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FWM

Focused Wealth Management Portfolio holdings

AUM $964M
1-Year Est. Return 18.71%
This Fund
S&P 500
This Quarter Est. Return
+6.76%
1 Year Est. Return
+18.71%
3 Year Est. Return
+57.88%
5 Year Est. Return
+57.2%
10 Year Est. Return
+185.31%
AUM
$119M
AUM Growth
+$14.5M
Cap. Flow
+$6.82M
Cap. Flow %
5.7%
Top 10 Hldgs %
38.99%
Holding
695
New
65
Increased
179
Reduced
128
Closed
28

Top Buys

Rank Stock Value
1
EDIV icon
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
+$2.26M
2
GE icon
GE Aerospace
GE
+$1.14M
3
C icon
Citigroup
C
+$944K
4
IDV icon
iShares International Select Dividend ETF
IDV
+$866K
5
CSCO icon
Cisco
CSCO
+$766K

Top Sells

Rank Stock Value
1
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$862K
2
IBM icon
IBM
IBM
+$551K
3
JLS icon
Nuveen Mortgage and Income Fund
JLS
+$370K
4
FSYS
FUEL SYSTEMS SOLUTIONS INC COM STK
FSYS
+$277K
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$270K

Sector Composition

Rank Sector Weight
1 Financials 6.72%
2 Technology 6.51%
3 Industrials 5.74%
4 Healthcare 3.9%
5 Energy 2.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PG icon
51
Procter & Gamble
PG
$349B
$488K 0.41%
6,000
+2,814
+88% +$229K
TEVA icon
52
Teva Pharmaceuticals
TEVA
$37.3B
$467K 0.39%
11,649
+5,386
+86% +$212K
BSE
53
DELISTED
BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST
BSE
$394K 0.33%
32,654
+31,662
+3,192% +$381K
BFY
54
DELISTED
BlackRock New York Municipal Income Trust II
BFY
$380K 0.32%
30,067
+27,130
+924% +$344K
ETY icon
55
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.27B
$354K 0.3%
32,389
+1,360
+4% +$14.5K
AWK icon
56
American Water Works
AWK
$26.4B
$349K 0.29%
8,266
+4,081
+98% +$171K
UTG icon
57
Reaves Utility Income Fund
UTG
$3.65B
$347K 0.29%
14,118
-2,349
-14% -$57.7K
AXP icon
58
American Express
AXP
$242B
$336K 0.28%
3,704
+1,777
+92% +$146K
INVN
59
DELISTED
Invensense Inc
INVN
$336K 0.28%
16,150
-200
-1% -$3.58K
KMB icon
60
Kimberly-Clark
KMB
$36B
$334K 0.28%
3,338
– –
CRIS icon
61
Curis
CRIS
$9.02M
$331K 0.28%
59
+9
+18% +$61.7K
FTNT icon
62
Fortinet
FTNT
$118B
$331K 0.28%
86,505
+12,175
+16% +$47.4K
HYG icon
63
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.9B
$326K 0.27%
3,511
-191
-5% -$17.7K
BNY
64
DELISTED
BlackRock New York Municipal Income Trust
BNY
$324K 0.27%
26,049
+23,264
+835% +$298K
BNY
65
Bank of New York Mellon
BNY
$108B
$320K 0.27%
9,163
+4,592
+100% +$150K
TSI
66
TCW Strategic Income Fund
TSI
$214M
$320K 0.27%
59,979
-10,349
-15% -$56K
BQH
67
DELISTED
BlackRock New York Municipal Bond Trust
BQH
$320K 0.27%
25,556
+21,382
+512% +$272K
MSFT icon
68
Microsoft
MSFT
$2.93T
$318K 0.27%
8,505
-416
-5% -$15.1K
VCIT icon
69
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.7B
$308K 0.26%
3,722
-160
-4% -$13.4K
PFE icon
70
Pfizer
PFE
$143B
$306K 0.26%
10,518
+296
+3% +$8.62K
QQQ icon
71
Invesco QQQ Trust
QQQ
$466B
$300K 0.25%
3,411
-1,548
-31% -$129K
O icon
72
Realty Income
O
$61.3B
$282K 0.24%
7,802
+825
+12% +$31.7K
DXJ icon
73
WisdomTree Japan Hedged Equity Fund
DXJ
$7.05B
$281K 0.24%
5,520
+2,320
+73% +$113K
JFR icon
74
Nuveen Floating Rate Income Fund
JFR
$1.24B
$253K 0.21%
21,255
-200
-0.9% -$2.38K
WELL icon
75
Welltower
WELL
$172B
$244K 0.2%
4,561
-81
-2% -$4.82K
1 2
3
4 5

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Focused Wealth Management's Q4 2013 Portfolio in Review

As of Q4 2013, Focused Wealth Management held 695 positions worth $119M, up 14% from $105M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Focused Wealth Management deployed $6.82M of net new capital in Q4 2013, opening 65 new positions and adding to 179 existing holdings. Its largest new stake was State Street Industrial Select Sector SPDR ETF: 2,100 shares worth $110K.

By sector, the portfolio is most concentrated in Financials at 6.7% of assets, up from 4.5% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Vanguard FTSE Emerging Markets ETF, an estimated $862K trimmed.

  • Focused Wealth Management's largest Q4 2013 buy was State Street Industrial Select Sector SPDR ETF: 2,100 shares worth $110K.
  • Focused Wealth Management added most to State Street SPDR S&P Emerging Markets Dividend ETF in Q4 2013, an estimated $2.26M increase.
  • Focused Wealth Management's biggest Q4 2013 reduction was Vanguard FTSE Emerging Markets ETF, cutting an estimated $862K.
  • Focused Wealth Management fully exited FUEL SYSTEMS SOLUTIONS INC COM STK in Q4 2013, selling an estimated $277K.
  • Focused Wealth Management's ten largest holdings make up 39% of its $119M portfolio in Q4 2013.
  • Focused Wealth Management opened 65 new positions and closed 28 in Q4 2013.
  • Focused Wealth Management's portfolio value rose 14% quarter-over-quarter to $119M.

Based on Focused Wealth Management's 13F filing for Q4 2013, filed 6 Feb 2014.