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FWM

Focused Wealth Management Portfolio holdings

AUM $964M
1-Year Est. Return 18.71%
This Fund
S&P 500
This Quarter Est. Return
-1.33%
1 Year Est. Return
+18.71%
3 Year Est. Return
+57.88%
5 Year Est. Return
+57.2%
10 Year Est. Return
+185.31%
AUM
$130M
AUM Growth
+$2.52M
Cap. Flow
+$108M
Cap. Flow %
82.53%
Top 10 Hldgs %
34.41%
Holding
758
New
48
Increased
162
Reduced
79
Closed
27

Top Buys

Rank Stock Value
1
RIG icon
Transocean
RIG
+$2.51M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$1.71M
3
GE icon
GE Aerospace
GE
+$1.67M
4
ARI
Apollo Commercial Real Estate
ARI
+$742K
5
BAC icon
Bank of America
BAC
+$377K

Top Sells

Rank Stock Value
1
VB icon
Vanguard Small-Cap ETF
VB
+$4.3M
2
VO icon
Vanguard Mid-Cap ETF
VO
+$4.2M
3
VXF icon
Vanguard Extended Market ETF
VXF
+$2.66M
4
CSCO icon
Cisco
CSCO
+$251K
5
VBR icon
Vanguard Small-Cap Value ETF
VBR
+$197K

Sector Composition

Rank Sector Weight
1 Financials 10.61%
2 Industrials 7.35%
3 Technology 6.38%
4 Healthcare 4.74%
5 Energy 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KCG
576
DELISTED
KCG Holdings, Inc.
KCG
$3K ﹤0.01%
333
– –
QLGC
577
DELISTED
QLOGIC CORP
QLGC
$3K ﹤0.01%
358
– –
FNFG
578
DELISTED
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
$3K ﹤0.01%
377
– –
TE
579
DELISTED
TECO ENERGY INC
TE
$3K ﹤0.01%
193
– –
HCBK
580
DELISTED
HUDSON CITY BANCORP INC
HCBK
$3K ﹤0.01%
338
– –
WLL
581
DELISTED
Whiting Petroleum Corporation
WLL
– –
0
– –
ALLE icon
582
Allegion
ALLE
$13B
$2K ﹤0.01%
33
– –
AMP icon
583
Ameriprise Financial
AMP
$46.8B
$2K ﹤0.01%
20
– –
ARCC icon
584
Ares Capital
ARCC
$13.5B
$2K ﹤0.01%
123
– –
AXTI icon
585
AXT Inc
AXTI
$3.09B
$2K ﹤0.01%
1,000
– –
DLS icon
586
WisdomTree International SmallCap Dividend Fund
DLS
$1.04B
$2K ﹤0.01%
30
– –
EMN icon
587
Eastman Chemical
EMN
$7.8B
$2K ﹤0.01%
30
– –
EVV
588
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$2K ﹤0.01%
112
– –
EXAS
589
DELISTED
Exact Sciences
EXAS
$2K ﹤0.01%
100
– –
FCEL icon
590
FuelCell Energy
FCEL
$1.7B
– –
0
– –
FONR
591
DELISTED
Fonar
FONR
$2K ﹤0.01%
200
– –
IJR icon
592
iShares Core S&P Small-Cap ETF
IJR
$109B
$2K ﹤0.01%
36
– –
IWM icon
593
iShares Russell 2000 ETF
IWM
$80.9B
$2K ﹤0.01%
15
– –
KN icon
594
Knowles
KN
$3.22B
$2K ﹤0.01%
82
– –
LNT icon
595
Alliant Energy
LNT
$19.4B
$2K ﹤0.01%
66
-134
-67% -$3.87K
MANU icon
596
Manchester United
MANU
$3.91B
$2K ﹤0.01%
100
– –
MCHP icon
597
Microchip Technology
MCHP
$42.8B
$2K ﹤0.01%
66
– –
MKC icon
598
McCormick & Company Non-Voting
MKC
$13.4B
$2K ﹤0.01%
72
– –
MSI icon
599
Motorola Solutions
MSI
$69.4B
$2K ﹤0.01%
25
– –
NCV
600
Virtus Convertible & Income Fund
NCV
$374M
$2K ﹤0.01%
63
– –
22 23
24
25 26

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UWPG
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TC
TwinBeech Capital Purchase, New York $965M AUM 0.23% 1-Year Est. Return
TFP
Triple Frond Partners San Francisco, California $963M AUM 27.45% 1-Year Est. Return
QIM
Quantitative Investment Management Charlottesville, Virginia $963M AUM 12.95% 1-Year Est. Return
MK
MASTERINVEST Kapitalanlage Vienna $962M AUM 27.59% 1-Year Est. Return
GHC
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GLR
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Focused Wealth Management's Q3 2014 Portfolio in Review

As of Q3 2014, Focused Wealth Management held 758 positions worth $130M, up 2% from $128M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Focused Wealth Management deployed $108M of net new capital in Q3 2014, opening 48 new positions and adding to 162 existing holdings. Its largest new stake was Apollo Commercial Real Estate: 44,858 shares worth $705K.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 9.8% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Vanguard Small-Cap ETF, an estimated $4.3M trimmed.

  • Focused Wealth Management's largest Q3 2014 buy was Apollo Commercial Real Estate: 44,858 shares worth $705K.
  • Focused Wealth Management added most to Transocean in Q3 2014, an estimated $2.51M increase.
  • Focused Wealth Management's biggest Q3 2014 reduction was Vanguard Small-Cap ETF, cutting an estimated $4.3M.
  • Focused Wealth Management fully exited Nu Skin in Q3 2014, selling an estimated $26K.
  • Focused Wealth Management's ten largest holdings make up 34% of its $130M portfolio in Q3 2014.
  • Focused Wealth Management opened 48 new positions and closed 27 in Q3 2014.
  • Focused Wealth Management's portfolio value rose 2% quarter-over-quarter to $130M.

Based on Focused Wealth Management's 13F filing for Q3 2014, filed 12 Nov 2014.