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FWM

Focused Wealth Management Portfolio holdings

AUM $1.15B
1-Year Est. Return 24.81%
This Fund
S&P 500
This Quarter Est. Return
+2.1%
1 Year Est. Return
+24.81%
3 Year Est. Return
+73.9%
5 Year Est. Return
+73.44%
10 Year Est. Return
+227.97%
AUM
$141M
AUM Growth
+$10.9M
Cap. Flow
+$16.8M
Cap. Flow %
11.86%
Top 10 Hldgs %
41.99%
Holding
771
New
41
Increased
155
Reduced
122
Closed
58

Top Buys

Rank Stock Value
1
IWN icon
iShares Russell 2000 Value ETF
IWN
+$8.16M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$6.36M
3
GE icon
GE Aerospace
GE
+$1.48M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$981K
5
LINE
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
+$763K

Top Sells

Rank Stock Value
1
HYS icon
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
+$3.13M
2
EXI icon
iShares Global Industrials ETF
EXI
+$974K
3
VER
VEREIT, Inc.
VER
+$601K
4
RIG icon
Transocean
RIG
+$510K
5
BABZ
PIMCO BUILD AMERICA BOND FD ETF
BABZ
+$265K

Sector Composition

Rank Sector Weight
1 Miscellaneous 57.45%
2 Financials 11.45%
3 Industrials 7.73%
4 Technology 5.74%
5 Healthcare 4.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RIG icon
701
CALL
Transocean
RIG
$6.53B
– –
-7,900
Closed -$1K
RXD icon
702
CALL
ProShares UltraShort Health Care
RXD
$3.06M
– –
-688
Closed -$19K
SCD
703
LMP Capital and Income Fund
SCD
$358M
– –
-135
Closed -$2K
SCHW
704
Charles Schwab
SCHW
$189B
$0 ﹤0.01%
1
– –
SHY icon
705
iShares 1-3 Year Treasury Bond ETF
SHY
$26.2B
– –
-20
Closed -$2K
SJM icon
706
J.M. Smucker
SJM
$13.5B
$0 ﹤0.01%
2
– –
SOCL icon
707
Global X Social Media ETF
SOCL
$92.6M
– –
-225
Closed -$4K
SPY icon
708
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$814B
– –
-1,100
Closed -$10K
SPY icon
709
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$814B
– –
-161,200
Closed -$1.09M
TLT icon
710
iShares 20+ Year Treasury Bond ETF
TLT
$47.1B
– –
-14
Closed -$2K
TRIP icon
711
TripAdvisor
TRIP
$1.09B
– –
-100
Closed -$9K
TRV icon
712
Travelers Companies
TRV
$77B
$0 ﹤0.01%
1
-14
-93% -$1.41K
TSLA icon
713
CALL
Tesla
TSLA
$1.4T
– –
-330,000
Closed -$823K
TXT icon
714
Textron
TXT
$13.6B
$0 ﹤0.01%
1
– –
XYL icon
715
Xylem
XYL
$24.7B
– –
-20
Closed -$1K
ORKA
716
Oruka Therapeutics
ORKA
$6.13B
– –
0
– –
JBTM
717
JBT Marel
JBTM
$6.11B
$0 ﹤0.01%
14
– –
ENZ
718
DELISTED
Enzo Biochem, Inc.
ENZ
$0 ﹤0.01%
110
– –
ERF
719
DELISTED
Enerplus Corporation
ERF
– –
-200
Closed -$4K
ICPT
720
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
– –
-150
Closed -$36K
EMAN
721
DELISTED
eMagin Corporation
EMAN
$0 ﹤0.01%
30
– –
STCN
722
DELISTED
Steel Connect, Inc. Common Stock
STCN
$0 ﹤0.01%
3
– –
SEAC
723
DELISTED
Seachange International Inc
SEAC
– –
-7
Closed -$1K
PTNR
724
DELISTED
Partner Communications
PTNR
$0 ﹤0.01%
80
– –
XLNX
725
DELISTED
Xilinx Inc
XLNX
$0 ﹤0.01%
2
– –
27 28
29
30 31

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CIG
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TWM
Tanager Wealth Management Goring On Thames, United Kingdom $1.15B AUM 19.91% 1-Year Est. Return
1CP
1607 Capital Partners Richmond, Virginia $1.15B AUM 12.28% 1-Year Est. Return
CFP
Cascade Financial Partners San Diego, California $1.15B AUM 33.6% 1-Year Est. Return
MGWM
Marks Group Wealth Management Minnetonka, Minnesota $1.15B AUM 16.94% 1-Year Est. Return
HIC
Hartline Investment Corp Winnetka, Illinois $1.15B AUM 65.07% 1-Year Est. Return
AIC
AWM Investment Company New York $1.15B AUM 201.65% 1-Year Est. Return
WB
Webster Bank Waterbury, Connecticut $1.15B AUM 23.08% 1-Year Est. Return

Focused Wealth Management's Q4 2014 Portfolio in Review

As of Q4 2014, Focused Wealth Management held 771 positions worth $141M, up 8.3% from $130M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Focused Wealth Management deployed $16.8M of net new capital in Q4 2014, opening 41 new positions and adding to 155 existing holdings. Its largest new stake was iShares Russell 2000 Value ETF: 83,216 shares worth $8.46M.

By sector, the portfolio is most concentrated in Miscellaneous at 57% of assets, up from 57% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund, an estimated $3.13M trimmed.

  • Focused Wealth Management's largest Q4 2014 buy was iShares Russell 2000 Value ETF: 83,216 shares worth $8.46M.
  • Focused Wealth Management added most to State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2014, an estimated $6.36M increase.
  • Focused Wealth Management's biggest Q4 2014 reduction was PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund, cutting an estimated $3.13M.
  • Focused Wealth Management fully exited PIMCO BUILD AMERICA BOND FD ETF in Q4 2014, selling an estimated $265K.
  • Focused Wealth Management's ten largest holdings make up 42% of its $141M portfolio in Q4 2014.
  • Focused Wealth Management opened 41 new positions and closed 58 in Q4 2014.
  • Focused Wealth Management's portfolio value rose 8.3% quarter-over-quarter to $141M.

Based on Focused Wealth Management's 13F filing for Q4 2014, filed 6 Feb 2015.