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FWM

Focused Wealth Management Portfolio holdings

AUM $964M
1-Year Est. Return 18.71%
This Fund
S&P 500
This Quarter Est. Return
+6.76%
1 Year Est. Return
+18.71%
3 Year Est. Return
+57.88%
5 Year Est. Return
+57.2%
10 Year Est. Return
+185.31%
AUM
$119M
AUM Growth
+$14.5M
Cap. Flow
+$6.82M
Cap. Flow %
5.7%
Top 10 Hldgs %
38.99%
Holding
695
New
65
Increased
179
Reduced
128
Closed
28

Top Buys

Rank Stock Value
1
EDIV icon
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
+$2.26M
2
GE icon
GE Aerospace
GE
+$1.14M
3
C icon
Citigroup
C
+$944K
4
IDV icon
iShares International Select Dividend ETF
IDV
+$866K
5
CSCO icon
Cisco
CSCO
+$766K

Top Sells

Rank Stock Value
1
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$862K
2
IBM icon
IBM
IBM
+$551K
3
JLS icon
Nuveen Mortgage and Income Fund
JLS
+$370K
4
FSYS
FUEL SYSTEMS SOLUTIONS INC COM STK
FSYS
+$277K
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$270K

Sector Composition

Rank Sector Weight
1 Financials 6.72%
2 Technology 6.51%
3 Industrials 5.74%
4 Healthcare 3.9%
5 Energy 2.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WLL
576
DELISTED
Whiting Petroleum Corporation
WLL
– –
0
– –
RTK
577
DELISTED
Rentech, Inc.
RTK
$2K ﹤0.01%
100
– –
ALV icon
578
Autoliv
ALV
$8.6B
$1K ﹤0.01%
21
– –
BR icon
579
Broadridge
BR
$17.2B
$1K ﹤0.01%
31
-32
-51% -$1.16K
BSX icon
580
Boston Scientific
BSX
$65.8B
$1K ﹤0.01%
100
– –
CAR icon
581
Avis
CAR
$5.63B
$1K ﹤0.01%
20
+10
+100% +$335
DGS icon
582
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.7B
$1K ﹤0.01%
17
– –
DSX icon
583
Diana Shipping
DSX
$280M
$1K ﹤0.01%
143
– –
EWX icon
584
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$662M
$1K ﹤0.01%
20
– –
EXAS
585
DELISTED
Exact Sciences
EXAS
$1K ﹤0.01%
100
– –
GES
586
DELISTED
Guess Inc
GES
$1K ﹤0.01%
20
– –
IMAX icon
587
IMAX
IMAX
$2.38B
$1K ﹤0.01%
30
– –
IPI icon
588
Intrepid Potash
IPI
$460M
$1K ﹤0.01%
5
– –
KBH icon
589
KB Home
KBH
$3.48B
$1K ﹤0.01%
63
– –
MCHP icon
590
Microchip Technology
MCHP
$42.8B
$1K ﹤0.01%
66
– –
MFC icon
591
Manulife Financial
MFC
$72.6B
$1K ﹤0.01%
40
– –
NRG icon
592
NRG Energy
NRG
$29.8B
$1K ﹤0.01%
45
– –
OTEX icon
593
Open Text
OTEX
$5.43B
$1K ﹤0.01%
+28
New +$579
PBW icon
594
Invesco WilderHill Clean Energy ETF
PBW
$390M
$1K ﹤0.01%
39
-32
-45% -$1.03K
PIO icon
595
Invesco Global Water ETF
PIO
$269M
$1K ﹤0.01%
55
– –
RMBS icon
596
Rambus
RMBS
$10.4B
$1K ﹤0.01%
150
– –
XEL icon
597
Xcel Energy
XEL
$51B
$1K ﹤0.01%
50
-50
-50% -$1.41K
XYL icon
598
Xylem
XYL
$28.5B
$1K ﹤0.01%
20
– –
IMGN
599
DELISTED
Immunogen Inc
IMGN
$1K ﹤0.01%
100
– –
SFE
600
DELISTED
Safeguard Scientifics, Inc.
SFE
$1K ﹤0.01%
+66
New +$1.17K
22 23
24
25 26

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UWPG
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TC
TwinBeech Capital Purchase, New York $965M AUM 0.23% 1-Year Est. Return
TFP
Triple Frond Partners San Francisco, California $963M AUM 27.45% 1-Year Est. Return
QIM
Quantitative Investment Management Charlottesville, Virginia $963M AUM 12.95% 1-Year Est. Return
MK
MASTERINVEST Kapitalanlage Vienna $962M AUM 27.59% 1-Year Est. Return
GHC
Graham Holdings Company Arlington, Virginia $967M AUM 15.12% 1-Year Est. Return
GLR
Great Lakes Retirement Sandusky, Ohio $967M AUM 25.11% 1-Year Est. Return

Focused Wealth Management's Q4 2013 Portfolio in Review

As of Q4 2013, Focused Wealth Management held 695 positions worth $119M, up 14% from $105M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Focused Wealth Management deployed $6.82M of net new capital in Q4 2013, opening 65 new positions and adding to 179 existing holdings. Its largest new stake was State Street Industrial Select Sector SPDR ETF: 2,100 shares worth $110K.

By sector, the portfolio is most concentrated in Financials at 6.7% of assets, up from 4.5% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Vanguard FTSE Emerging Markets ETF, an estimated $862K trimmed.

  • Focused Wealth Management's largest Q4 2013 buy was State Street Industrial Select Sector SPDR ETF: 2,100 shares worth $110K.
  • Focused Wealth Management added most to State Street SPDR S&P Emerging Markets Dividend ETF in Q4 2013, an estimated $2.26M increase.
  • Focused Wealth Management's biggest Q4 2013 reduction was Vanguard FTSE Emerging Markets ETF, cutting an estimated $862K.
  • Focused Wealth Management fully exited FUEL SYSTEMS SOLUTIONS INC COM STK in Q4 2013, selling an estimated $277K.
  • Focused Wealth Management's ten largest holdings make up 39% of its $119M portfolio in Q4 2013.
  • Focused Wealth Management opened 65 new positions and closed 28 in Q4 2013.
  • Focused Wealth Management's portfolio value rose 14% quarter-over-quarter to $119M.

Based on Focused Wealth Management's 13F filing for Q4 2013, filed 6 Feb 2014.