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FWM

Focused Wealth Management Portfolio holdings

AUM $964M
1-Year Est. Return 18.71%
This Fund
S&P 500
This Quarter Est. Return
+2.1%
1 Year Est. Return
+18.71%
3 Year Est. Return
+57.88%
5 Year Est. Return
+57.2%
10 Year Est. Return
+185.31%
AUM
$141M
AUM Growth
+$10.9M
Cap. Flow
+$4.78M
Cap. Flow %
3.39%
Top 10 Hldgs %
41.99%
Holding
771
New
41
Increased
155
Reduced
122
Closed
58

Top Buys

Rank Stock Value
1
IWN icon
iShares Russell 2000 Value ETF
IWN
+$8.16M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$6.36M
3
GE icon
GE Aerospace
GE
+$1.48M
4
VTI icon
Vanguard Total Stock Market ETF
VTI
+$981K
5
LINE
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
+$763K

Top Sells

Rank Stock Value
1
HYS icon
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
+$3.13M
2
EXI icon
iShares Global Industrials ETF
EXI
+$974K
3
VER
VEREIT, Inc.
VER
+$601K
4
RIG icon
Transocean
RIG
+$510K
5
BABZ
PIMCO BUILD AMERICA BOND FD ETF
BABZ
+$265K

Sector Composition

Rank Sector Weight
1 Financials 11.4%
2 Industrials 7.73%
3 Technology 5.74%
4 Healthcare 4.82%
5 Energy 3.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGOV icon
676
iShares International Treasury Bond ETF
IGOV
$1.35B
– –
-52
Closed -$3K
IMNN icon
677
Imunon
IMNN
$7.44M
– –
0
– –
ITT icon
678
ITT
ITT
$17.1B
– –
-10
Closed –
JCI icon
679
Johnson Controls International
JCI
$85B
– –
-29
Closed -$1K
KBE icon
680
State Street SPDR S&P Bank ETF
KBE
$1.64B
– –
-500
Closed -$16K
KGC icon
681
Kinross Gold
KGC
$26.9B
$0 ﹤0.01%
100
– –
LBRDA icon
682
Liberty Broadband Class A
LBRDA
$4.35B
$0 ﹤0.01%
+3
New +$148
LBRDK icon
683
Liberty Broadband Class C
LBRDK
$4.36B
$0 ﹤0.01%
+6
New +$295
LULU icon
684
lululemon athletica
LULU
$13.2B
– –
-400
Closed -$17K
LXRX icon
685
Lexicon Pharmaceuticals
LXRX
$1.03B
$0 ﹤0.01%
7
– –
MBOT icon
686
Microbot Medical
MBOT
$120M
– –
0
– –
MNKD icon
687
MannKind Corp
MNKD
$1.23B
– –
-240
Closed -$7K
MOS icon
688
The Mosaic Company
MOS
$7.12B
– –
-96
Closed -$4K
MTG icon
689
MGIC Investment
MTG
$6.2B
$0 ﹤0.01%
50
– –
NWSA icon
690
News Corp Class A
NWSA
$15.3B
$0 ﹤0.01%
6
– –
OEF icon
691
PUT
iShares S&P 100 ETF
OEF
$20B
– –
-183,800
Closed -$1.77M
ORI icon
692
Old Republic International
ORI
$10.3B
$0 ﹤0.01%
5
– –
OXY icon
693
CALL
Occidental Petroleum
OXY
$54.9B
– –
-15,657
Closed -$1K
PARA
694
DELISTED
Paramount Global Class B
PARA
$0 ﹤0.01%
5
– –
PGP
695
PIMCO Global StockPLUS & Income Fund
PGP
$98.1M
– –
-397
Closed -$8K
PIPR icon
696
Piper Sandler
PIPR
$5.15B
$0 ﹤0.01%
8
– –
PSHG icon
697
Performance Shipping
PSHG
$20.8M
– –
0
– –
QQQ icon
698
CALL
Invesco QQQ Trust
QQQ
$463B
– –
-2,000
Closed -$2K
QQQ icon
699
PUT
Invesco QQQ Trust
QQQ
$463B
– –
-3,000
Closed -$1K
RDNT icon
700
RadNet
RDNT
$4.77B
$0 ﹤0.01%
25
– –
26 27
28
29 30

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UWPG
Ullmann Wealth Partners Group Jacksonville Beach, Florida $963M AUM 17.06% 1-Year Est. Return
TC
TwinBeech Capital Purchase, New York $965M AUM 0.23% 1-Year Est. Return
TFP
Triple Frond Partners San Francisco, California $963M AUM 27.45% 1-Year Est. Return
QIM
Quantitative Investment Management Charlottesville, Virginia $963M AUM 12.95% 1-Year Est. Return
MK
MASTERINVEST Kapitalanlage Vienna $962M AUM 27.59% 1-Year Est. Return
GHC
Graham Holdings Company Arlington, Virginia $967M AUM 15.12% 1-Year Est. Return
GLR
Great Lakes Retirement Sandusky, Ohio $967M AUM 25.11% 1-Year Est. Return

Focused Wealth Management's Q4 2014 Portfolio in Review

As of Q4 2014, Focused Wealth Management held 771 positions worth $141M, up 8.3% from $130M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Focused Wealth Management deployed $4.78M of net new capital in Q4 2014, opening 41 new positions and adding to 155 existing holdings. Its largest new stake was iShares Russell 2000 Value ETF: 83,216 shares worth $8.46M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund, an estimated $3.13M trimmed.

  • Focused Wealth Management's largest Q4 2014 buy was iShares Russell 2000 Value ETF: 83,216 shares worth $8.46M.
  • Focused Wealth Management added most to State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2014, an estimated $6.36M increase.
  • Focused Wealth Management's biggest Q4 2014 reduction was PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund, cutting an estimated $3.13M.
  • Focused Wealth Management fully exited PIMCO BUILD AMERICA BOND FD ETF in Q4 2014, selling an estimated $265K.
  • Focused Wealth Management's ten largest holdings make up 42% of its $141M portfolio in Q4 2014.
  • Focused Wealth Management opened 41 new positions and closed 58 in Q4 2014.
  • Focused Wealth Management's portfolio value rose 8.3% quarter-over-quarter to $141M.

Based on Focused Wealth Management's 13F filing for Q4 2014, filed 6 Feb 2015.