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FWM

Focused Wealth Management Portfolio holdings

AUM $964M
1-Year Est. Return 18.71%
This Fund
S&P 500
This Quarter Est. Return
+5.82%
1 Year Est. Return
+18.71%
3 Year Est. Return
+57.88%
5 Year Est. Return
+57.2%
10 Year Est. Return
+185.31%
AUM
$174M
AUM Growth
+$16.4M
Cap. Flow
+$50.4M
Cap. Flow %
29.02%
Top 10 Hldgs %
43.68%
Holding
792
New
54
Increased
206
Reduced
83
Closed
48

Top Buys

Rank Stock Value
1
VGK icon
Vanguard FTSE Europe ETF
VGK
+$3.05M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$2.49M
3
BAC icon
Bank of America
BAC
+$1.16M
4
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$725K
5
CS
Credit Suisse Group
CS
+$563K

Top Sells

Rank Stock Value
1
STPZ icon
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
+$950K
2
AMLP icon
Alerian MLP ETF
AMLP
+$560K
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$544K
4
IDV icon
iShares International Select Dividend ETF
IDV
+$519K
5
EXG icon
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
+$463K

Sector Composition

Rank Sector Weight
1 Financials 10.09%
2 Industrials 7.02%
3 Technology 4.67%
4 Healthcare 4.64%
5 Energy 3.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SFE
651
DELISTED
Safeguard Scientifics, Inc.
SFE
$1K ﹤0.01%
66
– –
AUY
652
DELISTED
Yamana Gold, Inc.
AUY
$1K ﹤0.01%
380
+2
+0.5% +$4
NP
653
DELISTED
Neenah, Inc. Common Stock
NP
$1K ﹤0.01%
19
– –
AIG.WS
654
DELISTED
American International Group, Inc.
AIG.WS
$1K ﹤0.01%
40
– –
ETFC
655
DELISTED
E*Trade Financial Corporation
ETFC
$1K ﹤0.01%
18
– –
HCR
656
DELISTED
Hi-Crush Inc. Common Stock
HCR
$1K ﹤0.01%
200
– –
S
657
DELISTED
Sprint Corporation
S
$1K ﹤0.01%
382
– –
TFCFA
658
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$1K ﹤0.01%
26
– –
JNP
659
DELISTED
Juniper Pharmaceuticals, Inc. Common Stock
JNP
$1K ﹤0.01%
125
– –
TIME
660
DELISTED
Time Inc.
TIME
$1K ﹤0.01%
38
+8
+27% +$137
TLN
661
DELISTED
Talen Energy Corporation
TLN
$1K ﹤0.01%
119
– –
PVCT
662
DELISTED
PROVECTUS BIOPHARMACEUTICALS, INC. (DE)
PVCT
$1K ﹤0.01%
2,955
– –
QLGC
663
DELISTED
QLOGIC CORP
QLGC
$1K ﹤0.01%
58
– –
SZYM
664
DELISTED
SOLAZYME INC COM STK (DE)
SZYM
$1K ﹤0.01%
500
– –
PGH
665
DELISTED
Pengrowth Energy Corporation
PGH
$1K ﹤0.01%
1,121
– –
IIP
666
DELISTED
INTERNAP NETWORK SERVICES CORPORATION
IIP
$1K ﹤0.01%
100
– –
GG
667
DELISTED
Goldcorp Inc
GG
$1K ﹤0.01%
50
– –
VNR
668
DELISTED
Vanguard Natural Resources, LLC
VNR
$1K ﹤0.01%
368
– –
FNSR
669
DELISTED
Finisar Corp
FNSR
$1K ﹤0.01%
62
– –
BAC.PRL icon
670
Bank of America Series L
BAC.PRL
$3.95B
– –
-2,900
Closed -$73K
BHP icon
671
BHP
BHP
$213B
$0 ﹤0.01%
1
-572
-100% -$15.3K
BKLN icon
672
Invesco Senior Loan ETF
BKLN
$6.97B
– –
-149
Closed -$3K
BWX icon
673
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.32B
– –
-234
Closed -$6K
BZH icon
674
Beazer Homes USA
BZH
$907M
– –
-200
Closed -$3K
CASI
675
DELISTED
CASI Pharmaceuticals
CASI
$0 ﹤0.01%
5
– –
25 26
27
28 29

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TC
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TFP
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QIM
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MK
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GHC
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GLR
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Focused Wealth Management's Q4 2015 Portfolio in Review

As of Q4 2015, Focused Wealth Management held 792 positions worth $174M, up 10% from $157M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Focused Wealth Management deployed $50.4M of net new capital in Q4 2015, opening 54 new positions and adding to 206 existing holdings. Its largest new stake was Schwab US Dividend Equity ETF: 39,816 shares worth $512K.

By sector, the portfolio is most concentrated in Financials at 10% of assets, up from 9.5% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund, an estimated $950K trimmed.

  • Focused Wealth Management's largest Q4 2015 buy was Schwab US Dividend Equity ETF: 39,816 shares worth $512K.
  • Focused Wealth Management added most to Vanguard FTSE Europe ETF in Q4 2015, an estimated $3.05M increase.
  • Focused Wealth Management's biggest Q4 2015 reduction was PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund, cutting an estimated $950K.
  • Focused Wealth Management fully exited VelocityShares Daily Inverse VIX Short Term ETN in Q4 2015, selling an estimated $107K.
  • Focused Wealth Management's ten largest holdings make up 44% of its $174M portfolio in Q4 2015.
  • Focused Wealth Management opened 54 new positions and closed 48 in Q4 2015.
  • Focused Wealth Management's portfolio value rose 10% quarter-over-quarter to $174M.

Based on Focused Wealth Management's 13F filing for Q4 2015, filed 12 Feb 2016.