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FWM

Focused Wealth Management Portfolio holdings

AUM $1.15B
1-Year Est. Return 24.81%
This Fund
S&P 500
This Quarter Est. Return
+5.82%
1 Year Est. Return
+24.81%
3 Year Est. Return
+73.9%
5 Year Est. Return
+73.44%
10 Year Est. Return
+227.97%
AUM
$174M
AUM Growth
+$16.4M
Cap. Flow
+$12.9M
Cap. Flow %
7.42%
Top 10 Hldgs %
43.68%
Holding
792
New
54
Increased
206
Reduced
83
Closed
48

Top Buys

Rank Stock Value
1
VGK icon
Vanguard FTSE Europe ETF
VGK
+$3.05M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$2.49M
3
BAC icon
Bank of America
BAC
+$1.16M
4
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$725K
5
CS
Credit Suisse Group
CS
+$563K

Top Sells

Rank Stock Value
1
STPZ icon
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
+$950K
2
AMLP icon
Alerian MLP ETF
AMLP
+$560K
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$544K
4
IDV icon
iShares International Select Dividend ETF
IDV
+$519K
5
EXG icon
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
+$463K

Sector Composition

Rank Sector Weight
1 Miscellaneous 61.22%
2 Financials 10.5%
3 Industrials 7.02%
4 Healthcare 4.8%
5 Technology 4.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETV
51
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.79B
$554K 0.32%
36,229
+1,191
+3% +$17.9K
MBLY
52
DELISTED
Mobileye N.V.
MBLY
$554K 0.32%
13,107
+3,150
+32% +$141K
MAIN icon
53
Main Street Capital
MAIN
$5.39B
$553K 0.32%
19,026
+623
+3% +$18.7K
BMY icon
54
Bristol-Myers Squibb
BMY
$136B
$544K 0.31%
7,904
+21
+0.3% +$1.39K
BSE
55
DELISTED
BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST
BSE
$543K 0.31%
39,583
+4,723
+14% +$62.4K
BFY
56
DELISTED
BlackRock New York Municipal Income Trust II
BFY
$536K 0.31%
35,814
+2,506
+8% +$36.2K
SCHD icon
57
Schwab US Dividend Equity ETF
SCHD
$112B
$512K 0.29%
+39,816
New +$513K
SDIV icon
58
Global X SuperDividend ETF
SDIV
$1.24B
$502K 0.29%
8,480
+8,397
+10,117% +$509K
GS icon
59
Goldman Sachs
GS
$302B
$498K 0.29%
2,766
+119
+4% +$22.1K
BQH
60
DELISTED
BlackRock New York Municipal Bond Trust
BQH
$484K 0.28%
32,580
+2,810
+9% +$39.7K
DBL
61
DoubleLine Opportunistic Credit Fund
DBL
$282M
$482K 0.28%
19,032
– –
ETG
62
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.84B
$477K 0.27%
+30,710
New +$491K
DE icon
63
Deere & Co
DE
$187B
$473K 0.27%
6,204
+173
+3% +$13.4K
ETY icon
64
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.3B
$463K 0.27%
41,325
+8,332
+25% +$93.4K
DSU icon
65
BlackRock Debt Strategies Fund
DSU
$608M
$461K 0.27%
+45,621
New +$463K
IWF icon
66
iShares Russell 1000 Growth ETF
IWF
$126B
$446K 0.26%
17,932
-556
-3% -$13.9K
MSFT icon
67
Microsoft
MSFT
$3.71T
$437K 0.25%
7,881
+281
+4% +$14.8K
PFE icon
68
Pfizer
PFE
$162B
$433K 0.25%
14,154
+398
+3% +$12.5K
CG icon
69
Carlyle Group
CG
$16.7B
$426K 0.25%
27,250
+7,767
+40% +$138K
UTG icon
70
Reaves Utility Income Fund
UTG
$3.53B
$426K 0.25%
16,411
+266
+2% +$7.33K
BAB icon
71
Invesco Taxable Municipal Bond ETF
BAB
$895M
$421K 0.24%
+14,525
New +$423K
PG icon
72
Procter & Gamble
PG
$340B
$409K 0.24%
5,147
+11
+0.2% +$841
VUG icon
73
Vanguard Morningstar Growth ETF
VUG
$228B
$407K 0.23%
22,944
+1,746
+8% +$31.3K
INDA icon
74
iShares MSCI India ETF
INDA
$6.75B
$402K 0.23%
14,617
+14,047
+2,464% +$393K
O icon
75
Realty Income
O
$58B
$389K 0.22%
7,768
+139
+2% +$6.64K
1 2
3
4 5

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CIG
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TWM
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1CP
1607 Capital Partners Richmond, Virginia $1.15B AUM 12.28% 1-Year Est. Return
CFP
Cascade Financial Partners San Diego, California $1.15B AUM 33.6% 1-Year Est. Return
MGWM
Marks Group Wealth Management Minnetonka, Minnesota $1.15B AUM 16.94% 1-Year Est. Return
HIC
Hartline Investment Corp Winnetka, Illinois $1.15B AUM 65.07% 1-Year Est. Return
AIC
AWM Investment Company New York $1.15B AUM 201.65% 1-Year Est. Return
WB
Webster Bank Waterbury, Connecticut $1.15B AUM 23.08% 1-Year Est. Return

Focused Wealth Management's Q4 2015 Portfolio in Review

As of Q4 2015, Focused Wealth Management held 792 positions worth $174M, up 10% from $157M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Focused Wealth Management deployed $12.9M of net new capital in Q4 2015, opening 54 new positions and adding to 206 existing holdings. Its largest new stake was Schwab US Dividend Equity ETF: 39,816 shares worth $512K.

By sector, the portfolio is most concentrated in Miscellaneous at 61% of assets, down from 63% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund, an estimated $950K trimmed.

  • Focused Wealth Management's largest Q4 2015 buy was Schwab US Dividend Equity ETF: 39,816 shares worth $512K.
  • Focused Wealth Management added most to Vanguard FTSE Europe ETF in Q4 2015, an estimated $3.05M increase.
  • Focused Wealth Management's biggest Q4 2015 reduction was PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund, cutting an estimated $950K.
  • Focused Wealth Management fully exited VelocityShares Daily Inverse VIX Short Term ETN in Q4 2015, selling an estimated $107K.
  • Focused Wealth Management's ten largest holdings make up 44% of its $174M portfolio in Q4 2015.
  • Focused Wealth Management opened 54 new positions and closed 48 in Q4 2015.
  • Focused Wealth Management's portfolio value rose 10% quarter-over-quarter to $174M.

Based on Focused Wealth Management's 13F filing for Q4 2015, filed 12 Feb 2016.