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FWM

Focused Wealth Management Portfolio holdings

AUM $1.15B
1-Year Est. Return 24.81%
This Fund
S&P 500
This Quarter Est. Return
+3.89%
1 Year Est. Return
+24.81%
3 Year Est. Return
+73.9%
5 Year Est. Return
+73.44%
10 Year Est. Return
+227.97%
AUM
$294M
AUM Growth
+$5.28M
Cap. Flow
-$4.3M
Cap. Flow %
-1.46%
Top 10 Hldgs %
46.89%
Holding
757
New
79
Increased
119
Reduced
181
Closed
68

Top Buys

Rank Stock Value
1
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
+$9.32M
2
SPHY icon
State Street SPDR Portfolio High Yield Bond ETF
SPHY
+$6.93M
3
PFE icon
Pfizer
PFE
+$2.1M
4
XSW icon
State Street SPDR S&P Software & Services ETF
XSW
+$1.89M
5
MMM icon
3M
MMM
+$1.4M

Top Sells

Rank Stock Value
1
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$8.04M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$5.11M
3
HYT icon
BlackRock Corporate High Yield Fund
HYT
+$2.64M
4
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$2.46M
5
MGK icon
Vanguard Morningstar Mega Cap Growth ETF
MGK
+$2.1M

Sector Composition

Rank Sector Weight
1 Miscellaneous 70.97%
2 Financials 5.56%
3 Healthcare 5.16%
4 Industrials 3.75%
5 Technology 3.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CWB icon
51
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
$1.03M 0.35%
19,078
-7,465
-28% -$400K
HON icon
52
Honeywell
HON
$66.4B
$1.01M 0.35%
6,755
+5,813
+617% +$824K
ARI
53
Apollo Commercial Real Estate
ARI
$884M
$988K 0.34%
52,342
+353
+0.7% +$6.74K
EA
54
DELISTED
Electronic Arts
EA
$978K 0.33%
+8,114
New +$1.05M
TSLA icon
55
Tesla
TSLA
$1.4T
$906K 0.31%
51,300
+6,015
+13% +$125K
TIP icon
56
iShares TIPS Bond ETF
TIP
$15B
$900K 0.31%
8,135
-313
-4% -$35K
JD icon
57
JD.com
JD
$38.2B
$892K 0.3%
34,202
+31,832
+1,343% +$1.04M
VZ icon
58
Verizon
VZ
$208B
$879K 0.3%
16,461
+6,447
+64% +$341K
EDIT icon
59
Editas Medicine
EDIT
$496M
$865K 0.29%
27,186
+797
+3% +$25.8K
IVV icon
60
iShares Core S&P 500 ETF
IVV
$889B
$863K 0.29%
2,949
-106
-3% -$30.4K
REGN icon
61
Regeneron Pharmaceuticals
REGN
$85.2B
$856K 0.29%
2,118
-124
-6% -$47.2K
TEVA icon
62
Teva Pharmaceuticals
TEVA
$42.4B
$830K 0.28%
38,554
-1,349
-3% -$31.3K
UTG icon
63
Reaves Utility Income Fund
UTG
$3.53B
$807K 0.27%
26,326
+828
+3% +$25.2K
ETV
64
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.79B
$791K 0.27%
49,098
+6
+0% +$96
DD icon
65
DuPont de Nemours
DD
$17.8B
$781K 0.27%
4,794
+31
+0.7% +$5.33K
ROK icon
66
Rockwell Automation
ROK
$48.2B
$770K 0.26%
4,109
+60
+1% +$10.7K
IVW icon
67
iShares S&P 500 Growth ETF
IVW
$77.1B
$722K 0.25%
16,292
+656
+4% +$28.2K
CVX icon
68
Chevron
CVX
$409B
$717K 0.24%
5,863
+4,787
+445% +$581K
NEE icon
69
NextEra Energy
NEE
$174B
$701K 0.24%
16,740
+16,120
+2,600% +$686K
PG icon
70
Procter & Gamble
PG
$340B
$693K 0.24%
8,327
+2,621
+46% +$214K
BNY
71
DELISTED
BlackRock New York Municipal Income Trust
BNY
$691K 0.24%
56,933
-2,583
-4% -$32.2K
BSE
72
DELISTED
BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST
BSE
$670K 0.23%
53,899
-4,074
-7% -$51.1K
BQH
73
DELISTED
BlackRock New York Municipal Bond Trust
BQH
$654K 0.22%
50,790
-600
-1% -$7.81K
MAIN icon
74
Main Street Capital
MAIN
$5.39B
$636K 0.22%
16,507
-445
-3% -$17.6K
KMB icon
75
Kimberly-Clark
KMB
$34.9B
$622K 0.21%
5,476
+5,050
+1,185% +$566K
1 2
3
4 5

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CIG
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TWM
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1CP
1607 Capital Partners Richmond, Virginia $1.15B AUM 12.28% 1-Year Est. Return
CFP
Cascade Financial Partners San Diego, California $1.15B AUM 33.6% 1-Year Est. Return
MGWM
Marks Group Wealth Management Minnetonka, Minnesota $1.15B AUM 16.94% 1-Year Est. Return
HIC
Hartline Investment Corp Winnetka, Illinois $1.15B AUM 65.07% 1-Year Est. Return
AIC
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WB
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Focused Wealth Management's Q3 2018 Portfolio in Review

As of Q3 2018, Focused Wealth Management held 757 positions worth $294M, up 1.8% from $289M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Focused Wealth Management's Q3 2018 filing shows 79 new, 119 increased, 181 reduced and 68 closed positions. Its largest new stake was iShares Broad USD High Yield Corporate Bond ETF: 229,564 shares worth $9.36M. The largest sale was State Street SPDR Portfolio Aggregate Bond ETF, an estimated $8.04M.

By sector, the portfolio is most concentrated in Miscellaneous at 71% of assets, down from 74% a quarter earlier, followed by Financials and Healthcare.

  • Focused Wealth Management's largest Q3 2018 buy was iShares Broad USD High Yield Corporate Bond ETF: 229,564 shares worth $9.36M.
  • Focused Wealth Management added most to Pfizer in Q3 2018, an estimated $2.1M increase.
  • Focused Wealth Management's biggest Q3 2018 reduction was State Street SPDR Portfolio Aggregate Bond ETF, cutting an estimated $8.04M.
  • Focused Wealth Management fully exited Spirit AeroSystems in Q3 2018, selling an estimated $232K.
  • Focused Wealth Management's ten largest holdings make up 47% of its $294M portfolio in Q3 2018.
  • Focused Wealth Management opened 79 new positions and closed 68 in Q3 2018.
  • Focused Wealth Management's portfolio value rose 1.8% quarter-over-quarter to $294M.

Based on Focused Wealth Management's 13F filing for Q3 2018, filed 13 Nov 2018.