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FWM

Focused Wealth Management Portfolio holdings

AUM $964M
1-Year Est. Return 18.71%
This Fund
S&P 500
This Quarter Est. Return
-1.33%
1 Year Est. Return
+18.71%
3 Year Est. Return
+57.88%
5 Year Est. Return
+57.2%
10 Year Est. Return
+185.31%
AUM
$130M
AUM Growth
+$2.52M
Cap. Flow
+$108M
Cap. Flow %
82.53%
Top 10 Hldgs %
34.41%
Holding
758
New
48
Increased
162
Reduced
79
Closed
27

Top Buys

Rank Stock Value
1
RIG icon
Transocean
RIG
+$2.51M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$1.71M
3
GE icon
GE Aerospace
GE
+$1.67M
4
ARI
Apollo Commercial Real Estate
ARI
+$742K
5
BAC icon
Bank of America
BAC
+$377K

Top Sells

Rank Stock Value
1
VB icon
Vanguard Small-Cap ETF
VB
+$4.3M
2
VO icon
Vanguard Mid-Cap ETF
VO
+$4.2M
3
VXF icon
Vanguard Extended Market ETF
VXF
+$2.66M
4
CSCO icon
Cisco
CSCO
+$251K
5
VBR icon
Vanguard Small-Cap Value ETF
VBR
+$197K

Sector Composition

Rank Sector Weight
1 Financials 10.61%
2 Industrials 7.35%
3 Technology 6.38%
4 Healthcare 4.74%
5 Energy 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGN
551
DELISTED
Allergan plc
AGN
$4K ﹤0.01%
18
– –
BWP
552
DELISTED
Boardwalk Pipeline Partners
BWP
$4K ﹤0.01%
200
– –
TRW
553
DELISTED
TRW AUTOMOTIVE HOLDINGS CORP
TRW
$4K ﹤0.01%
35
– –
BTF
554
DELISTED
BOULDER TOTAL RETURN FD INC
BTF
$4K ﹤0.01%
137
– –
WR
555
DELISTED
Westar Energy Inc
WR
$4K ﹤0.01%
109
+1
+0.9% +$36
AMKR icon
556
Amkor Technology
AMKR
$16.1B
$3K ﹤0.01%
300
– –
BB icon
557
BlackBerry
BB
$5.01B
$3K ﹤0.01%
350
– –
CLF icon
558
Cleveland-Cliffs
CLF
$6.81B
$3K ﹤0.01%
300
– –
DHF
559
BNY Mellon High Yield Strategies Fund
DHF
$171M
$3K ﹤0.01%
920
– –
FAX
560
abrdn Asia-Pacific Income Fund
FAX
$590M
$3K ﹤0.01%
77
– –
GEOS icon
561
Geospace Technologies
GEOS
$91.6M
$3K ﹤0.01%
78
– –
ICF icon
562
iShares Select U.S. REIT ETF
ICF
$2.12B
$3K ﹤0.01%
62
– –
IGOV icon
563
iShares International Treasury Bond ETF
IGOV
$1.34B
$3K ﹤0.01%
+52
New +$2.68K
PLUG icon
564
Plug Power
PLUG
$2.92B
$3K ﹤0.01%
550
-1,030
-65% -$5.31K
TAN icon
565
Invesco Solar ETF
TAN
$1.47B
$3K ﹤0.01%
81
– –
TDC icon
566
Teradata
TDC
$2.68B
$3K ﹤0.01%
76
– –
TNL icon
567
Travel + Leisure Co
TNL
$4.54B
$3K ﹤0.01%
89
– –
HYB
568
DELISTED
New America High Income Fund, Inc.
HYB
$3K ﹤0.01%
360
– –
JPS
569
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$3K ﹤0.01%
325
– –
WWE
570
DELISTED
World Wrestling Entertainment
WWE
$3K ﹤0.01%
+200
New +$2.71K
ACOR
571
DELISTED
Acorda Therapeutics
ACOR
$3K ﹤0.01%
1
– –
STON
572
DELISTED
StoneMor Inc.
STON
$3K ﹤0.01%
111
– –
CSOD
573
DELISTED
Cornerstone OnDemand, Inc.
CSOD
$3K ﹤0.01%
100
– –
CLGX
574
DELISTED
Corelogic, Inc.
CLGX
$3K ﹤0.01%
100
– –
PTLA
575
DELISTED
Portola Pharmaceuticals, Inc.
PTLA
$3K ﹤0.01%
125
– –
21 22
23
24 25

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UWPG
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TC
TwinBeech Capital Purchase, New York $965M AUM 0.23% 1-Year Est. Return
TFP
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QIM
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MK
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GHC
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GLR
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Focused Wealth Management's Q3 2014 Portfolio in Review

As of Q3 2014, Focused Wealth Management held 758 positions worth $130M, up 2% from $128M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Focused Wealth Management deployed $108M of net new capital in Q3 2014, opening 48 new positions and adding to 162 existing holdings. Its largest new stake was Apollo Commercial Real Estate: 44,858 shares worth $705K.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 9.8% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Vanguard Small-Cap ETF, an estimated $4.3M trimmed.

  • Focused Wealth Management's largest Q3 2014 buy was Apollo Commercial Real Estate: 44,858 shares worth $705K.
  • Focused Wealth Management added most to Transocean in Q3 2014, an estimated $2.51M increase.
  • Focused Wealth Management's biggest Q3 2014 reduction was Vanguard Small-Cap ETF, cutting an estimated $4.3M.
  • Focused Wealth Management fully exited Nu Skin in Q3 2014, selling an estimated $26K.
  • Focused Wealth Management's ten largest holdings make up 34% of its $130M portfolio in Q3 2014.
  • Focused Wealth Management opened 48 new positions and closed 27 in Q3 2014.
  • Focused Wealth Management's portfolio value rose 2% quarter-over-quarter to $130M.

Based on Focused Wealth Management's 13F filing for Q3 2014, filed 12 Nov 2014.