We are live on ! Find out more
FWM

Focused Wealth Management Portfolio holdings

AUM $1.15B
1-Year Est. Return 24.81%
This Fund
S&P 500
This Quarter Est. Return
+2.1%
1 Year Est. Return
+24.81%
3 Year Est. Return
+73.9%
5 Year Est. Return
+73.44%
10 Year Est. Return
+227.97%
AUM
$141M
AUM Growth
+$10.9M
Cap. Flow
+$16.8M
Cap. Flow %
11.86%
Top 10 Hldgs %
41.99%
Holding
771
New
41
Increased
155
Reduced
122
Closed
58

Top Buys

Rank Stock Value
1
IWN icon
iShares Russell 2000 Value ETF
IWN
+$8.16M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$6.36M
3
GE icon
GE Aerospace
GE
+$1.48M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$981K
5
LINE
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
+$763K

Top Sells

Rank Stock Value
1
HYS icon
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
+$3.13M
2
EXI icon
iShares Global Industrials ETF
EXI
+$974K
3
VER
VEREIT, Inc.
VER
+$601K
4
RIG icon
Transocean
RIG
+$510K
5
BABZ
PIMCO BUILD AMERICA BOND FD ETF
BABZ
+$265K

Sector Composition

Rank Sector Weight
1 Miscellaneous 57.45%
2 Financials 11.45%
3 Industrials 7.73%
4 Technology 5.74%
5 Healthcare 4.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KSU
726
CALL
DELISTED
Kansas City Southern
KSU
– –
-116,000
Closed -$1.67M
MXIM
727
DELISTED
Maxim Integrated Products
MXIM
$0 ﹤0.01%
5
– –
AIG.WS
728
DELISTED
American International Group, Inc.
AIG.WS
$0 ﹤0.01%
8
– –
TLI
729
DELISTED
Western Asset Corporate Loan Fund Inc.
TLI
– –
-67
Closed -$1K
SCON
730
DELISTED
Superconductor Technologies Inc.
SCON
– –
0
– –
NE
731
DELISTED
Noble Corporation
NE
– –
-800
Closed -$18K
JMF
732
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
$0 ﹤0.01%
10
– –
LGCY
733
DELISTED
Legacy Reserves Inc. Common Stock
LGCY
– –
-500
Closed -$15K
ARDM
734
DELISTED
Aradigm Corp Common Stock
ARDM
$0 ﹤0.01%
2
– –
EEP
735
DELISTED
Enbridge Energy Partners
EEP
– –
-152
Closed -$6K
OCLR
736
DELISTED
Oclaro Inc.
OCLR
$0 ﹤0.01%
67
– –
SHLD
737
DELISTED
Sears Holding Corporation
SHLD
– –
-1,611
Closed -$38K
PHH
738
DELISTED
PHH Corporation
PHH
$0 ﹤0.01%
5
– –
OA
739
DELISTED
Orbital ATK, Inc.
OA
$0 ﹤0.01%
4
– –
LVLT
740
DELISTED
Level 3 Communications Inc
LVLT
$0 ﹤0.01%
4
– –
WBMD
741
DELISTED
WebMD Health Corp.
WBMD
$0 ﹤0.01%
3
– –
DFT
742
CALL
DELISTED
DuPont Fabros Technology Inc.
DFT
– –
-500
Closed -$2K
MBLY
743
CALL
DELISTED
Mobileye N.V.
MBLY
– –
-400
Closed -$1K
XRA
744
DELISTED
Exeter Resources Corporation
XRA
$0 ﹤0.01%
310
– –
CST
745
DELISTED
CST Brands, Inc.
CST
$0 ﹤0.01%
9
– –
INVN
746
CALL
DELISTED
Invensense Inc
INVN
– –
-2,800
Closed -$1K
TEUM
747
DELISTED
Pareteum Corporation
TEUM
$0 ﹤0.01%
1
– –
IMN
748
DELISTED
Imation
IMN
$0 ﹤0.01%
12
– –
CRDS
749
DELISTED
Crossroads Systems, Inc.
CRDS
$0 ﹤0.01%
6
– –
BBEP
750
DELISTED
BREITBURN ENERGY PARTNERS LP COM UNITS RPTNG LTD PRTNRSHIP
BBEP
– –
-500
Closed -$10K
27 28 29
30
31

Similar funds

CIG
Consolidated Investment Group Englewood, Colorado $1.15B AUM 55.26% 1-Year Est. Return
TWM
Tanager Wealth Management Goring On Thames, United Kingdom $1.15B AUM 19.91% 1-Year Est. Return
1CP
1607 Capital Partners Richmond, Virginia $1.15B AUM 12.28% 1-Year Est. Return
CFP
Cascade Financial Partners San Diego, California $1.15B AUM 33.6% 1-Year Est. Return
MGWM
Marks Group Wealth Management Minnetonka, Minnesota $1.15B AUM 16.94% 1-Year Est. Return
HIC
Hartline Investment Corp Winnetka, Illinois $1.15B AUM 65.07% 1-Year Est. Return
AIC
AWM Investment Company New York $1.15B AUM 201.65% 1-Year Est. Return
WB
Webster Bank Waterbury, Connecticut $1.15B AUM 23.08% 1-Year Est. Return

Focused Wealth Management's Q4 2014 Portfolio in Review

As of Q4 2014, Focused Wealth Management held 771 positions worth $141M, up 8.3% from $130M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Focused Wealth Management deployed $16.8M of net new capital in Q4 2014, opening 41 new positions and adding to 155 existing holdings. Its largest new stake was iShares Russell 2000 Value ETF: 83,216 shares worth $8.46M.

By sector, the portfolio is most concentrated in Miscellaneous at 57% of assets, up from 57% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund, an estimated $3.13M trimmed.

  • Focused Wealth Management's largest Q4 2014 buy was iShares Russell 2000 Value ETF: 83,216 shares worth $8.46M.
  • Focused Wealth Management added most to State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2014, an estimated $6.36M increase.
  • Focused Wealth Management's biggest Q4 2014 reduction was PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund, cutting an estimated $3.13M.
  • Focused Wealth Management fully exited PIMCO BUILD AMERICA BOND FD ETF in Q4 2014, selling an estimated $265K.
  • Focused Wealth Management's ten largest holdings make up 42% of its $141M portfolio in Q4 2014.
  • Focused Wealth Management opened 41 new positions and closed 58 in Q4 2014.
  • Focused Wealth Management's portfolio value rose 8.3% quarter-over-quarter to $141M.

Based on Focused Wealth Management's 13F filing for Q4 2014, filed 6 Feb 2015.