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FWM

Focused Wealth Management Portfolio holdings

AUM $964M
1-Year Est. Return 18.71%
This Fund
S&P 500
This Quarter Est. Return
-0.3%
1 Year Est. Return
+18.71%
3 Year Est. Return
+57.88%
5 Year Est. Return
+57.2%
10 Year Est. Return
+185.31%
AUM
$613M
AUM Growth
+$6.77M
Cap. Flow
+$66.1M
Cap. Flow %
10.79%
Top 10 Hldgs %
59.09%
Holding
1,158
New
169
Increased
290
Reduced
178
Closed
92

Top Buys

Rank Stock Value
1
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$5.32M
2
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$3.59M
3
SCHP icon
Schwab US TIPS ETF
SCHP
+$2.6M
4
HYD icon
VanEck High Yield Muni ETF
HYD
+$2.03M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$589K

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$5.59M
2
BX icon
Blackstone
BX
+$813K
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$647K
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$353K
5
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$320K

Sector Composition

Rank Sector Weight
1 Technology 4.87%
2 Financials 4.52%
3 Consumer Discretionary 2.94%
4 Healthcare 2.48%
5 Industrials 1.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JDD
701
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
$6K ﹤0.01%
587
+8
+1% +$84
CLDT
702
Chatham Lodging
CLDT
$632M
$5K ﹤0.01%
400
– –
DBC icon
703
Invesco DB Commodity Index Tracking Fund
DBC
$1.69B
$5K ﹤0.01%
247
– –
DKNG icon
704
DraftKings
DKNG
$12.2B
$5K ﹤0.01%
100
– –
DRIV icon
705
Global X Autonomous & Electric Vehicles ETF
DRIV
$361M
$5K ﹤0.01%
+200
New +$5.64K
EEA
706
European Equity Fund
EEA
$73.6M
$5K ﹤0.01%
443
– –
FLEX icon
707
Flex
FLEX
$37.7B
$5K ﹤0.01%
406
– –
FXB icon
708
Invesco CurrencyShares British Pound Sterling Trust
FXB
$77.1M
$5K ﹤0.01%
38
– –
HWM icon
709
Howmet Aerospace
HWM
$109B
$5K ﹤0.01%
170
– –
IEP icon
710
Icahn Enterprises
IEP
$5.1B
$5K ﹤0.01%
100
– –
IJS icon
711
iShares S&P Small-Cap 600 Value ETF
IJS
$8.12B
$5K ﹤0.01%
50
– –
ISCB icon
712
iShares Morningstar Small-Cap ETF
ISCB
$281M
$5K ﹤0.01%
89
+1
+1% +$57
ISTB icon
713
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.11B
$5K ﹤0.01%
+100
New +$5.12K
LITE icon
714
Lumentum
LITE
$46.9B
$5K ﹤0.01%
62
– –
MCHP icon
715
Microchip Technology
MCHP
$38.8B
$5K ﹤0.01%
68
– –
NCZ
716
Virtus Convertible & Income Fund II
NCZ
$283M
$5K ﹤0.01%
246
+4
+2% +$85
NYT icon
717
New York Times
NYT
$12.6B
$5K ﹤0.01%
101
+1
+1% +$47
OHI icon
718
Omega Healthcare
OHI
$15.3B
$5K ﹤0.01%
168
– –
PARA
719
DELISTED
Paramount Global Class B
PARA
$5K ﹤0.01%
115
+1
+0.9% +$41
PNC icon
720
PNC Financial Services
PNC
$99.1B
$5K ﹤0.01%
28
+1
+4% +$189
RING icon
721
iShares MSCI Global Gold Miners ETF
RING
$2.26B
$5K ﹤0.01%
206
– –
RKT icon
722
Rocket Companies
RKT
$38.8B
$5K ﹤0.01%
288
– –
SHAK icon
723
Shake Shack
SHAK
$2.54B
$5K ﹤0.01%
58
– –
TNDM icon
724
Tandem Diabetes Care
TNDM
$1.27B
$5K ﹤0.01%
40
– –
VIAV icon
725
Viavi Solutions
VIAV
$7.95B
$5K ﹤0.01%
337
– –
27 28
29
30 31

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TFP
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QIM
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MK
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GHC
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GLR
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Focused Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, Focused Wealth Management held 1,158 positions worth $613M, up 1.1% from $606M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Focused Wealth Management deployed $66.1M of net new capital in Q3 2021, opening 169 new positions and adding to 290 existing holdings. Its largest new stake was Waters Corp: 700 shares worth $250K.

By sector, the portfolio is most concentrated in Technology at 4.9% of assets, up from 4.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $5.59M trimmed.

  • Focused Wealth Management's largest Q3 2021 buy was Waters Corp: 700 shares worth $250K.
  • Focused Wealth Management added most to State Street DoubleLine Total Return Tactical ETF in Q3 2021, an estimated $5.32M increase.
  • Focused Wealth Management's biggest Q3 2021 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $5.59M.
  • Focused Wealth Management fully exited Regulus Therapeutics in Q3 2021, selling an estimated $163K.
  • Focused Wealth Management's ten largest holdings make up 59% of its $613M portfolio in Q3 2021.
  • Focused Wealth Management opened 169 new positions and closed 92 in Q3 2021.
  • Focused Wealth Management's portfolio value rose 1.1% quarter-over-quarter to $613M.

Based on Focused Wealth Management's 13F filing for Q3 2021, filed 12 Oct 2021.