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FWM

Focused Wealth Management Portfolio holdings

AUM $964M
1-Year Est. Return 18.71%
This Fund
S&P 500
This Quarter Est. Return
+7.59%
1 Year Est. Return
+18.71%
3 Year Est. Return
+57.88%
5 Year Est. Return
+57.2%
10 Year Est. Return
+185.31%
AUM
$423M
AUM Growth
+$61.5M
Cap. Flow
+$48.7M
Cap. Flow %
11.51%
Top 10 Hldgs %
56.08%
Holding
811
New
64
Increased
190
Reduced
120
Closed
62

Top Buys

Rank Stock Value
1
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$37M
2
VFH icon
Vanguard Financials ETF
VFH
+$7.28M
3
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$4.6M
4
VDE icon
Vanguard Energy ETF
VDE
+$4.11M
5
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$3.91M

Top Sells

Rank Stock Value
1
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$33.2M
2
KBE icon
State Street SPDR S&P Bank ETF
KBE
+$5.72M
3
FTXN icon
First Trust Nasdaq Oil & Gas ETF
FTXN
+$3.15M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.64M
5
T icon
AT&T
T
+$1.06M

Sector Composition

Rank Sector Weight
1 Financials 5.63%
2 Technology 4.53%
3 Healthcare 2.51%
4 Industrials 2.27%
5 Communication Services 1.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRVL icon
576
Marvell Technology
MRVL
$157B
$5K ﹤0.01%
202
– –
NCZ
577
Virtus Convertible & Income Fund II
NCZ
$286M
$5K ﹤0.01%
224
– –
OXSQ icon
578
Oxford Square Capital
OXSQ
$146M
$5K ﹤0.01%
866
– –
PRGO icon
579
Perrigo
PRGO
$1.41B
$5K ﹤0.01%
91
– –
R icon
580
Ryder
R
$10B
$5K ﹤0.01%
100
– –
SBUX icon
581
Starbucks
SBUX
$117B
$5K ﹤0.01%
56
– –
STLA icon
582
Stellantis
STLA
$16.7B
$5K ﹤0.01%
317
– –
VBR icon
583
Vanguard Small-Cap Value ETF
VBR
$37.6B
$5K ﹤0.01%
35
– –
VIAV icon
584
Viavi Solutions
VIAV
$8.67B
$5K ﹤0.01%
337
– –
SRNE
585
DELISTED
Sorrento Therapeutics, Inc.
SRNE
$5K ﹤0.01%
+1,500
New +$3.58K
PCI
586
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$5K ﹤0.01%
205
– –
ACM icon
587
Aecom
ACM
$9.68B
$4K ﹤0.01%
100
– –
BNDX icon
588
Vanguard Total International Bond ETF
BNDX
$82.3B
$4K ﹤0.01%
+63
New +$3.66K
DBC icon
589
Invesco DB Commodity Index Tracking Fund
DBC
$1.65B
$4K ﹤0.01%
243
– –
EEA
590
European Equity Fund
EEA
$74.3M
$4K ﹤0.01%
423
– –
FLEX icon
591
Flex
FLEX
$40.4B
$4K ﹤0.01%
406
– –
GBDC icon
592
Golub Capital BDC
GBDC
$3.38B
$4K ﹤0.01%
204
– –
GM icon
593
CALL
General Motors
GM
$81.3B
$4K ﹤0.01%
+18,000
New +$654K
HPQ icon
594
HP
HPQ
$25.7B
$4K ﹤0.01%
200
+100
+100% +$1.9K
ICF icon
595
iShares Select U.S. REIT ETF
ICF
$2.14B
$4K ﹤0.01%
62
– –
KHC icon
596
CALL
Kraft Heinz
KHC
$32.2B
$4K ﹤0.01%
3,500
– –
LADR
597
Ladder Capital
LADR
$1.25B
$4K ﹤0.01%
202
– –
LUV icon
598
Southwest Airlines
LUV
$22.6B
$4K ﹤0.01%
81
– –
MSI icon
599
CALL
Motorola Solutions
MSI
$73.2B
$4K ﹤0.01%
+3,000
New +$494K
NLY icon
600
Annaly Capital Management
NLY
$17.3B
$4K ﹤0.01%
105
– –
22 23
24
25 26

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UWPG
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TC
TwinBeech Capital Purchase, New York $965M AUM 0.23% 1-Year Est. Return
TFP
Triple Frond Partners San Francisco, California $963M AUM 27.45% 1-Year Est. Return
QIM
Quantitative Investment Management Charlottesville, Virginia $963M AUM 12.95% 1-Year Est. Return
MK
MASTERINVEST Kapitalanlage Vienna $962M AUM 27.59% 1-Year Est. Return
GHC
Graham Holdings Company Arlington, Virginia $967M AUM 15.12% 1-Year Est. Return
GLR
Great Lakes Retirement Sandusky, Ohio $967M AUM 25.11% 1-Year Est. Return

Focused Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, Focused Wealth Management held 811 positions worth $423M, up 17% from $362M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Focused Wealth Management deployed $48.7M of net new capital in Q4 2019, opening 64 new positions and adding to 190 existing holdings. Its largest new stake was Schwab Short-Term US Treasury ETF: 19,820 shares worth $500K.

By sector, the portfolio is most concentrated in Financials at 5.6% of assets, down from 5.7% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio Emerging Markets ETF, an estimated $33.2M trimmed.

  • Focused Wealth Management's largest Q4 2019 buy was Schwab Short-Term US Treasury ETF: 19,820 shares worth $500K.
  • Focused Wealth Management added most to Schwab Emerging Markets Equity ETF in Q4 2019, an estimated $37M increase.
  • Focused Wealth Management's biggest Q4 2019 reduction was State Street SPDR Portfolio Emerging Markets ETF, cutting an estimated $33.2M.
  • Focused Wealth Management fully exited Invesco S&P 500 Equal Weight Financials ETF in Q4 2019, selling an estimated $957K.
  • Focused Wealth Management's ten largest holdings make up 56% of its $423M portfolio in Q4 2019.
  • Focused Wealth Management opened 64 new positions and closed 62 in Q4 2019.
  • Focused Wealth Management's portfolio value rose 17% quarter-over-quarter to $423M.

Based on Focused Wealth Management's 13F filing for Q4 2019, filed 21 Jan 2020.