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FWM

Focused Wealth Management Portfolio holdings

AUM $964M
1-Year Est. Return 18.71%
This Fund
S&P 500
This Quarter Est. Return
+0.33%
1 Year Est. Return
+18.71%
3 Year Est. Return
+57.88%
5 Year Est. Return
+57.2%
10 Year Est. Return
+185.31%
AUM
$362M
AUM Growth
-$12.4M
Cap. Flow
+$1.33M
Cap. Flow %
0.37%
Top 10 Hldgs %
56.09%
Holding
835
New
57
Increased
101
Reduced
211
Closed
88

Top Buys

Rank Stock Value
1
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$14.7M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$7.47M
3
SPYD icon
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
+$1.53M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$909K
5
YEXT icon
Yext
YEXT
+$367K

Top Sells

Rank Stock Value
1
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$13.4M
2
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$2.3M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$1.96M
4
BX icon
Blackstone
BX
+$1.46M
5
VGT icon
Vanguard Information Technology ETF
VGT
+$1.03M

Sector Composition

Rank Sector Weight
1 Financials 5.73%
2 Technology 4.57%
3 Healthcare 2.41%
4 Industrials 2.34%
5 Communication Services 2.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BLRX
701
BioLineRX
BLRX
$12.3M
– –
-8
Closed -$2K
BLV icon
702
Vanguard Long-Term Bond ETF
BLV
$5.75B
– –
-82
Closed -$8K
BNDX icon
703
Vanguard Total International Bond ETF
BNDX
$82B
– –
-333
Closed -$19K
BP icon
704
BP
BP
$113B
$0 ﹤0.01%
3
-613
-100% -$23.4K
CASI
705
DELISTED
CASI Pharmaceuticals
CASI
$0 ﹤0.01%
5
– –
CATY icon
706
Cathay General Bancorp
CATY
$4.2B
– –
-100
Closed -$4K
CLDX icon
707
Celldex Therapeutics
CLDX
$2.77B
$0 ﹤0.01%
23
– –
CNDT icon
708
Conduent
CNDT
$230M
$0 ﹤0.01%
2
– –
COHR icon
709
CALL
Coherent
COHR
$55.2B
– –
-4,000
Closed -$18K
COHR icon
710
Coherent
COHR
$55.2B
$0 ﹤0.01%
13
-1,287
-99% -$49.1K
CPRI icon
711
Capri Holdings
CPRI
$1.77B
– –
-1,200
Closed -$42K
CVS icon
712
CALL
CVS Health
CVS
$137B
– –
-16,000
Closed -$29K
DDD icon
713
3D Systems Corp
DDD
$420M
$0 ﹤0.01%
30
– –
DHR icon
714
Danaher
DHR
$135B
– –
-113
Closed -$14K
DOCU
715
CALL
DocuSign
DOCU
$9.63B
– –
-24,000
Closed -$20K
DSX icon
716
Diana Shipping
DSX
$280M
$0 ﹤0.01%
143
– –
EA icon
717
CALL
Electronic Arts
EA
$52.4B
– –
-8,000
Closed -$24K
ENB icon
718
Enbridge
ENB
$124B
– –
-163
Closed -$6K
ENTA icon
719
Enanta Pharmaceuticals
ENTA
$372M
– –
-287
Closed -$24K
ETR icon
720
Entergy
ETR
$54.1B
– –
-2,064
Closed -$106K
EVT icon
721
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.06B
– –
-3,693
Closed -$88K
EWZ icon
722
iShares MSCI Brazil ETF
EWZ
$9.05B
– –
-15
Closed -$1K
FCEL icon
723
FuelCell Energy
FCEL
$1.7B
– –
0
– –
FDX icon
724
FedEx
FDX
$74.5B
– –
-40
Closed -$7K
FIVN icon
725
CALL
FIVE9
FIVN
$1.77B
– –
-2,600
Closed -$15K
27 28
29
30 31

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TFP
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QIM
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Focused Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, Focused Wealth Management held 835 positions worth $362M, down 3.3% from $374M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Focused Wealth Management's Q3 2019 filing shows 57 new, 101 increased, 211 reduced and 88 closed positions. Its largest new stake was iShares Short Maturity Bond ETF: 291,501 shares worth $14.7M. The largest sale was State Street SPDR Portfolio Aggregate Bond ETF, an estimated $13.4M.

By sector, the portfolio is most concentrated in Financials at 5.7% of assets, down from 6.3% a quarter earlier, followed by Technology and Healthcare.

  • Focused Wealth Management's largest Q3 2019 buy was iShares Short Maturity Bond ETF: 291,501 shares worth $14.7M.
  • Focused Wealth Management added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2019, an estimated $7.47M increase.
  • Focused Wealth Management's biggest Q3 2019 reduction was State Street SPDR Portfolio Aggregate Bond ETF, cutting an estimated $13.4M.
  • Focused Wealth Management fully exited Palo Alto Networks in Q3 2019, selling an estimated $272K.
  • Focused Wealth Management's ten largest holdings make up 56% of its $362M portfolio in Q3 2019.
  • Focused Wealth Management opened 57 new positions and closed 88 in Q3 2019.
  • Focused Wealth Management's portfolio value fell 3.3% quarter-over-quarter to $362M.

Based on Focused Wealth Management's 13F filing for Q3 2019, filed 6 Nov 2019.