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FWM

Focused Wealth Management Portfolio holdings

AUM $964M
1-Year Est. Return 18.71%
This Fund
S&P 500
This Quarter Est. Return
-0.3%
1 Year Est. Return
+18.71%
3 Year Est. Return
+57.88%
5 Year Est. Return
+57.2%
10 Year Est. Return
+185.31%
AUM
$613M
AUM Growth
+$6.77M
Cap. Flow
+$66.1M
Cap. Flow %
10.79%
Top 10 Hldgs %
59.09%
Holding
1,158
New
169
Increased
290
Reduced
178
Closed
92

Top Buys

Rank Stock Value
1
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$5.32M
2
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$3.59M
3
SCHP icon
Schwab US TIPS ETF
SCHP
+$2.6M
4
HYD icon
VanEck High Yield Muni ETF
HYD
+$2.03M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$589K

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$5.59M
2
BX icon
Blackstone
BX
+$813K
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$647K
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$353K
5
MGK icon
Vanguard Morningstar Mega Cap Growth ETF
MGK
+$320K

Sector Composition

Rank Sector Weight
1 Technology 4.87%
2 Financials 4.52%
3 Consumer Discretionary 2.94%
4 Healthcare 2.48%
5 Industrials 1.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VRM icon
576
Vroom Inc
VRM
$36.4M
$12K ﹤0.01%
7
-9
-56% -$22.9K
AY
577
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
$12K ﹤0.01%
335
+4
+1% +$152
SRNE
578
CALL
DELISTED
Sorrento Therapeutics, Inc.
SRNE
$12K ﹤0.01%
+5,000
New +$42.4K
ADM icon
579
Archer Daniels Midland
ADM
$38.7B
$11K ﹤0.01%
175
– –
APLE icon
580
Apple Hospitality REIT
APLE
$3.97B
$11K ﹤0.01%
674
+1
+0.1% +$15
BOND icon
581
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.4B
$11K ﹤0.01%
102
+1
+1% +$111
CRSP icon
582
CRISPR Therapeutics
CRSP
$4.69B
$11K ﹤0.01%
100
– –
FLR icon
583
Fluor
FLR
$6.54B
$11K ﹤0.01%
666
– –
FUN icon
584
Cedar Fair
FUN
$1.88B
$11K ﹤0.01%
235
– –
IJR icon
585
iShares Core S&P Small-Cap ETF
IJR
$109B
$11K ﹤0.01%
99
– –
JFR icon
586
Nuveen Floating Rate Income Fund
JFR
$1.23B
$11K ﹤0.01%
1,094
+18
+2% +$178
KSS icon
587
Kohl's
KSS
$2.16B
$11K ﹤0.01%
240
+1
+0.4% +$53
PFE icon
588
CALL
Pfizer
PFE
$143B
$11K ﹤0.01%
+14,000
New +$620K
SBUX icon
589
PUT
Starbucks
SBUX
$119B
$11K ﹤0.01%
+4,000
New +$468K
STEW
590
SRH Total Return Fund
STEW
$1.77B
$11K ﹤0.01%
834
+6
+0.7% +$82
STZ icon
591
Constellation Brands
STZ
$22.5B
$11K ﹤0.01%
51
– –
UAA icon
592
CALL
Under Armour
UAA
$3.01B
$11K ﹤0.01%
+7,000
New +$155K
FTCH
593
CALL
DELISTED
Farfetch Limited Class A Ordinary Shares
FTCH
$11K ﹤0.01%
6,000
– –
CS
594
DELISTED
Credit Suisse Group
CS
$11K ﹤0.01%
1,091
-125
-10% -$1.28K
STL
595
DELISTED
Sterling Bancorp
STL
$11K ﹤0.01%
443
– –
BEN icon
596
Franklin Resources
BEN
$16.8B
$10K ﹤0.01%
322
+3
+0.9% +$94
CCL icon
597
Carnival Corporation Ltd
CCL
$38.1B
$10K ﹤0.01%
414
+14
+4% +$326
DSL
598
DoubleLine Income Solutions Fund
DSL
$1.22B
$10K ﹤0.01%
566
+10
+2% +$179
EPI icon
599
WisdomTree India Earnings Fund ETF
EPI
$2.04B
$10K ﹤0.01%
260
– –
JLS icon
600
Nuveen Mortgage and Income Fund
JLS
$94.7M
$10K ﹤0.01%
497
+6
+1% +$126
22 23
24
25 26

Similar funds

RCIM
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UWPG
Ullmann Wealth Partners Group Jacksonville Beach, Florida $963M AUM 17.06% 1-Year Est. Return
TC
TwinBeech Capital Purchase, New York $965M AUM 0.23% 1-Year Est. Return
TFP
Triple Frond Partners San Francisco, California $963M AUM 27.45% 1-Year Est. Return
QIM
Quantitative Investment Management Charlottesville, Virginia $963M AUM 12.95% 1-Year Est. Return
MK
MASTERINVEST Kapitalanlage Vienna $962M AUM 27.59% 1-Year Est. Return
GHC
Graham Holdings Company Arlington, Virginia $967M AUM 15.12% 1-Year Est. Return
GLR
Great Lakes Retirement Sandusky, Ohio $967M AUM 25.11% 1-Year Est. Return

Focused Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, Focused Wealth Management held 1,158 positions worth $613M, up 1.1% from $606M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Focused Wealth Management deployed $66.1M of net new capital in Q3 2021, opening 169 new positions and adding to 290 existing holdings. Its largest new stake was Waters Corp: 700 shares worth $250K.

By sector, the portfolio is most concentrated in Technology at 4.9% of assets, up from 4.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $5.59M trimmed.

  • Focused Wealth Management's largest Q3 2021 buy was Waters Corp: 700 shares worth $250K.
  • Focused Wealth Management added most to State Street DoubleLine Total Return Tactical ETF in Q3 2021, an estimated $5.32M increase.
  • Focused Wealth Management's biggest Q3 2021 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $5.59M.
  • Focused Wealth Management fully exited Regulus Therapeutics in Q3 2021, selling an estimated $163K.
  • Focused Wealth Management's ten largest holdings make up 59% of its $613M portfolio in Q3 2021.
  • Focused Wealth Management opened 169 new positions and closed 92 in Q3 2021.
  • Focused Wealth Management's portfolio value rose 1.1% quarter-over-quarter to $613M.

Based on Focused Wealth Management's 13F filing for Q3 2021, filed 12 Oct 2021.