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FWM

Focused Wealth Management Portfolio holdings

AUM $964M
1-Year Est. Return 18.71%
This Fund
S&P 500
This Quarter Est. Return
-1.33%
1 Year Est. Return
+18.71%
3 Year Est. Return
+57.88%
5 Year Est. Return
+57.2%
10 Year Est. Return
+185.31%
AUM
$130M
AUM Growth
+$2.52M
Cap. Flow
+$108M
Cap. Flow %
82.53%
Top 10 Hldgs %
34.41%
Holding
758
New
48
Increased
162
Reduced
79
Closed
27

Top Buys

Rank Stock Value
1
RIG icon
Transocean
RIG
+$2.51M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$1.71M
3
GE icon
GE Aerospace
GE
+$1.67M
4
ARI
Apollo Commercial Real Estate
ARI
+$742K
5
BAC icon
Bank of America
BAC
+$377K

Top Sells

Rank Stock Value
1
VB icon
Vanguard Small-Cap ETF
VB
+$4.3M
2
VO icon
Vanguard Mid-Cap ETF
VO
+$4.2M
3
VXF icon
Vanguard Extended Market ETF
VXF
+$2.66M
4
CSCO icon
Cisco
CSCO
+$251K
5
VBR icon
Vanguard Small-Cap Value ETF
VBR
+$197K

Sector Composition

Rank Sector Weight
1 Financials 10.61%
2 Industrials 7.35%
3 Technology 6.38%
4 Healthcare 4.74%
5 Energy 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NCZ
601
Virtus Convertible & Income Fund II
NCZ
$289M
$2K ﹤0.01%
48
– –
ORLY icon
602
O'Reilly Automotive
ORLY
$72.4B
$2K ﹤0.01%
225
– –
PCAR icon
603
PACCAR
PCAR
$69.6B
$2K ﹤0.01%
45
– –
PHO icon
604
Invesco Water Resources ETF
PHO
$1.97B
$2K ﹤0.01%
100
– –
PLD icon
605
Prologis
PLD
$138B
$2K ﹤0.01%
45
– –
PXH icon
606
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.9B
$2K ﹤0.01%
91
– –
QQQ icon
607
CALL
Invesco QQQ Trust
QQQ
$455B
$2K ﹤0.01%
2,000
+1,940
+3,233% +$189K
RDUS
608
DELISTED
Radius Recycling
RDUS
$2K ﹤0.01%
63
– –
RMBS icon
609
Rambus
RMBS
$10.4B
$2K ﹤0.01%
150
– –
SCD
610
LMP Capital and Income Fund
SCD
$353M
$2K ﹤0.01%
135
-266
-66% -$4.7K
SHY icon
611
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$2K ﹤0.01%
+20
New +$1.69K
TLT icon
612
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$2K ﹤0.01%
+14
New +$1.61K
VALE icon
613
Vale
VALE
$62.9B
$2K ﹤0.01%
200
– –
VYX icon
614
NCR Voyix
VYX
$1.06B
$2K ﹤0.01%
88
– –
XEL icon
615
Xcel Energy
XEL
$51B
$2K ﹤0.01%
50
– –
AUY
616
DELISTED
Yamana Gold, Inc.
AUY
$2K ﹤0.01%
372
+1
+0.3% +$8
MNK
617
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$2K ﹤0.01%
26
– –
AAV
618
DELISTED
Advantage Oil & Gas Ltd
AAV
$2K ﹤0.01%
450
– –
DFT
619
CALL
DELISTED
DuPont Fabros Technology Inc.
DFT
$2K ﹤0.01%
+500
New +$13.8K
PMCS
620
DELISTED
P M C SIERRA INC
PMCS
$2K ﹤0.01%
333
– –
SD
621
DELISTED
SANDRIDGE ENERGY, INC.
SD
$2K ﹤0.01%
500
– –
PGN
622
DELISTED
PARAGON OFFSHORE PLC (GBR)
PGN
$2K ﹤0.01%
+266
New +$2.22K
EGL
623
DELISTED
Engility Holdings, Inc.
EGL
$2K ﹤0.01%
50
– –
BOLT
624
DELISTED
BOLT TECHNOLOGY CORPORATION
BOLT
$2K ﹤0.01%
75
– –
DNDN
625
DELISTED
DENDREON CORPORATION
DNDN
$2K ﹤0.01%
1,160
– –
23 24
25
26 27

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TFP
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QIM
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MK
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GHC
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GLR
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Focused Wealth Management's Q3 2014 Portfolio in Review

As of Q3 2014, Focused Wealth Management held 758 positions worth $130M, up 2% from $128M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Focused Wealth Management deployed $108M of net new capital in Q3 2014, opening 48 new positions and adding to 162 existing holdings. Its largest new stake was Apollo Commercial Real Estate: 44,858 shares worth $705K.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 9.8% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Vanguard Small-Cap ETF, an estimated $4.3M trimmed.

  • Focused Wealth Management's largest Q3 2014 buy was Apollo Commercial Real Estate: 44,858 shares worth $705K.
  • Focused Wealth Management added most to Transocean in Q3 2014, an estimated $2.51M increase.
  • Focused Wealth Management's biggest Q3 2014 reduction was Vanguard Small-Cap ETF, cutting an estimated $4.3M.
  • Focused Wealth Management fully exited Nu Skin in Q3 2014, selling an estimated $26K.
  • Focused Wealth Management's ten largest holdings make up 34% of its $130M portfolio in Q3 2014.
  • Focused Wealth Management opened 48 new positions and closed 27 in Q3 2014.
  • Focused Wealth Management's portfolio value rose 2% quarter-over-quarter to $130M.

Based on Focused Wealth Management's 13F filing for Q3 2014, filed 12 Nov 2014.