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FWM

Focused Wealth Management Portfolio holdings

AUM $964M
1-Year Est. Return 18.71%
This Fund
S&P 500
This Quarter Est. Return
-2.96%
1 Year Est. Return
+18.71%
3 Year Est. Return
+57.88%
5 Year Est. Return
+57.2%
10 Year Est. Return
+185.31%
AUM
$566M
AUM Growth
+$10.7M
Cap. Flow
+$40.6M
Cap. Flow %
7.18%
Top 10 Hldgs %
60.27%
Holding
1,125
New
60
Increased
225
Reduced
168
Closed
92

Top Buys

Rank Stock Value
1
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$26.3M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$3.85M
3
VIGI icon
Vanguard International Dividend Appreciation ETF
VIGI
+$3.52M
4
VTV icon
Vanguard Value ETF
VTV
+$3.15M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$3.06M

Top Sells

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$9.45M
2
SCHP icon
Schwab US TIPS ETF
SCHP
+$4.36M
3
UTG icon
Reaves Utility Income Fund
UTG
+$2.25M
4
BNY
BlackRock New York Municipal Income Trust
BNY
+$656K
5
INTC icon
Intel
INTC
+$388K

Sector Composition

Rank Sector Weight
1 Technology 5.39%
2 Financials 3.72%
3 Communication Services 2.86%
4 Consumer Discretionary 2.39%
5 Healthcare 1.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTHY
676
First Trust High Yield Opportunities 2027 Term Fund
FTHY
$499M
$4K ﹤0.01%
300
– –
CNI icon
677
Canadian National Railway
CNI
$78.5B
$3.96K ﹤0.01%
37
+1
+3% +$115
BKR icon
678
Baker Hughes
BKR
$58.3B
$3.95K ﹤0.01%
112
+1
+0.9% +$35
EMN icon
679
Eastman Chemical
EMN
$7.69B
$3.94K ﹤0.01%
51
– –
CLDT
680
Chatham Lodging
CLDT
$632M
$3.9K ﹤0.01%
408
+3
+0.7% +$29
PXD
681
DELISTED
Pioneer Natural Resource Co.
PXD
$3.89K ﹤0.01%
17
– –
OXSQ icon
682
Oxford Square Capital
OXSQ
$150M
$3.89K ﹤0.01%
1,291
+29
+2% +$88
PDT
683
John Hancock Premium Dividend Fund
PDT
$635M
$3.88K ﹤0.01%
403
– –
CC icon
684
Chemours
CC
$2.48B
$3.86K ﹤0.01%
138
– –
SOFI icon
685
SoFi Technologies
SOFI
$19.6B
$3.84K ﹤0.01%
481
+81
+20% +$712
UPS icon
686
United Parcel Service
UPS
$88.9B
$3.84K ﹤0.01%
25
+1
+4% +$173
DNA icon
687
Ginkgo Bioworks
DNA
$498M
$3.82K ﹤0.01%
53
– –
PLUG icon
688
Plug Power
PLUG
$2.65B
$3.8K ﹤0.01%
500
– –
VGR
689
DELISTED
Vector Group Ltd.
VGR
$3.72K ﹤0.01%
350
– –
CCL icon
690
Carnival Corporation Ltd
CCL
$38.1B
$3.72K ﹤0.01%
271
– –
SBH icon
691
Sally Beauty Holdings
SBH
$1.47B
$3.66K ﹤0.01%
437
– –
SLG icon
692
SL Green Realty
SLG
$3.83B
$3.65K ﹤0.01%
98
+2
+2% +$72
PNC icon
693
PNC Financial Services
PNC
$99.1B
$3.64K ﹤0.01%
30
+1
+3% +$126
VRTS icon
694
Virtus Investment Partners
VRTS
$1.12B
$3.64K ﹤0.01%
18
– –
MRSH
695
Marsh
MRSH
$94.3B
$3.63K ﹤0.01%
19
-19
-50% -$3.64K
LWLG icon
696
Lightwave Logic
LWLG
$823M
$3.58K ﹤0.01%
800
– –
IP icon
697
International Paper
IP
$22.6B
$3.55K ﹤0.01%
100
– –
XRAY icon
698
Dentsply Sirona
XRAY
$2.84B
$3.54K ﹤0.01%
104
+1
+1% +$38
OMF icon
699
OneMain Financial
OMF
$7.27B
$3.53K ﹤0.01%
88
+2
+2% +$85
HPE icon
700
Hewlett Packard
HPE
$58.8B
$3.47K ﹤0.01%
200
– –
26 27
28
29 30

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UWPG
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TC
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TFP
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QIM
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MK
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GHC
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GLR
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Focused Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, Focused Wealth Management held 1,125 positions worth $566M, up 1.9% from $556M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Focused Wealth Management deployed $40.6M of net new capital in Q3 2023, opening 60 new positions and adding to 225 existing holdings. Its largest new stake was iShares 0-3 Month Treasury Bond ETF: 262,331 shares worth $26.4M.

By sector, the portfolio is most concentrated in Technology at 5.4% of assets, down from 5.9% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was Vanguard Total Bond Market, an estimated $9.45M trimmed.

  • Focused Wealth Management's largest Q3 2023 buy was iShares 0-3 Month Treasury Bond ETF: 262,331 shares worth $26.4M.
  • Focused Wealth Management added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2023, an estimated $3.85M increase.
  • Focused Wealth Management's biggest Q3 2023 reduction was Vanguard Total Bond Market, cutting an estimated $9.45M.
  • Focused Wealth Management fully exited Salisbury Bancorp, Inc. in Q3 2023, selling an estimated $153K.
  • Focused Wealth Management's ten largest holdings make up 60% of its $566M portfolio in Q3 2023.
  • Focused Wealth Management opened 60 new positions and closed 92 in Q3 2023.
  • Focused Wealth Management's portfolio value rose 1.9% quarter-over-quarter to $566M.

Based on Focused Wealth Management's 13F filing for Q3 2023, filed 1 Nov 2023.