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FWM

Focused Wealth Management Portfolio holdings

AUM $964M
1-Year Est. Return 18.71%
This Fund
S&P 500
This Quarter Est. Return
+6.76%
1 Year Est. Return
+18.71%
3 Year Est. Return
+57.88%
5 Year Est. Return
+57.2%
10 Year Est. Return
+185.31%
AUM
$119M
AUM Growth
+$14.5M
Cap. Flow
+$6.82M
Cap. Flow %
5.7%
Top 10 Hldgs %
38.99%
Holding
695
New
65
Increased
179
Reduced
128
Closed
28

Top Buys

Rank Stock Value
1
EDIV icon
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
+$2.26M
2
GE icon
GE Aerospace
GE
+$1.14M
3
C icon
Citigroup
C
+$944K
4
IDV icon
iShares International Select Dividend ETF
IDV
+$866K
5
CSCO icon
Cisco
CSCO
+$766K

Top Sells

Rank Stock Value
1
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$862K
2
IBM icon
IBM
IBM
+$551K
3
JLS icon
Nuveen Mortgage and Income Fund
JLS
+$370K
4
FSYS
FUEL SYSTEMS SOLUTIONS INC COM STK
FSYS
+$277K
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$270K

Sector Composition

Rank Sector Weight
1 Financials 6.72%
2 Technology 6.51%
3 Industrials 5.74%
4 Healthcare 3.9%
5 Energy 2.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MNK
601
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$1K ﹤0.01%
26
– –
TFCFA
602
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$1K ﹤0.01%
26
– –
AET
603
DELISTED
Aetna Inc
AET
$1K ﹤0.01%
9
– –
JNP
604
DELISTED
Juniper Pharmaceuticals, Inc. Common Stock
JNP
$1K ﹤0.01%
125
-2,550
-95% -$17.4K
OA
605
DELISTED
Orbital ATK, Inc.
OA
$1K ﹤0.01%
8
+4
+100% +$452
GTI
606
DELISTED
GRAFTECH INTERNATIONAL LTD
GTI
$1K ﹤0.01%
120
– –
FDO
607
DELISTED
FAMILY DOLLAR STORES
FDO
$1K ﹤0.01%
8
– –
AOL
608
DELISTED
AOL INC COMMON STOCK
AOL
$1K ﹤0.01%
16
-3
-16% -$122
ELX
609
DELISTED
EMULEX CORP
ELX
$1K ﹤0.01%
+100
New +$742
IIP
610
DELISTED
INTERNAP NETWORK SERVICES CORPORATION
IIP
$1K ﹤0.01%
+100
New +$1K
GG
611
DELISTED
Goldcorp Inc
GG
$1K ﹤0.01%
50
– –
OIL
612
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
$1K ﹤0.01%
35
– –
FNSR
613
DELISTED
Finisar Corp
FNSR
$1K ﹤0.01%
+62
New +$1.42K
GKNT
614
DELISTED
GEEKNET INC COM NEW
GKNT
$1K ﹤0.01%
+50
New +$930
AAPL icon
615
CALL
Apple
AAPL
$4.89T
– –
0
– -$970K
BHP icon
616
BHP
BHP
$213B
$0 ﹤0.01%
2
+1
+100% +$58
BIV icon
617
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
– –
-117
Closed -$10K
CASI
618
DELISTED
CASI Pharmaceuticals
CASI
$0 ﹤0.01%
+5
New +$85
CL icon
619
PUT
Colgate-Palmolive
CL
$72.6B
– –
-8
Closed -$1K
CVE icon
620
Cenovus Energy
CVE
$54.6B
– –
-100
Closed -$3K
CX icon
621
Cemex
CX
$17.4B
$0 ﹤0.01%
11
– –
DTD icon
622
CALL
WisdomTree US Total Dividend Fund
DTD
$1.65B
– –
0
– -$663K
E icon
623
ENI
E
$76B
– –
-193
Closed -$9K
EQNR icon
624
Equinor
EQNR
$95.9B
– –
-200
Closed -$5K
GEG icon
625
Great Elm Group
GEG
$68.4M
$0 ﹤0.01%
14
– –
23 24
25
26 27

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TC
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TFP
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QIM
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MK
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GHC
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GLR
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Focused Wealth Management's Q4 2013 Portfolio in Review

As of Q4 2013, Focused Wealth Management held 695 positions worth $119M, up 14% from $105M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Focused Wealth Management deployed $6.82M of net new capital in Q4 2013, opening 65 new positions and adding to 179 existing holdings. Its largest new stake was State Street Industrial Select Sector SPDR ETF: 2,100 shares worth $110K.

By sector, the portfolio is most concentrated in Financials at 6.7% of assets, up from 4.5% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Vanguard FTSE Emerging Markets ETF, an estimated $862K trimmed.

  • Focused Wealth Management's largest Q4 2013 buy was State Street Industrial Select Sector SPDR ETF: 2,100 shares worth $110K.
  • Focused Wealth Management added most to State Street SPDR S&P Emerging Markets Dividend ETF in Q4 2013, an estimated $2.26M increase.
  • Focused Wealth Management's biggest Q4 2013 reduction was Vanguard FTSE Emerging Markets ETF, cutting an estimated $862K.
  • Focused Wealth Management fully exited FUEL SYSTEMS SOLUTIONS INC COM STK in Q4 2013, selling an estimated $277K.
  • Focused Wealth Management's ten largest holdings make up 39% of its $119M portfolio in Q4 2013.
  • Focused Wealth Management opened 65 new positions and closed 28 in Q4 2013.
  • Focused Wealth Management's portfolio value rose 14% quarter-over-quarter to $119M.

Based on Focused Wealth Management's 13F filing for Q4 2013, filed 6 Feb 2014.