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FWM

Focused Wealth Management Portfolio holdings

AUM $964M
1-Year Est. Return 18.71%
This Fund
S&P 500
This Quarter Est. Return
-8.47%
1 Year Est. Return
+18.71%
3 Year Est. Return
+57.88%
5 Year Est. Return
+57.2%
10 Year Est. Return
+185.31%
AUM
$157M
AUM Growth
-$4.16M
Cap. Flow
+$9.06M
Cap. Flow %
5.75%
Top 10 Hldgs %
42.47%
Holding
774
New
61
Increased
173
Reduced
115
Closed
33

Top Buys

Rank Stock Value
1
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$5.26M
2
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$3.21M
3
XOM icon
ExxonMobil
XOM
+$788K
4
BAC icon
Bank of America
BAC
+$778K
5
GE icon
GE Aerospace
GE
+$708K

Top Sells

Rank Stock Value
1
IDV icon
iShares International Select Dividend ETF
IDV
+$6.56M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.11M
3
AMLP icon
Alerian MLP ETF
AMLP
+$780K
4
IEO icon
iShares US Oil & Gas Exploration & Production ETF
IEO
+$328K
5
NRF
NorthStar Realty Finance Corp.
NRF
+$175K

Sector Composition

Rank Sector Weight
1 Financials 9.49%
2 Industrials 6.32%
3 Technology 5.08%
4 Healthcare 4.39%
5 Energy 3.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NKA
751
DELISTED
NISKA GAS STORAGE PARTNERS LLC UNIT LTD LIABILITY CO INTS
NKA
– –
-1,070
Closed -$4K
CRDS
752
DELISTED
Crossroads Systems, Inc.
CRDS
$0 ﹤0.01%
6
– –
CRC
753
DELISTED
California Resources Corporation
CRC
$0 ﹤0.01%
10
– –
LINE
754
PUT
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
– –
-2,500
Closed -$2K
SSE
755
DELISTED
SEVENTY SEVEN ENERGY INC COM
SSE
$0 ﹤0.01%
26
– –
PMCS
756
DELISTED
P M C SIERRA INC
PMCS
$0 ﹤0.01%
33
– –
SD
757
DELISTED
SANDRIDGE ENERGY, INC.
SD
$0 ﹤0.01%
1,115
– –
WAVX
758
DELISTED
WAVE SYS CORP CL A NEW COM STK (DE)
WAVX
$0 ﹤0.01%
3
– –
GTI
759
DELISTED
GRAFTECH INTERNATIONAL LTD
GTI
– –
-120
Closed -$1K
ANR
760
DELISTED
Alpha Natural Resources Inc
ANR
$0 ﹤0.01%
2,610
– –
VPCO
761
DELISTED
VAPOR CORP DEL COM STK
VPCO
$0 ﹤0.01%
+20
New +$17
KRFT
762
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
– –
-1,639
Closed -$140K
BPZ
763
DELISTED
BPZ RESOURCES INC COM STK
BPZ
$0 ﹤0.01%
2,000
– –
KWK
764
DELISTED
QUICKSILVER RESOURCES INC
KWK
$0 ﹤0.01%
18
– –
IRR
765
DELISTED
VOYA NATURAL RESOURCES EQUITY INCOME FUND
IRR
– –
-1,114
Closed -$9K
XL
766
DELISTED
XL Group Ltd.
XL
$0 ﹤0.01%
+2
New +$76
VSTO
767
DELISTED
Vista Outdoor Inc.
VSTO
$0 ﹤0.01%
8
– –
REGI
768
DELISTED
Renewable Energy Group, Inc.
REGI
$0 ﹤0.01%
24
– –
CELG
769
CALL
DELISTED
Celgene Corp
CELG
– –
0
– -$903K
LNCO
770
DELISTED
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
$0 ﹤0.01%
112
+10
+10% +$44
OIL
771
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
$0 ﹤0.01%
35
– –
AMCC
772
DELISTED
Applied Micro Circuits Corporation New
AMCC
– –
-3,000
Closed -$20K
27 28 29 30
31

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RCIM
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UWPG
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TC
TwinBeech Capital Purchase, New York $965M AUM 0.23% 1-Year Est. Return
TFP
Triple Frond Partners San Francisco, California $963M AUM 27.45% 1-Year Est. Return
QIM
Quantitative Investment Management Charlottesville, Virginia $963M AUM 12.95% 1-Year Est. Return
MK
MASTERINVEST Kapitalanlage Vienna $962M AUM 27.59% 1-Year Est. Return
GHC
Graham Holdings Company Arlington, Virginia $967M AUM 15.12% 1-Year Est. Return
GLR
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Focused Wealth Management's Q3 2015 Portfolio in Review

As of Q3 2015, Focused Wealth Management held 774 positions worth $157M, down 2.6% from $162M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Focused Wealth Management deployed $9.06M of net new capital in Q3 2015, opening 61 new positions and adding to 173 existing holdings. Its largest new stake was Bank of America Series L: 2,900 shares worth $73K.

By sector, the portfolio is most concentrated in Financials at 9.5% of assets, down from 9.6% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares International Select Dividend ETF, an estimated $6.56M trimmed.

  • Focused Wealth Management's largest Q3 2015 buy was Bank of America Series L: 2,900 shares worth $73K.
  • Focused Wealth Management added most to Vanguard High Dividend Yield ETF in Q3 2015, an estimated $5.26M increase.
  • Focused Wealth Management's biggest Q3 2015 reduction was iShares International Select Dividend ETF, cutting an estimated $6.56M.
  • Focused Wealth Management fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $140K.
  • Focused Wealth Management's ten largest holdings make up 42% of its $157M portfolio in Q3 2015.
  • Focused Wealth Management opened 61 new positions and closed 33 in Q3 2015.
  • Focused Wealth Management's portfolio value fell 2.6% quarter-over-quarter to $157M.

Based on Focused Wealth Management's 13F filing for Q3 2015, filed 10 Nov 2015.