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FWM

Focused Wealth Management Portfolio holdings

AUM $964M
1-Year Est. Return 18.71%
This Fund
S&P 500
This Quarter Est. Return
+0.33%
1 Year Est. Return
+18.71%
3 Year Est. Return
+57.88%
5 Year Est. Return
+57.2%
10 Year Est. Return
+185.31%
AUM
$362M
AUM Growth
-$12.4M
Cap. Flow
+$1.33M
Cap. Flow %
0.37%
Top 10 Hldgs %
56.09%
Holding
835
New
57
Increased
101
Reduced
211
Closed
88

Top Buys

Rank Stock Value
1
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$14.7M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$7.47M
3
SPYD icon
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
+$1.53M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$909K
5
YEXT icon
Yext
YEXT
+$367K

Top Sells

Rank Stock Value
1
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$13.4M
2
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$2.3M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$1.96M
4
BX icon
Blackstone
BX
+$1.46M
5
VGT icon
Vanguard Information Technology ETF
VGT
+$1.03M

Sector Composition

Rank Sector Weight
1 Financials 5.73%
2 Technology 4.57%
3 Healthcare 2.41%
4 Industrials 2.34%
5 Communication Services 2.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TCRT icon
676
Alaunos Therapeutics
TCRT
$4.74M
$1K ﹤0.01%
2
– –
VPU
677
Vanguard Utilities ETF
VPU
$8.83B
$1K ﹤0.01%
8
– –
CCEC
678
Capital Clean Energy Carriers
CCEC
$1.4B
$1K ﹤0.01%
94
– –
JBTM
679
JBT Marel
JBTM
$7.14B
$1K ﹤0.01%
14
– –
ALIM
680
DELISTED
Alimera Sciences
ALIM
$1K ﹤0.01%
67
– –
LSXMK
681
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$1K ﹤0.01%
32
– –
ASXC
682
DELISTED
Asensus Surgical, Inc.
ASXC
$1K ﹤0.01%
77
– –
SLCA
683
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$1K ﹤0.01%
128
+1
+0.8% +$12
AUY
684
DELISTED
Yamana Gold, Inc.
AUY
$1K ﹤0.01%
428
– –
SWIR
685
DELISTED
Sierra Wireless
SWIR
$1K ﹤0.01%
100
– –
DSSI
686
DELISTED
Diamond S Shipping Inc. Common Shares
DSSI
$1K ﹤0.01%
64
– –
APHA
687
DELISTED
Aphria Inc. Common Shares
APHA
$1K ﹤0.01%
100
– –
HCR
688
DELISTED
Hi-Crush Inc. Common Stock
HCR
$1K ﹤0.01%
675
– –
CTST
689
DELISTED
CannTrust Holdings Inc. Common Share
CTST
$1K ﹤0.01%
600
– –
AAL icon
690
CALL
American Airlines Group
AAL
$9.58B
– –
-12,000
Closed -$20K
AEE icon
691
Ameren
AEE
$31.5B
– –
-1,750
Closed -$131K
AKAM icon
692
CALL
Akamai
AKAM
$16.8B
– –
-24,000
Closed -$59K
ALLY icon
693
CALL
Ally Financial
ALLY
$13.1B
– –
-13,000
Closed -$29K
ASIX icon
694
AdvanSix
ASIX
$567M
– –
-26
Closed -$1K
AVGO icon
695
Broadcom
AVGO
$1.82T
$0 ﹤0.01%
10
– –
AXSM icon
696
PUT
Axsome Therapeutics
AXSM
$12.4B
– –
-3,000
Closed -$2K
BALL icon
697
Ball Corp
BALL
$17B
– –
-2,000
Closed -$140K
BATRA icon
698
Atlanta Braves Holdings Series A
BATRA
$3.53B
$0 ﹤0.01%
1
– –
BATRK icon
699
Atlanta Braves Holdings Series B
BATRK
$3.23B
$0 ﹤0.01%
2
– –
BBDC icon
700
Barings BDC
BBDC
$862M
$0 ﹤0.01%
7
– –
26 27
28
29 30

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TFP
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QIM
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MK
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GHC
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GLR
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Focused Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, Focused Wealth Management held 835 positions worth $362M, down 3.3% from $374M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Focused Wealth Management's Q3 2019 filing shows 57 new, 101 increased, 211 reduced and 88 closed positions. Its largest new stake was iShares Short Maturity Bond ETF: 291,501 shares worth $14.7M. The largest sale was State Street SPDR Portfolio Aggregate Bond ETF, an estimated $13.4M.

By sector, the portfolio is most concentrated in Financials at 5.7% of assets, down from 6.3% a quarter earlier, followed by Technology and Healthcare.

  • Focused Wealth Management's largest Q3 2019 buy was iShares Short Maturity Bond ETF: 291,501 shares worth $14.7M.
  • Focused Wealth Management added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2019, an estimated $7.47M increase.
  • Focused Wealth Management's biggest Q3 2019 reduction was State Street SPDR Portfolio Aggregate Bond ETF, cutting an estimated $13.4M.
  • Focused Wealth Management fully exited Palo Alto Networks in Q3 2019, selling an estimated $272K.
  • Focused Wealth Management's ten largest holdings make up 56% of its $362M portfolio in Q3 2019.
  • Focused Wealth Management opened 57 new positions and closed 88 in Q3 2019.
  • Focused Wealth Management's portfolio value fell 3.3% quarter-over-quarter to $362M.

Based on Focused Wealth Management's 13F filing for Q3 2019, filed 6 Nov 2019.