We are live on ! Find out more
FWM

Focused Wealth Management Portfolio holdings

AUM $964M
1-Year Est. Return 18.71%
This Fund
S&P 500
This Quarter Est. Return
+6.76%
1 Year Est. Return
+18.71%
3 Year Est. Return
+57.88%
5 Year Est. Return
+57.2%
10 Year Est. Return
+185.31%
AUM
$119M
AUM Growth
+$14.5M
Cap. Flow
+$6.82M
Cap. Flow %
5.7%
Top 10 Hldgs %
38.99%
Holding
695
New
65
Increased
179
Reduced
128
Closed
28

Top Buys

Rank Stock Value
1
EDIV icon
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
+$2.26M
2
GE icon
GE Aerospace
GE
+$1.14M
3
C icon
Citigroup
C
+$944K
4
IDV icon
iShares International Select Dividend ETF
IDV
+$866K
5
CSCO icon
Cisco
CSCO
+$766K

Top Sells

Rank Stock Value
1
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$862K
2
IBM icon
IBM
IBM
+$551K
3
JLS icon
Nuveen Mortgage and Income Fund
JLS
+$370K
4
FSYS
FUEL SYSTEMS SOLUTIONS INC COM STK
FSYS
+$277K
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$270K

Sector Composition

Rank Sector Weight
1 Financials 6.72%
2 Technology 6.51%
3 Industrials 5.74%
4 Healthcare 3.9%
5 Energy 2.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UL icon
651
Unilever
UL
$131B
– –
-120
Closed -$5K
WBD icon
652
Warner Bros
WBD
$64.6B
– –
-10
Closed –
ORKA
653
Oruka Therapeutics
ORKA
$5.56B
– –
0
– –
JBTM
654
JBT Marel
JBTM
$7.14B
$0 ﹤0.01%
14
– –
EMAN
655
DELISTED
eMagin Corporation
EMAN
$0 ﹤0.01%
30
– –
STCN
656
DELISTED
Steel Connect, Inc. Common Stock
STCN
$0 ﹤0.01%
1
– –
DISCK
657
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
– –
-10
Closed –
CVA
658
DELISTED
Covanta Holding Corporation
CVA
– –
-60
Closed -$1K
MXIM
659
DELISTED
Maxim Integrated Products
MXIM
$0 ﹤0.01%
5
– –
AIG.WS
660
DELISTED
American International Group, Inc.
AIG.WS
$0 ﹤0.01%
8
– –
SCON
661
DELISTED
Superconductor Technologies Inc.
SCON
– –
0
– –
JMF
662
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
$0 ﹤0.01%
10
– –
NAVB
663
DELISTED
Navidea Biopharmaceuticals Inc.
NAVB
$0 ﹤0.01%
+10
New +$391
OCLR
664
DELISTED
Oclaro Inc.
OCLR
$0 ﹤0.01%
67
+20
+43% +$43
SHLD
665
DELISTED
Sears Holding Corporation
SHLD
– –
-4,306
Closed -$193K
PHH
666
DELISTED
PHH Corporation
PHH
$0 ﹤0.01%
5
– –
LVLT
667
DELISTED
Level 3 Communications Inc
LVLT
$0 ﹤0.01%
+4
New +$118
WBMD
668
DELISTED
WebMD Health Corp.
WBMD
$0 ﹤0.01%
3
-3
-50% -$108
XRA
669
DELISTED
Exeter Resources Corporation
XRA
$0 ﹤0.01%
310
-310
-50% -$200
IMN
670
DELISTED
Imation
IMN
$0 ﹤0.01%
12
– –
LOCK
671
CALL
DELISTED
LifeLock, Inc.
LOCK
– –
-35
Closed -$9K
CRDS
672
DELISTED
Crossroads Systems, Inc.
CRDS
$0 ﹤0.01%
+6
New +$173
FSYS
673
DELISTED
FUEL SYSTEMS SOLUTIONS INC COM STK
FSYS
– –
-14,100
Closed -$277K
WAVX
674
DELISTED
WAVE SYS CORP CL A NEW COM STK (DE)
WAVX
$0 ﹤0.01%
3
– –
XLS
675
DELISTED
EXELIS INC COM STK
XLS
$0 ﹤0.01%
21
– –
24 25 26
27
28

Similar funds

RCIM
Red Cedar Investment Management Grand Rapids, Michigan $965M AUM 30.25% 1-Year Est. Return
UWPG
Ullmann Wealth Partners Group Jacksonville Beach, Florida $963M AUM 17.06% 1-Year Est. Return
TC
TwinBeech Capital Purchase, New York $965M AUM 0.23% 1-Year Est. Return
TFP
Triple Frond Partners San Francisco, California $963M AUM 27.45% 1-Year Est. Return
QIM
Quantitative Investment Management Charlottesville, Virginia $963M AUM 12.95% 1-Year Est. Return
MK
MASTERINVEST Kapitalanlage Vienna $962M AUM 27.59% 1-Year Est. Return
GHC
Graham Holdings Company Arlington, Virginia $967M AUM 15.12% 1-Year Est. Return
GLR
Great Lakes Retirement Sandusky, Ohio $967M AUM 25.11% 1-Year Est. Return

Focused Wealth Management's Q4 2013 Portfolio in Review

As of Q4 2013, Focused Wealth Management held 695 positions worth $119M, up 14% from $105M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Focused Wealth Management deployed $6.82M of net new capital in Q4 2013, opening 65 new positions and adding to 179 existing holdings. Its largest new stake was State Street Industrial Select Sector SPDR ETF: 2,100 shares worth $110K.

By sector, the portfolio is most concentrated in Financials at 6.7% of assets, up from 4.5% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Vanguard FTSE Emerging Markets ETF, an estimated $862K trimmed.

  • Focused Wealth Management's largest Q4 2013 buy was State Street Industrial Select Sector SPDR ETF: 2,100 shares worth $110K.
  • Focused Wealth Management added most to State Street SPDR S&P Emerging Markets Dividend ETF in Q4 2013, an estimated $2.26M increase.
  • Focused Wealth Management's biggest Q4 2013 reduction was Vanguard FTSE Emerging Markets ETF, cutting an estimated $862K.
  • Focused Wealth Management fully exited FUEL SYSTEMS SOLUTIONS INC COM STK in Q4 2013, selling an estimated $277K.
  • Focused Wealth Management's ten largest holdings make up 39% of its $119M portfolio in Q4 2013.
  • Focused Wealth Management opened 65 new positions and closed 28 in Q4 2013.
  • Focused Wealth Management's portfolio value rose 14% quarter-over-quarter to $119M.

Based on Focused Wealth Management's 13F filing for Q4 2013, filed 6 Feb 2014.