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FWM

Focused Wealth Management Portfolio holdings

AUM $964M
1-Year Est. Return 18.71%
This Fund
S&P 500
This Quarter Est. Return
+2.1%
1 Year Est. Return
+18.71%
3 Year Est. Return
+57.88%
5 Year Est. Return
+57.2%
10 Year Est. Return
+185.31%
AUM
$141M
AUM Growth
+$10.9M
Cap. Flow
+$4.78M
Cap. Flow %
3.39%
Top 10 Hldgs %
41.99%
Holding
771
New
41
Increased
155
Reduced
122
Closed
58

Top Buys

Rank Stock Value
1
IWN icon
iShares Russell 2000 Value ETF
IWN
+$8.16M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$6.36M
3
GE icon
GE Aerospace
GE
+$1.48M
4
VTI icon
Vanguard Total Stock Market ETF
VTI
+$981K
5
LINE
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
+$763K

Top Sells

Rank Stock Value
1
HYS icon
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
+$3.13M
2
EXI icon
iShares Global Industrials ETF
EXI
+$974K
3
VER
VEREIT, Inc.
VER
+$601K
4
RIG icon
Transocean
RIG
+$510K
5
BABZ
PIMCO BUILD AMERICA BOND FD ETF
BABZ
+$265K

Sector Composition

Rank Sector Weight
1 Financials 11.4%
2 Industrials 7.73%
3 Technology 5.74%
4 Healthcare 4.82%
5 Energy 3.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ELX
651
DELISTED
EMULEX CORP
ELX
$1K ﹤0.01%
100
– –
IIP
652
DELISTED
INTERNAP NETWORK SERVICES CORPORATION
IIP
$1K ﹤0.01%
100
– –
HSKA
653
DELISTED
Heska Corp
HSKA
$1K ﹤0.01%
40
– –
GG
654
DELISTED
Goldcorp Inc
GG
$1K ﹤0.01%
50
– –
FNSR
655
DELISTED
Finisar Corp
FNSR
$1K ﹤0.01%
62
– –
ALV icon
656
Autoliv
ALV
$8.6B
– –
-21
Closed -$1K
ARCC icon
657
Ares Capital
ARCC
$13.5B
– –
-123
Closed -$2K
ARWR icon
658
CALL
Arrowhead Research
ARWR
$12.1B
– –
-5,000
Closed -$8K
ARWR icon
659
PUT
Arrowhead Research
ARWR
$12.1B
– –
-2,500
Closed -$5K
ATHE
660
Alterity Therapeutics
ATHE
$82.3M
$0 ﹤0.01%
3
– –
BA icon
661
CALL
Boeing
BA
$165B
– –
-9,000
Closed -$7K
BHP icon
662
BHP
BHP
$213B
$0 ﹤0.01%
1
– –
CASI
663
DELISTED
CASI Pharmaceuticals
CASI
$0 ﹤0.01%
5
– –
CDE icon
664
Coeur Mining
CDE
$15.6B
$0 ﹤0.01%
10
-100
-91% -$446
CL icon
665
PUT
Colgate-Palmolive
CL
$72.6B
– –
-800
Closed -$1K
CX icon
666
Cemex
CX
$17.4B
$0 ﹤0.01%
11
– –
DHI icon
667
D.R. Horton
DHI
$41B
– –
-300
Closed -$6K
EWA icon
668
iShares MSCI Australia ETF
EWA
$1.34B
– –
-1,000
Closed -$24K
EWY icon
669
iShares MSCI South Korea ETF
EWY
$21.7B
– –
-250
Closed -$15K
FTNT icon
670
PUT
Fortinet
FTNT
$112B
– –
-4,000
Closed -$1K
FWONA icon
671
Liberty Media Series A
FWONA
$22.3B
$0 ﹤0.01%
+18
New +$425
GEG icon
672
Great Elm Group
GEG
$68.4M
$0 ﹤0.01%
14
– –
GEOS icon
673
Geospace Technologies
GEOS
$91.6M
– –
-78
Closed -$3K
GOOG icon
674
CALL
Alphabet (Google) Class C
GOOG
$3.9T
– –
-423,159
Closed -$1.08M
HSBC icon
675
HSBC
HSBC
$355B
– –
-439
Closed -$19K
25 26
27
28 29

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UWPG
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TC
TwinBeech Capital Purchase, New York $965M AUM 0.23% 1-Year Est. Return
TFP
Triple Frond Partners San Francisco, California $963M AUM 27.45% 1-Year Est. Return
QIM
Quantitative Investment Management Charlottesville, Virginia $963M AUM 12.95% 1-Year Est. Return
MK
MASTERINVEST Kapitalanlage Vienna $962M AUM 27.59% 1-Year Est. Return
GHC
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GLR
Great Lakes Retirement Sandusky, Ohio $967M AUM 25.11% 1-Year Est. Return

Focused Wealth Management's Q4 2014 Portfolio in Review

As of Q4 2014, Focused Wealth Management held 771 positions worth $141M, up 8.3% from $130M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Focused Wealth Management deployed $4.78M of net new capital in Q4 2014, opening 41 new positions and adding to 155 existing holdings. Its largest new stake was iShares Russell 2000 Value ETF: 83,216 shares worth $8.46M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund, an estimated $3.13M trimmed.

  • Focused Wealth Management's largest Q4 2014 buy was iShares Russell 2000 Value ETF: 83,216 shares worth $8.46M.
  • Focused Wealth Management added most to State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2014, an estimated $6.36M increase.
  • Focused Wealth Management's biggest Q4 2014 reduction was PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund, cutting an estimated $3.13M.
  • Focused Wealth Management fully exited PIMCO BUILD AMERICA BOND FD ETF in Q4 2014, selling an estimated $265K.
  • Focused Wealth Management's ten largest holdings make up 42% of its $141M portfolio in Q4 2014.
  • Focused Wealth Management opened 41 new positions and closed 58 in Q4 2014.
  • Focused Wealth Management's portfolio value rose 8.3% quarter-over-quarter to $141M.

Based on Focused Wealth Management's 13F filing for Q4 2014, filed 6 Feb 2015.