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FWM

Focused Wealth Management Portfolio holdings

AUM $964M
1-Year Est. Return 18.71%
This Fund
S&P 500
This Quarter Est. Return
-0.3%
1 Year Est. Return
+18.71%
3 Year Est. Return
+57.88%
5 Year Est. Return
+57.2%
10 Year Est. Return
+185.31%
AUM
$613M
AUM Growth
+$6.77M
Cap. Flow
+$66.1M
Cap. Flow %
10.79%
Top 10 Hldgs %
59.09%
Holding
1,158
New
169
Increased
290
Reduced
178
Closed
92

Top Buys

Rank Stock Value
1
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$5.32M
2
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$3.59M
3
SCHP icon
Schwab US TIPS ETF
SCHP
+$2.6M
4
HYD icon
VanEck High Yield Muni ETF
HYD
+$2.03M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$589K

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$5.59M
2
BX icon
Blackstone
BX
+$813K
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$647K
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$353K
5
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$320K

Sector Composition

Rank Sector Weight
1 Technology 4.87%
2 Financials 4.52%
3 Consumer Discretionary 2.94%
4 Healthcare 2.48%
5 Industrials 1.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALC icon
651
Alcon
ALC
$34B
$7K ﹤0.01%
89
+10
+13% +$770
BURL icon
652
Burlington
BURL
$23.4B
$7K ﹤0.01%
25
– –
CME icon
653
CME Group
CME
$95.4B
$7K ﹤0.01%
35
– –
FMC icon
654
FMC
FMC
$1.25B
$7K ﹤0.01%
80
– –
FXN icon
655
First Trust Energy AlphaDEX Fund
FXN
$379M
$7K ﹤0.01%
653
-168
-20% -$1.78K
GLW icon
656
Corning
GLW
$107B
$7K ﹤0.01%
205
– –
HNDL icon
657
Strategy Shares Nasdaq 7HANDL Index ETF
HNDL
$627M
$7K ﹤0.01%
+278
New +$7.13K
HOG icon
658
Harley-Davidson
HOG
$2.61B
$7K ﹤0.01%
200
– –
KLAC icon
659
KLA
KLAC
$222B
$7K ﹤0.01%
220
– –
LRCX icon
660
CALL
Lam Research
LRCX
$316B
$7K ﹤0.01%
+6,000
New +$365K
MU icon
661
Micron Technology
MU
$835B
$7K ﹤0.01%
103
-800
-89% -$60.1K
OTIS icon
662
Otis Worldwide
OTIS
$27.9B
$7K ﹤0.01%
83
– –
PDT
663
John Hancock Premium Dividend Fund
PDT
$635M
$7K ﹤0.01%
403
– –
POWL icon
664
Powell Industries
POWL
$6.79B
$7K ﹤0.01%
900
– –
RITM icon
665
Rithm Capital
RITM
$5.58B
$7K ﹤0.01%
652
+13
+2% +$134
SBH icon
666
Sally Beauty Holdings
SBH
$1.47B
$7K ﹤0.01%
437
– –
SNOW icon
667
Snowflake
SNOW
$98.1B
$7K ﹤0.01%
22
– –
STM icon
668
STMicroelectronics
STM
$43.1B
$7K ﹤0.01%
150
– –
TJX icon
669
CALL
TJX Companies
TJX
$179B
$7K ﹤0.01%
9,600
+6,000
+167% +$419K
V icon
670
CALL
Visa
V
$701B
$7K ﹤0.01%
+6,000
New +$1.41M
WING icon
671
Wingstop
WING
$3.8B
$7K ﹤0.01%
40
– –
WKHS icon
672
Workhorse Group
WKHS
$33.4M
– –
0
– –
ZTS icon
673
Zoetis
ZTS
$32.7B
$7K ﹤0.01%
36
+10
+38% +$2.02K
CTLT
674
DELISTED
CATALENT, INC.
CTLT
$7K ﹤0.01%
50
– –
ORAN
675
DELISTED
Orange
ORAN
$7K ﹤0.01%
614
– –
25 26
27
28 29

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UWPG
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TC
TwinBeech Capital Purchase, New York $965M AUM 0.23% 1-Year Est. Return
TFP
Triple Frond Partners San Francisco, California $963M AUM 27.45% 1-Year Est. Return
QIM
Quantitative Investment Management Charlottesville, Virginia $963M AUM 12.95% 1-Year Est. Return
MK
MASTERINVEST Kapitalanlage Vienna $962M AUM 27.59% 1-Year Est. Return
GHC
Graham Holdings Company Arlington, Virginia $967M AUM 15.12% 1-Year Est. Return
GLR
Great Lakes Retirement Sandusky, Ohio $967M AUM 25.11% 1-Year Est. Return

Focused Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, Focused Wealth Management held 1,158 positions worth $613M, up 1.1% from $606M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Focused Wealth Management deployed $66.1M of net new capital in Q3 2021, opening 169 new positions and adding to 290 existing holdings. Its largest new stake was Waters Corp: 700 shares worth $250K.

By sector, the portfolio is most concentrated in Technology at 4.9% of assets, up from 4.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $5.59M trimmed.

  • Focused Wealth Management's largest Q3 2021 buy was Waters Corp: 700 shares worth $250K.
  • Focused Wealth Management added most to State Street DoubleLine Total Return Tactical ETF in Q3 2021, an estimated $5.32M increase.
  • Focused Wealth Management's biggest Q3 2021 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $5.59M.
  • Focused Wealth Management fully exited Regulus Therapeutics in Q3 2021, selling an estimated $163K.
  • Focused Wealth Management's ten largest holdings make up 59% of its $613M portfolio in Q3 2021.
  • Focused Wealth Management opened 169 new positions and closed 92 in Q3 2021.
  • Focused Wealth Management's portfolio value rose 1.1% quarter-over-quarter to $613M.

Based on Focused Wealth Management's 13F filing for Q3 2021, filed 12 Oct 2021.