We are live on ! Find out more
FWM

Focused Wealth Management Portfolio holdings

AUM $964M
1-Year Est. Return 18.71%
This Fund
S&P 500
This Quarter Est. Return
-2.96%
1 Year Est. Return
+18.71%
3 Year Est. Return
+57.88%
5 Year Est. Return
+57.2%
10 Year Est. Return
+185.31%
AUM
$566M
AUM Growth
+$10.7M
Cap. Flow
+$40.6M
Cap. Flow %
7.18%
Top 10 Hldgs %
60.27%
Holding
1,125
New
60
Increased
225
Reduced
168
Closed
92

Top Buys

Rank Stock Value
1
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$26.3M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$3.85M
3
VIGI icon
Vanguard International Dividend Appreciation ETF
VIGI
+$3.52M
4
VTV icon
Vanguard Value ETF
VTV
+$3.15M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$3.06M

Top Sells

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$9.45M
2
SCHP icon
Schwab US TIPS ETF
SCHP
+$4.36M
3
UTG icon
Reaves Utility Income Fund
UTG
+$2.25M
4
BNY
BlackRock New York Municipal Income Trust
BNY
+$656K
5
INTC icon
Intel
INTC
+$388K

Sector Composition

Rank Sector Weight
1 Technology 5.39%
2 Financials 3.72%
3 Communication Services 2.86%
4 Consumer Discretionary 2.39%
5 Healthcare 1.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSF icon
626
Cohen & Steers Select Preferred & Income Fund
PSF
$233M
$5.74K ﹤0.01%
317
+4
+1% +$73
CSWC icon
627
Capital Southwest
CSWC
$1.47B
$5.72K ﹤0.01%
250
– –
BEPC icon
628
Brookfield Renewable
BEPC
$5.86B
$5.66K ﹤0.01%
236
+2
+0.9% +$58
FISV
629
Fiserv Inc
FISV
$29.7B
$5.65K ﹤0.01%
50
– –
XRN
630
Chiron Real Estate Inc
XRN
$535M
$5.63K ﹤0.01%
125
+2
+2% +$96
MCHP icon
631
Microchip Technology
MCHP
$38.8B
$5.54K ﹤0.01%
71
– –
PSEC icon
632
Prospect Capital
PSEC
$1.08B
$5.51K ﹤0.01%
911
+3
+0.3% +$19
FMC icon
633
FMC
FMC
$1.25B
$5.36K ﹤0.01%
80
– –
ADX icon
634
Adams Diversified Equity Fund
ADX
$3.01B
$5.34K ﹤0.01%
321
+1
+0.3% +$17
ASRT
635
DELISTED
Assertio
ASRT
$5.29K ﹤0.01%
138
+10
+8% +$584
XVV icon
636
iShares ESG Screened S&P 500 ETF
XVV
$633M
$5.29K ﹤0.01%
163
– –
IEUR icon
637
iShares Core MSCI Europe ETF
IEUR
$8.8B
$5.26K ﹤0.01%
106
-2
-2% -$104
GLD icon
638
CALL
SPDR Gold Trust
GLD
$131B
$5.17K ﹤0.01%
2,400
+900
+60% +$161K
BAX icon
639
Baxter International
BAX
$12.8B
$5.13K ﹤0.01%
136
– –
ICLN icon
640
iShares Global Clean Energy ETF
ICLN
$2.22B
$5.12K ﹤0.01%
350
– –
REAL icon
641
PUT
The RealReal
REAL
$1.41B
$5.09K ﹤0.01%
+1,500
New +$3.66K
ARKK icon
642
ARK Innovation ETF
ARKK
$5.59B
$5.04K ﹤0.01%
127
+100
+370% +$4.41K
USHY icon
643
iShares Broad USD High Yield Corporate Bond ETF
USHY
$29.2B
$5.03K ﹤0.01%
145
– –
PCAR icon
644
PACCAR
PCAR
$70.5B
$4.95K ﹤0.01%
58
– –
MTCH icon
645
CALL
Match Group
MTCH
$9.19B
$4.89K ﹤0.01%
6,000
+2,400
+67% +$106K
NDAQ icon
646
Nasdaq
NDAQ
$53.4B
$4.86K ﹤0.01%
100
– –
ISTB icon
647
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.11B
$4.85K ﹤0.01%
105
+1
+1% +$47
SRPT icon
648
Sarepta Therapeutics
SRPT
$1.64B
$4.85K ﹤0.01%
40
– –
VTVT icon
649
vTv Therapeutics
VTVT
$124M
$4.78K ﹤0.01%
250
– –
QQQH
650
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
$366M
$4.74K ﹤0.01%
118
+2
+2% +$85
24 25
26
27 28

Similar funds

RCIM
Red Cedar Investment Management Grand Rapids, Michigan $965M AUM 30.25% 1-Year Est. Return
UWPG
Ullmann Wealth Partners Group Jacksonville Beach, Florida $963M AUM 17.06% 1-Year Est. Return
TC
TwinBeech Capital Purchase, New York $965M AUM 0.23% 1-Year Est. Return
TFP
Triple Frond Partners San Francisco, California $963M AUM 27.45% 1-Year Est. Return
QIM
Quantitative Investment Management Charlottesville, Virginia $963M AUM 12.95% 1-Year Est. Return
MK
MASTERINVEST Kapitalanlage Vienna $962M AUM 27.59% 1-Year Est. Return
GHC
Graham Holdings Company Arlington, Virginia $967M AUM 15.12% 1-Year Est. Return
GLR
Great Lakes Retirement Sandusky, Ohio $967M AUM 25.11% 1-Year Est. Return

Focused Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, Focused Wealth Management held 1,125 positions worth $566M, up 1.9% from $556M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Focused Wealth Management deployed $40.6M of net new capital in Q3 2023, opening 60 new positions and adding to 225 existing holdings. Its largest new stake was iShares 0-3 Month Treasury Bond ETF: 262,331 shares worth $26.4M.

By sector, the portfolio is most concentrated in Technology at 5.4% of assets, down from 5.9% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was Vanguard Total Bond Market, an estimated $9.45M trimmed.

  • Focused Wealth Management's largest Q3 2023 buy was iShares 0-3 Month Treasury Bond ETF: 262,331 shares worth $26.4M.
  • Focused Wealth Management added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2023, an estimated $3.85M increase.
  • Focused Wealth Management's biggest Q3 2023 reduction was Vanguard Total Bond Market, cutting an estimated $9.45M.
  • Focused Wealth Management fully exited Salisbury Bancorp, Inc. in Q3 2023, selling an estimated $153K.
  • Focused Wealth Management's ten largest holdings make up 60% of its $566M portfolio in Q3 2023.
  • Focused Wealth Management opened 60 new positions and closed 92 in Q3 2023.
  • Focused Wealth Management's portfolio value rose 1.9% quarter-over-quarter to $566M.

Based on Focused Wealth Management's 13F filing for Q3 2023, filed 1 Nov 2023.