldgs %
56.08%
Holding
811
New
64
Increased
190
Reduced
120
Closed
62

Top Buys

Rank Stock Value
1
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$37M
2
VFH icon
Vanguard Financials ETF
VFH
+$7.28M
3
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$4.6M
4
VDE icon
Vanguard Energy ETF
VDE
+$4.11M
5
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$3.91M

Top Sells

Rank Stock Value
1
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$33.2M
2
KBE icon
State Street SPDR S&P Bank ETF
KBE
+$5.72M
3
FTXN icon
First Trust Nasdaq Oil & Gas ETF
FTXN
+$3.15M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.64M
5
T icon
AT&T
T
+$1.06M

Sector Composition

Rank Sector Weight
1 Financials 5.63%
2 Technology 4.53%
3 Healthcare 2.51%
4 Industrials 2.27%
5 Communication Services 1.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDB icon
751
MongoDB
MDB
$24.9B
– –
-325
Closed -$39K
MEOH icon
752
Methanex
MEOH
$4.19B
$0 ﹤0.01%
10
– –
MT icon
753
ArcelorMittal
MT
$50.9B
– –
-33
Closed –
NAK
754
Northern Dynasty Minerals
NAK
$857M
$0 ﹤0.01%
600
+310
+107% +$162
NOK icon
755
Nokia
NOK
$51.8B
$0 ﹤0.01%
54
– –
OGS icon
756
ONE Gas
OGS
$5.02B
$0 ﹤0.01%
4
– –
OVV icon
757
Ovintiv
OVV
$16.6B
– –
-7
Closed –
OXY icon
758
Occidental Petroleum
OXY
$54.6B
– –
-50
Closed -$2K
PARA
759
DELISTED
Paramount Global Class B
PARA
$0 ﹤0.01%
5
– –
PLD icon
760
Prologis
PLD
$137B
– –
-1,200
Closed -$102K
PYPL icon
761
PUT
PayPal
PYPL
$49.5B
– –
-3,600
Closed -$6K
QCOM icon
762
PUT
Qualcomm
QCOM
$179B
– –
-2,200
Closed -$9K
REZI icon
763
Resideo Technologies
REZI
$5.34B
$0 ﹤0.01%
31
-875
-97% -$9.96K
RSPF icon
764
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$306M
– –
-21,924
Closed -$957K
SJM icon
765
J.M. Smucker
SJM
$12.9B
$0 ﹤0.01%
2
– –
SJNK icon
766
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.88B
$0 ﹤0.01%
16
-293
-95% -$7.85K
SPEU icon
767
State Street SPDR Portfolio Europe ETF
SPEU
$716M
$0 ﹤0.01%
5
– –
SPIP icon
768
State Street SPDR Portfolio TIPS ETF
SPIP
$1B
$0 ﹤0.01%
8
– –
STLD icon
769
Steel Dynamics
STLD
$36.1B
$0 ﹤0.01%
10
– –
SWKS icon
770
CALL
Skyworks Solutions
SWKS
$9.54B
– –
-5,600
Closed -$23K
TKR icon
771
Timken Company
TKR
$9.81B
– –
-174
Closed -$8K
TT icon
772
Trane Technologies
TT
$107B
$0 ﹤0.01%
1
-71
-99% -$9K
UPBD icon
773
CALL
Upbound Group
UPBD
$1.2B
– –
-15,000
Closed -$11K
VET icon
774
Vermilion Energy
VET
$1.62B
$0 ﹤0.01%
10
– –
VPU
775
Vanguard Utilities ETF
VPU
$8.72B
– –
-8
Closed -$1K
29 30
31
32 33

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UWPG
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TC
TwinBeech Capital Purchase, New York $965M AUM 0.23% 1-Year Est. Return
TFP
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QIM
Quantitative Investment Management Charlottesville, Virginia $963M AUM 12.95% 1-Year Est. Return
MK
MASTERINVEST Kapitalanlage Vienna $962M AUM 27.59% 1-Year Est. Return
GHC
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GLR
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Focused Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, Focused Wealth Management held 811 positions worth $423M, up 17% from $362M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Focused Wealth Management deployed $48.7M of net new capital in Q4 2019, opening 64 new positions and adding to 190 existing holdings. Its largest new stake was Schwab Short-Term US Treasury ETF: 19,820 shares worth $500K.

By sector, the portfolio is most concentrated in Financials at 5.6% of assets, down from 5.7% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio Emerging Markets ETF, an estimated $33.2M trimmed.

  • Focused Wealth Management's largest Q4 2019 buy was Schwab Short-Term US Treasury ETF: 19,820 shares worth $500K.
  • Focused Wealth Management added most to Schwab Emerging Markets Equity ETF in Q4 2019, an estimated $37M increase.
  • Focused Wealth Management's biggest Q4 2019 reduction was State Street SPDR Portfolio Emerging Markets ETF, cutting an estimated $33.2M.
  • Focused Wealth Management fully exited Invesco S&P 500 Equal Weight Financials ETF in Q4 2019, selling an estimated $957K.
  • Focused Wealth Management's ten largest holdings make up 56% of its $423M portfolio in Q4 2019.
  • Focused Wealth Management opened 64 new positions and closed 62 in Q4 2019.
  • Focused Wealth Management's portfolio value rose 17% quarter-over-quarter to $423M.

Based on Focused Wealth Management's 13F filing for Q4 2019, filed 21 Jan 2020.