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FWM

Focused Wealth Management Portfolio holdings

AUM $964M
1-Year Est. Return 18.71%
This Fund
S&P 500
This Quarter Est. Return
-1.33%
1 Year Est. Return
+18.71%
3 Year Est. Return
+57.88%
5 Year Est. Return
+57.2%
10 Year Est. Return
+185.31%
AUM
$130M
AUM Growth
+$2.52M
Cap. Flow
+$108M
Cap. Flow %
82.53%
Top 10 Hldgs %
34.41%
Holding
758
New
48
Increased
162
Reduced
79
Closed
27

Top Buys

Rank Stock Value
1
RIG icon
Transocean
RIG
+$2.51M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$1.71M
3
GE icon
GE Aerospace
GE
+$1.67M
4
ARI
Apollo Commercial Real Estate
ARI
+$742K
5
BAC icon
Bank of America
BAC
+$377K

Top Sells

Rank Stock Value
1
VB icon
Vanguard Small-Cap ETF
VB
+$4.3M
2
VO icon
Vanguard Mid-Cap ETF
VO
+$4.2M
3
VXF icon
Vanguard Extended Market ETF
VXF
+$2.66M
4
CSCO icon
Cisco
CSCO
+$251K
5
VBR icon
Vanguard Small-Cap Value ETF
VBR
+$197K

Sector Composition

Rank Sector Weight
1 Financials 10.61%
2 Industrials 7.35%
3 Technology 6.38%
4 Healthcare 4.74%
5 Energy 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCY icon
651
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.38B
$1K ﹤0.01%
47
– –
PIO icon
652
Invesco Global Water ETF
PIO
$269M
$1K ﹤0.01%
55
– –
QQQ icon
653
PUT
Invesco QQQ Trust
QQQ
$455B
$1K ﹤0.01%
+3,000
New +$292K
RIG icon
654
CALL
Transocean
RIG
$5.92B
$1K ﹤0.01%
+7,900
New +$309K
TRV icon
655
Travelers Companies
TRV
$80.8B
$1K ﹤0.01%
15
– –
UNG icon
656
United States Natural Gas Fund
UNG
$470M
$1K ﹤0.01%
4
– –
XYL icon
657
Xylem
XYL
$28.5B
$1K ﹤0.01%
20
– –
ENZ
658
DELISTED
Enzo Biochem, Inc.
ENZ
$1K ﹤0.01%
110
– –
IMGN
659
DELISTED
Immunogen Inc
IMGN
$1K ﹤0.01%
100
– –
SFE
660
DELISTED
Safeguard Scientifics, Inc.
SFE
$1K ﹤0.01%
66
– –
FRTX
661
DELISTED
Fresh Tracks Therapeutics, Inc. Common Stock
FRTX
– –
0
– –
VRTV
662
DELISTED
VERITIV CORPORATION
VRTV
$1K ﹤0.01%
+13
New +$552
SEAC
663
DELISTED
Seachange International Inc
SEAC
$1K ﹤0.01%
7
– –
PTNR
664
DELISTED
Partner Communications
PTNR
$1K ﹤0.01%
80
– –
TLI
665
DELISTED
Western Asset Corporate Loan Fund Inc.
TLI
$1K ﹤0.01%
67
-133
-67% -$1.57K
TFCFA
666
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$1K ﹤0.01%
26
– –
AET
667
DELISTED
Aetna Inc
AET
$1K ﹤0.01%
9
– –
JNP
668
DELISTED
Juniper Pharmaceuticals, Inc. Common Stock
JNP
$1K ﹤0.01%
205
– –
OA
669
DELISTED
Orbital ATK, Inc.
OA
$1K ﹤0.01%
4
– –
TIME
670
DELISTED
Time Inc.
TIME
$1K ﹤0.01%
36
– –
MBLY
671
CALL
DELISTED
Mobileye N.V.
MBLY
$1K ﹤0.01%
+400
New +$17.5K
XCO
672
DELISTED
Exco Resources
XCO
$1K ﹤0.01%
20
– –
INVN
673
CALL
DELISTED
Invensense Inc
INVN
$1K ﹤0.01%
2,800
+2,788
+23,233% +$65.8K
WPG
674
DELISTED
Washington Prime Group Inc.
WPG
$1K ﹤0.01%
6
– –
SSE
675
DELISTED
SEVENTY SEVEN ENERGY INC COM
SSE
$1K ﹤0.01%
+54
New +$1.29K
25 26
27
28 29

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QIM
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Focused Wealth Management's Q3 2014 Portfolio in Review

As of Q3 2014, Focused Wealth Management held 758 positions worth $130M, up 2% from $128M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Focused Wealth Management deployed $108M of net new capital in Q3 2014, opening 48 new positions and adding to 162 existing holdings. Its largest new stake was Apollo Commercial Real Estate: 44,858 shares worth $705K.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 9.8% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Vanguard Small-Cap ETF, an estimated $4.3M trimmed.

  • Focused Wealth Management's largest Q3 2014 buy was Apollo Commercial Real Estate: 44,858 shares worth $705K.
  • Focused Wealth Management added most to Transocean in Q3 2014, an estimated $2.51M increase.
  • Focused Wealth Management's biggest Q3 2014 reduction was Vanguard Small-Cap ETF, cutting an estimated $4.3M.
  • Focused Wealth Management fully exited Nu Skin in Q3 2014, selling an estimated $26K.
  • Focused Wealth Management's ten largest holdings make up 34% of its $130M portfolio in Q3 2014.
  • Focused Wealth Management opened 48 new positions and closed 27 in Q3 2014.
  • Focused Wealth Management's portfolio value rose 2% quarter-over-quarter to $130M.

Based on Focused Wealth Management's 13F filing for Q3 2014, filed 12 Nov 2014.